0001209191-20-006974.txt : 20200205 0001209191-20-006974.hdr.sgml : 20200205 20200205170110 ACCESSION NUMBER: 0001209191-20-006974 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200203 FILED AS OF DATE: 20200205 DATE AS OF CHANGE: 20200205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAULS DOUGLAS J CENTRAL INDEX KEY: 0001221213 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35039 FILM NUMBER: 20579605 MAIL ADDRESS: STREET 1: C/O ESSENT GROUP LTD. STREET 2: CLARENDON HOUSE, 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM 11 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BankUnited, Inc. CENTRAL INDEX KEY: 0001504008 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 270162450 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14817 OAK LANE CITY: MIAMI LAKES STATE: FL ZIP: 33016 BUSINESS PHONE: (305) 569-2000 MAIL ADDRESS: STREET 1: 14817 OAK LANE CITY: MIAMI LAKES STATE: FL ZIP: 33016 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-03 0 0001504008 BankUnited, Inc. BKU 0001221213 PAULS DOUGLAS J C/O BANKUNITED, INC. 14817 OAK LANE MIAMI LAKES FL 33016 1 0 0 0 Common Stock, par value $0.01 per share 2020-02-03 4 M 0 4300 27.00 A 38748 D Common Stock, par value $0.01 per share 2020-02-03 4 S 0 4300 33.5026 D 34448 D Common Stock, par value $0.01 per share 2020-02-04 4 M 0 45700 27.00 A 80148 D Common Stock, par value $0.01 per share 2020-02-04 4 S 0 45700 33.6577 D 34448 D Common Stock, par value $0.01 per share 31000 I As co-trustee Common Stock Option (right to buy) 27.00 2020-02-03 4 M 0 4300 0.00 D 2021-02-02 Common Stock, par value $0.01 per share 4300 95700 D Common Stock Option (right to buy) 27.00 2020-02-04 4 M 0 45700 0.00 D 2021-02-02 Common Stock, par value $0.01 per share 45700 50000 D These sales were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person. This price represents the weighted average sale price of trades transacted at a multitude of prices ranging from $33.50 to $33.52. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price. This price represents the weighted average sale price of trades transacted at a multitude of prices ranging from $33.52 to $33.88. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each separate price. Shares held by the Pauls Family Foundation, for which Mr. Pauls serves as a co-trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 or for any other purpose. Issued pursuant to the terms of the BankUnited, Inc. 2010 Omnibus Equity Incentive Plan. All such options are currently exercisable. /s/ Susan Greenfield, as Attorney-in-Fact 2020-02-05