0001209191-21-062729.txt : 20211103 0001209191-21-062729.hdr.sgml : 20211103 20211103165604 ACCESSION NUMBER: 0001209191-21-062729 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211101 FILED AS OF DATE: 20211103 DATE AS OF CHANGE: 20211103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAO JOHN E CENTRAL INDEX KEY: 0001222028 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40295 FILM NUMBER: 211376286 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alignment Healthcare, Inc. CENTRAL INDEX KEY: 0001832466 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 465596242 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 W. TOWN AND COUNTRY ROAD STREET 2: SUITE 1600 CITY: ORANGE STATE: CA ZIP: 92868 BUSINESS PHONE: 844-310-2247 MAIL ADDRESS: STREET 1: 1100 W. TOWN AND COUNTRY ROAD STREET 2: SUITE 1600 CITY: ORANGE STATE: CA ZIP: 92868 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-01 0 0001832466 Alignment Healthcare, Inc. ALHC 0001222028 KAO JOHN E 1100 W. TOWN & COUNTRY RD., SUITE 1600 ORANGE CA 92868 1 1 0 0 Chief Executive Officer Common Stock 2021-11-01 4 S 0 70698 19.9111 D 4014339 I See Footnote Common Stock 2021-11-02 4 S 0 29302 19.9284 D 3985037 I See Footnote Common Stock 311030 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. The reported prices in column 4 are weighted-average prices. The Reporting Person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) and (4) to this Form 4. The shares were sold in multiple transactions at prices ranging from $19.37 to $20.18 per share. Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee. The shares were sold in multiple transactions at prices ranging from $19.58 to $20.45 per share. Represents 311,030 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of Alignment Healthcare, Inc., that will vest 25% on the first four anniversaries of the initial vesting date. /s/ Richard A. Cross, As Attorney-in-Fact, for John E. Kao 2021-11-03