0001179110-20-007468.txt : 20200616 0001179110-20-007468.hdr.sgml : 20200616 20200616184801 ACCESSION NUMBER: 0001179110-20-007468 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200612 FILED AS OF DATE: 20200616 DATE AS OF CHANGE: 20200616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOTHA ROELOF CENTRAL INDEX KEY: 0001222287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 20967644 MAIL ADDRESS: STREET 1: C/O SEQUOIA CAPITAL STREET 2: 2800 SAND HILL RD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Natera, Inc. CENTRAL INDEX KEY: 0001604821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 010894487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 650-249-9090 MAIL ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 4 1 edgar.xml FORM 4 - X0306 4 2020-06-12 0 0001604821 Natera, Inc. NTRA 0001222287 BOTHA ROELOF C/O SEQUOIA CAPITAL 2800 SAND HILL ROAD, SUITE 101 MENLO PARK CA 94025 1 0 0 0 Stock Option (right to buy) 40.93 2020-06-12 4 A 0 11424 0 A 2030-06-11 Common Stock 11424 11424 D Stock Option (right to buy) 40.93 2020-06-12 4 A 0 1021 18.36 A 2020-06-12 2030-06-11 Common Stock 1021 1021 D Stock Option (right to buy) 40.93 2020-06-12 4 A 0 204 0 A 2020-06-12 2030-06-11 Common Stock 204 204 D The option shares shall vest and become exercisable in full on May 28, 2021. The option shares will become fully vested and exercisable in the event that the Issuer is subject to a change in control. The option was issued to the Reporting Person in lieu of retainer fees of $18,750, for service on the Issuer's Board of Directors. The option shares are fully vested and may be exercised at any time. /s/ Tami Chen, attorney-in-fact 2020-06-16