0000899243-16-032680.txt : 20161102 0000899243-16-032680.hdr.sgml : 20161102 20161102204747 ACCESSION NUMBER: 0000899243-16-032680 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161031 FILED AS OF DATE: 20161102 DATE AS OF CHANGE: 20161102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quotient Ltd CENTRAL INDEX KEY: 0001596946 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 264719797 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ELIZABETH HOUSE STREET 2: 9 CASTLE STREET CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3RT BUSINESS PHONE: 41274832286 MAIL ADDRESS: STREET 1: ELIZABETH HOUSE STREET 2: 9 CASTLE STREET CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3RT REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OCONNOR SARAH A CENTRAL INDEX KEY: 0001221041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36415 FILM NUMBER: 161969655 MAIL ADDRESS: STREET 1: 501 MERRITT 7 CITY: NORWALK STATE: CT ZIP: 06851 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-10-31 0 0001596946 Quotient Ltd QTNT 0001221041 OCONNOR SARAH A ELIZABETH HOUSE, 9 CASTLE STREET ST HELIER Y9 JE2 3RT JERSEY 1 0 0 0 Ordinary Shares 2016-10-31 4 M 0 1291 A 11291 D Ordinary Share Option (Right to Buy) 11.62 2025-10-31 Ordinary Shares 4303 4303 D Restricted Stock Units 2016-10-31 4 M 0 1291 0.00 D Ordinary Shares 1291 1291 D Ordinary Share Option (Right to Buy) 9.26 2024-08-05 Ordinary Shares 10800 10800 D Ordinary Share Option (Right to Buy) 9.95 2024-10-31 Ordinary Shares 5025 5025 D Ordinary Share Option (Right to Buy) 5.73 2016-10-31 4 A 0 8726 0.00 A 2026-10-31 Ordinary Shares 8726 8726 D Restricted Stock Units 2016-10-31 4 A 0 5236 0.00 A Ordinary Shares 5236 5236 D Restricted Stock Units convert into ordinary shares on a one-for-one basis. 1,434 options vested on October 31, 2016 and remain exercisable, 1,434 options will vest on October 31, 2017, 1,435 options will vest on October 31, 2018. On October 31, 2015, the reporting person was granted 2,582 restricted stock units, of which 1,291 restricted stock units have vested and been exercised. The remaining 1,291 restricted stock units will vest on October 31, 2017. 7,200 options have vested and remain exercisable, 3,600 options will vest on August 6, 2017. 3,350 options have vested and remain exercisable, 1,675 options will vest on October 31, 2017. The options vest and become exercisable in three equal annual installments beginning October 31, 2017. On October 31, 2016, the reporting person was granted 5,236 restricted stock units, vesting in two equal installments on October 31, 2017 and October 31, 2018. /s/ Sarah A. O'Connor 2016-11-02