0001500217-22-000119.txt : 20221004
0001500217-22-000119.hdr.sgml : 20221004
20221004162823
ACCESSION NUMBER: 0001500217-22-000119
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220829
FILED AS OF DATE: 20221004
DATE AS OF CHANGE: 20221004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RADY ERNEST S
CENTRAL INDEX KEY: 0001221359
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35030
FILM NUMBER: 221292051
MAIL ADDRESS:
STREET 1: 23 PASTEUR ROAD
STREET 2: C/O WESTCORP
CITY: IRVINE
STATE: CA
ZIP: 92618
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Assets Trust, Inc.
CENTRAL INDEX KEY: 0001500217
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3420 CARMEL MOUNTAIN ROAD
STREET 2: SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: (858) 350-2600
MAIL ADDRESS:
STREET 1: 3420 CARMEL MOUNTAIN ROAD
STREET 2: SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4/A
1
wf-form4a_166491526445282.xml
FORM 4/A
X0306
4/A
2022-08-29
2022-08-31
0
0001500217
American Assets Trust, Inc.
AAT
0001221359
RADY ERNEST S
3420 CARMEL MOUNTAIN ROAD
SUITE 100
SAN DIEGO
CA
92121
1
1
1
0
Chairman & CEO
Common Stock, par value $0.01
2022-08-29
4
P
0
20000
28.66
A
6817855
I
By ERT
Common Stock, par value $0.01
2022-08-30
4
P
0
15000
28.34
A
6832855
I
By ERT
Common Stock, par value $0.01
2189698
I
By AAI
Common Stock, par value $0.01
1275336
I
By ICW
Common Stock, par value $0.01
719341
I
By RF
Common Stock, par value $0.01
200000
I
By EIC
Common Stock, par value $0.01
100459
I
By ESRT
Common Stock, par value $0.01
255339
D
Represents shares held by Ernest Rady Trust U/D/T March 10, 1983 ("ERT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
This amendment to Form 4 is filed for the purpose of correcting a scrivener's error. The actual securities acquired by ERT on 8/30/22 was 15,000 shares, as opposed to the previously reported 10,000 shares.
Represents shares held by American Assets, Inc. ("AAI"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents shares held by Insurance Company of the West ("ICW"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents shares held by Rady Foundation ("RF"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents shares held by Explorer Insurance Company ("EIC"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents shares held by Evelyn Shirley Rady Trust U/D/T March 10, 1983 ("ESRT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Amount includes (a) 66,680 shares held by Ernest Rady IRA and (b) 188,659 shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan.
/s/ Adam Wyll, Attorney-in-fact
2022-10-04