0001209191-21-062729.txt : 20211103
0001209191-21-062729.hdr.sgml : 20211103
20211103165604
ACCESSION NUMBER: 0001209191-21-062729
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211101
FILED AS OF DATE: 20211103
DATE AS OF CHANGE: 20211103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAO JOHN E
CENTRAL INDEX KEY: 0001222028
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40295
FILM NUMBER: 211376286
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alignment Healthcare, Inc.
CENTRAL INDEX KEY: 0001832466
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 465596242
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 W. TOWN AND COUNTRY ROAD
STREET 2: SUITE 1600
CITY: ORANGE
STATE: CA
ZIP: 92868
BUSINESS PHONE: 844-310-2247
MAIL ADDRESS:
STREET 1: 1100 W. TOWN AND COUNTRY ROAD
STREET 2: SUITE 1600
CITY: ORANGE
STATE: CA
ZIP: 92868
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-11-01
0
0001832466
Alignment Healthcare, Inc.
ALHC
0001222028
KAO JOHN E
1100 W. TOWN & COUNTRY RD., SUITE 1600
ORANGE
CA
92868
1
1
0
0
Chief Executive Officer
Common Stock
2021-11-01
4
S
0
70698
19.9111
D
4014339
I
See Footnote
Common Stock
2021-11-02
4
S
0
29302
19.9284
D
3985037
I
See Footnote
Common Stock
311030
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. The reported prices in column 4 are weighted-average prices. The Reporting Person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) and (4) to this Form 4.
The shares were sold in multiple transactions at prices ranging from $19.37 to $20.18 per share.
Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee.
The shares were sold in multiple transactions at prices ranging from $19.58 to $20.45 per share.
Represents 311,030 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of Alignment Healthcare, Inc., that will vest 25% on the first four anniversaries of the initial vesting date.
/s/ Richard A. Cross, As Attorney-in-Fact, for John E. Kao
2021-11-03