0001490660-14-000216.txt : 20141202 0001490660-14-000216.hdr.sgml : 20141202 20141202184343 ACCESSION NUMBER: 0001490660-14-000216 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141201 FILED AS OF DATE: 20141202 DATE AS OF CHANGE: 20141202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Marketo, Inc. CENTRAL INDEX KEY: 0001490660 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 562558241 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650 376-2300 MAIL ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DHOLAKIA SANJAY CENTRAL INDEX KEY: 0001220396 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 141261776 MAIL ADDRESS: STREET 1: C/O MARKETO, INC. STREET 2: 901 MARINER'S ISLAND BLVD., SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94404 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-12-01 0 0001490660 Marketo, Inc. MKTO 0001220396 DHOLAKIA SANJAY 901 MARINERS ISLAND BLVD SAN MATEO CA 94404 0 1 0 0 SVP & Chief Marketing Officer Common Stock 2014-12-01 4 M 0 490.0 4.56 A 36952 D Common Stock 2014-12-01 4 M 0 204.0 4.74 A 37156 D Common Stock 2014-12-01 4 M 0 994.0 4.74 A 38150 D Common Stock 2014-12-01 4 S 0 1500.0 30.7517 D 36650 D Common Stock 2014-12-01 4 S 0 188.0 31.5747 D 36462 D Incentive Stock Option (right to buy) 4.56 2014-12-01 4 M 0 490.0 0.0 D 2022-04-30 Common Stock 490 8323 D Incentive Stock Option (right to buy) 4.74 2014-12-01 4 M 0 204.0 0.0 D 2022-08-28 Common Stock 204 4284 D Non-Qualified Stock Option (right to buy) 4.74 2014-12-01 4 M 0 994.0 0.0 D 2022-08-28 Common Stock 994 20872 D The shares were sold pursuant to Mr. Dholakia's 10b5-1 plan entered into on August 8, 2014. This transaction was executed in multiple trades at prices ranging from $30.48 to $31.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $31.57 to $31.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in twenty-four equal monthly installments beginning on May 17, 2014. The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vest on August 29, 2013 and one forty-eighth of the shares vest monthly thereafter. By: Margaretta Smith For: Sanjay Dholakia 2014-12-02