0001179706-16-000487.txt : 20161103 0001179706-16-000487.hdr.sgml : 20161103 20161103184612 ACCESSION NUMBER: 0001179706-16-000487 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161102 FILED AS OF DATE: 20161103 DATE AS OF CHANGE: 20161103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YOUNGJOHNS ROBERT CENTRAL INDEX KEY: 0001220078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 161973259 MAIL ADDRESS: STREET 1: C/O CALLIDUS SOFTWARE STREET 2: 160 WEST SANTA CLARA STREET CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-11-02 0001645590 Hewlett Packard Enterprise Co HPE 0001220078 YOUNGJOHNS ROBERT C/O HEWLETT PACKARD ENTERPRISE COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 EVP and GM, HP Software Common Stock 2016-11-02 4 M 0 58215 22.02 A 58215 D Common Stock 2016-11-02 4 F 0 30378 22.02 D 27837 D Common Stock 2016-11-02 4 M 0 179890 14.49 A 207727 D Common Stock 2016-11-02 4 S 0 179890 22.009 D 27837 D Employee Stock Option (Right to Buy) 14.49 2016-11-02 4 M 0 179890 0 D 2016-11-02 2023-11-02 Common Stock 179890 359781 D Restricted Stock Units 2016-10-31 4 A 0 28.3224 A Common Stock 28.3224 12175.3366 D Restricted Stock Units 2016-10-31 4 A 0 42.6219 A Common Stock 42.6219 18074.6219 D Restricted Stock Units 2016-10-31 4 A 0 94.2686 A Common Stock 94.2686 39799.184 D Restricted Stock Units 2016-11-02 4 M 0 58215 D Common Stock 58215 116426 D Restricted Stock Units 2016-10-31 4 A 0 154.5263 A Common Stock 154.5263 63902.1714 D The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/12/16. The price in Column 4 is a weighted average price. The prices actually paid ranged from $21.87 to $22.15. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. This option became exercisable beginning on this date. This option is no longer exercisable beginning on this date. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/11/13 the reporting person was granted 19,300 restricted stock units ("RSUs"), 6,433 of which vested on 12/11/14, 6,433 of which vested early on 09/17/15, and 11,571 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 28.3224 dividend equivalent rights being reported reflect 28.3224 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. As previously reported, on 07/17/14, the reporting person was granted 29,045 RSUs, 9,681 of which vested on 07/17/15, 17,413 of which vested on 07/17/16, and 17,413 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 42.6219 dividend equivalent rights being reported reflect 42.6219 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. As previously reported, on 12/10/14 the reporting person was granted 32,120 RSUs, 10,706 of which vested early on 09/17/15, and 19,256 of which will vest on 12/10/16, and 19,257 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 94.2686 dividend equivalent rights being reported reflect 94.2686 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. As previously reported, on 11/02/15 the reporting person was granted 172,533 RSUs, 57,511 of which vested on 11/02/16, 57,511 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 422.3104 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 also includes 704 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4378 shares due to the rounding of fractional shares. As previously reported, on 12/09/15 the reporting person was granted 63,131 RSUs, 21,043 of which will vest on 12/09/16, and 21,044 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 154.5263 dividend equivalent rights being reported reflect 154.5263 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. Derek Windham as Attorney-in-Fact for Robert Youngjohns 2016-11-03