0001567619-20-006507.txt : 20200316 0001567619-20-006507.hdr.sgml : 20200316 20200316213700 ACCESSION NUMBER: 0001567619-20-006507 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200313 FILED AS OF DATE: 20200316 DATE AS OF CHANGE: 20200316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEU RICHARD W CENTRAL INDEX KEY: 0001220191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00638 FILM NUMBER: 20719092 MAIL ADDRESS: STREET 1: 1100 WILSON BOULEVARD STREET 2: SUITE 3000 CITY: ARLINGTON STATE: VA ZIP: 22209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oxford Square Capital Corp. CENTRAL INDEX KEY: 0001259429 IRS NUMBER: 200118736 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DR STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2039835275 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: Oxford Street Capital Corp. DATE OF NAME CHANGE: 20180319 FORMER COMPANY: FORMER CONFORMED NAME: TICC Capital Corp. DATE OF NAME CHANGE: 20071203 FORMER COMPANY: FORMER CONFORMED NAME: TECHNOLOGY INVESTMENT CAPITAL CORP DATE OF NAME CHANGE: 20030812 4 1 doc1.xml FORM 4 X0306 4 2020-03-13 0 0001259429 Oxford Square Capital Corp. OXSQ 0001220191 NEU RICHARD W C/O OXFORD SQUARE CAPITAL CORP. 8 SOUND SHORE DRIVE, SUITE 255 GREENWICH CT 06830 1 0 0 0 Common Stock 2020-03-13 4 P 0 7012 2.65 A 57012 D Common Stock 2020-03-13 4 P 0 12988 2.6999 A 70000 D /s/ Richard W. Neu 2020-03-16