0001500217-22-000101.txt : 20220826 0001500217-22-000101.hdr.sgml : 20220826 20220826161008 ACCESSION NUMBER: 0001500217-22-000101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220825 FILED AS OF DATE: 20220826 DATE AS OF CHANGE: 20220826 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RADY ERNEST S CENTRAL INDEX KEY: 0001221359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35030 FILM NUMBER: 221205277 MAIL ADDRESS: STREET 1: 23 PASTEUR ROAD STREET 2: C/O WESTCORP CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Assets Trust, Inc. CENTRAL INDEX KEY: 0001500217 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3420 CARMEL MOUNTAIN ROAD STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (858) 350-2600 MAIL ADDRESS: STREET 1: 3420 CARMEL MOUNTAIN ROAD STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 wf-form4_166154458702995.xml FORM 4 X0306 4 2022-08-25 0 0001500217 American Assets Trust, Inc. AAT 0001221359 RADY ERNEST S 3420 CARMEL MOUNTAIN ROAD SUITE 100 SAN DIEGO CA 92121 1 1 1 0 Chairman & CEO Common Stock, par value $0.01 2022-08-25 4 P 0 15000 28.94 A 6787855 I By ERT Common Stock, par value $0.01 2022-08-26 4 P 0 10000 28.55 A 6797855 I By ERT Common Stock, par value $0.01 2189698 I By AAI Common Stock, par value $0.01 1275336 I By ICW Common Stock, par value $0.01 719341 I By RF Common Stock, par value $0.01 200000 I By EIC Common Stock, par value $0.01 100459 I By ESRT Common Stock, par value $0.01 255339 D Represents shares held by Ernest Rady Trust U/D/T March 10, 1983 ("ERT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Represents shares held by American Assets, Inc. ("AAI"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Represents shares held by Insurance Company of the West ("ICW"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Represents shares held by Rady Foundation ("RF"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Represents shares held by Explorer Insurance Company ("EIC"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Represents shares held by Evelyn Shirley Rady Trust U/D/T March 10, 1983 ("ESRT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Amount includes (a) 66,680 shares held by Ernest Rady IRA and (b) 188,659 shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan. /s/ Adam Wyll, Attorney-in-fact 2022-08-26