0001127602-17-029223.txt : 20171004
0001127602-17-029223.hdr.sgml : 20171004
20171004164829
ACCESSION NUMBER: 0001127602-17-029223
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161208
FILED AS OF DATE: 20171004
DATE AS OF CHANGE: 20171004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MILLER JOHN A
CENTRAL INDEX KEY: 0001222215
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33145
FILM NUMBER: 171122205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sally Beauty Holdings, Inc.
CENTRAL INDEX KEY: 0001368458
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990]
IRS NUMBER: 362257936
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 3001 COLORADO BOULEVARD
CITY: DENTON
STATE: TX
ZIP: 76210
BUSINESS PHONE: (940) 898-7500
MAIL ADDRESS:
STREET 1: 3001 COLORADO BOULEVARD
CITY: DENTON
STATE: TX
ZIP: 76210
FORMER COMPANY:
FORMER CONFORMED NAME: New Sally Holdings, Inc.
DATE OF NAME CHANGE: 20060707
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-12-08
0001368458
Sally Beauty Holdings, Inc.
SBH
0001222215
MILLER JOHN A
C/O SALLY BEAUTY HOLDINGS, INC.
3001 COLORADO BLVD
DENTON
TX
76210
1
Common Stock
2016-12-08
5
G
0
E
24000
0
D
157006
I
by Rellim Investment Company
Common Stock
2017-09-30
4
M
0
4896
A
44698
D
Restricted Stock Units
2017-09-30
4
M
0
4896
D
2017-09-30
Common Stock
4896
0
D
Reflects the gift of shares by the Rellim Investment Company, LLC (the "LLC") to the John A. Miller Family Foundation. These shares were previously reported as being held by the Rellim Dynasty Trust but were transferred to the LLC. The reporting person is the manager of the LLC and the beneficiary of the trust that is the single member of the LLC. The reporting person does not have any beneficial ownership in the John A. Miller Family Foundation.
Restricted stock units convert into common stock on a one-for-one basis.
On November 1, 2016, the reporting person was granted 4,896 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on September 30, 2017 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date.
/s/ Matthew Haltom, Attorney-in-fact
2017-10-04