0000950142-21-003814.txt : 20211124 0000950142-21-003814.hdr.sgml : 20211124 20211124183155 ACCESSION NUMBER: 0000950142-21-003814 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211123 FILED AS OF DATE: 20211124 DATE AS OF CHANGE: 20211124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAO JOHN E CENTRAL INDEX KEY: 0001222028 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40295 FILM NUMBER: 211448453 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alignment Healthcare, Inc. CENTRAL INDEX KEY: 0001832466 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 465596242 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 W. TOWN AND COUNTRY ROAD STREET 2: SUITE 1600 CITY: ORANGE STATE: CA ZIP: 92868 BUSINESS PHONE: 844-310-2247 MAIL ADDRESS: STREET 1: 1100 W. TOWN AND COUNTRY ROAD STREET 2: SUITE 1600 CITY: ORANGE STATE: CA ZIP: 92868 4 1 es210205304_4-kao.xml OWNERSHIP DOCUMENT X0306 4 2021-11-23 0 0001832466 Alignment Healthcare, Inc. ALHC 0001222028 KAO JOHN E C/O ALIGNMENT HEALTHCARE, INC. 1100 W. TOWN & COUNTRY ROAD, SUITE 1600 ORANGE CA 92868 1 1 0 0 Chief Executive Officer Common Stock 2021-11-23 4 S 0 419646 20.1075 D 3565391 I See footnote Common Stock 311030 D Represents 419,646 shares of Common Stock of Alignment Healthcare, Inc. (the "Company") sold pursuant to a registered offering which closed on November 23, 2021, at a price of $20.1075 (net of underwriting discount). Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee. Represents 311,030 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 25% on the first four anniversaries of the initial vesting date. /s/ Richard A. Cross, as Attorney-in-Fact, for John E. Kao 2021-11-24