0001490660-14-000216.txt : 20141202
0001490660-14-000216.hdr.sgml : 20141202
20141202184343
ACCESSION NUMBER: 0001490660-14-000216
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141201
FILED AS OF DATE: 20141202
DATE AS OF CHANGE: 20141202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Marketo, Inc.
CENTRAL INDEX KEY: 0001490660
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 562558241
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650 376-2300
MAIL ADDRESS:
STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DHOLAKIA SANJAY
CENTRAL INDEX KEY: 0001220396
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35909
FILM NUMBER: 141261776
MAIL ADDRESS:
STREET 1: C/O MARKETO, INC.
STREET 2: 901 MARINER'S ISLAND BLVD., SUITE 200
CITY: SAN MATEO
STATE: CA
ZIP: 94404
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2014-12-01
0
0001490660
Marketo, Inc.
MKTO
0001220396
DHOLAKIA SANJAY
901 MARINERS ISLAND BLVD
SAN MATEO
CA
94404
0
1
0
0
SVP & Chief Marketing Officer
Common Stock
2014-12-01
4
M
0
490.0
4.56
A
36952
D
Common Stock
2014-12-01
4
M
0
204.0
4.74
A
37156
D
Common Stock
2014-12-01
4
M
0
994.0
4.74
A
38150
D
Common Stock
2014-12-01
4
S
0
1500.0
30.7517
D
36650
D
Common Stock
2014-12-01
4
S
0
188.0
31.5747
D
36462
D
Incentive Stock Option (right to buy)
4.56
2014-12-01
4
M
0
490.0
0.0
D
2022-04-30
Common Stock
490
8323
D
Incentive Stock Option (right to buy)
4.74
2014-12-01
4
M
0
204.0
0.0
D
2022-08-28
Common Stock
204
4284
D
Non-Qualified Stock Option (right to buy)
4.74
2014-12-01
4
M
0
994.0
0.0
D
2022-08-28
Common Stock
994
20872
D
The shares were sold pursuant to Mr. Dholakia's 10b5-1 plan entered into on August 8, 2014.
This transaction was executed in multiple trades at prices ranging from $30.48 to $31.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $31.57 to $31.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in twenty-four equal monthly installments beginning on May 17, 2014.
The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vest on August 29, 2013 and one forty-eighth of the shares vest monthly thereafter.
By: Margaretta Smith For: Sanjay Dholakia
2014-12-02