0000899243-20-004424.txt : 20200212 0000899243-20-004424.hdr.sgml : 20200212 20200212214542 ACCESSION NUMBER: 0000899243-20-004424 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200210 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE KEWSONG CENTRAL INDEX KEY: 0001220640 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35538 FILM NUMBER: 20606708 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle Group Inc. CENTRAL INDEX KEY: 0001527166 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 452832612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202 729 5626 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 FORMER COMPANY: FORMER CONFORMED NAME: Carlyle Group L.P. DATE OF NAME CHANGE: 20110801 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-10 0 0001527166 Carlyle Group Inc. CG 0001220640 LEE KEWSONG 1001 PENNSYLVANIA AVENUE, NW WASHINGTON DC 20004 1 1 0 0 Co-Chief Executive Officer Common Stock 2020-02-10 4 A 0 300000 0.00 A 2651754 D Common Stock 495814 I See Footnote On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc. These shares of common stock were acquired upon the settlement of a performance-based restricted stock unit award previously granted to the reporting person. Reflects a transfer made between a grantor retained annuity trust and the reporting person. Such transfer was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Such shares of common stock are held in a grantor retained annuity trust. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests. Jeffrey W. Ferguson by power of attorney for Kewsong Lee 2020-02-12 EX-24.1 2 attachment1.htm EX-24.1 DOCUMENT

                                                                    Exhibit 24.1

                   POWER OF ATTORNEY AND CONFIRMING STATEMENT

This Power of Attorney and Confirming Statement (this "Statement") confirms that
the undersigned has authorized and designated each of Curtis Buser, Glenn
Youngkin, Jeffrey Ferguson and Anne Frederick to execute and file on the
undersigned's behalf all Forms 3, 4, and 5 (including any amendments thereto)
that the undersigned may be required to file with the U.S. Securities and
Exchange Commission as a result of the undersigned's ownership of or
transactions in securities of The Carlyle Group L.P. (which expects to change
its name to "The Carlyle Group Inc.") (the "Company").  The authority of Curtis
Buser, Glenn Youngkin, Jeffrey Ferguson and Anne Frederick under this Statement
shall continue until the undersigned is no longer required to file Forms 3, 4,
and 5 with regard to his or her ownership of or transactions in securities of
The Carlyle Group L.P., unless earlier revoked in writing.  The undersigned
acknowledges that Curtis Buser, Glenn Youngkin, Jeffrey Ferguson and Anne
Frederick are not assuming any of the undersigned's responsibilities to comply
with Section 16 of the Securities Exchange Act of 1934, as amended.

In witness whereof, this Statement is signed and dated as of the date set forth
below.


Date: December 13, 2019                      By: /s/ Kewsong Lee
                                                --------------------------------
                                             Name: Kewsong Lee