0001179706-16-000430.txt : 20160719 0001179706-16-000430.hdr.sgml : 20160719 20160719162943 ACCESSION NUMBER: 0001179706-16-000430 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160717 FILED AS OF DATE: 20160719 DATE AS OF CHANGE: 20160719 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YOUNGJOHNS ROBERT CENTRAL INDEX KEY: 0001220078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 161773720 MAIL ADDRESS: STREET 1: C/O CALLIDUS SOFTWARE STREET 2: 160 WEST SANTA CLARA STREET CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-07-17 0001645590 Hewlett Packard Enterprise Co HPE 0001220078 YOUNGJOHNS ROBERT C/O HEWLETT PACKARD ENTERPRISE COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 EVP and GM, HP Software Common Stock 2016-07-17 4 M 0 18033 19.77 A 18033 D Common Stock 2016-07-17 4 F 0 9411 19.77 D 8622 D Common Stock 2016-07-19 4 S 0 8622 19.69 D 0 D Restricted Stock Units 2016-07-06 4 A 0 34.5872 A Common Stock 38.5872 12147.0142 D Restricted Stock Units 2016-07-17 4 M 0 18033 D Common Stock 18033 18032 D Restricted Stock Units 2016-07-06 4 A 0 115.1204 A Common Stock 115.1204 39704.9154 D Restricted Stock Units 2016-07-06 4 A 0 515.7236 A Common Stock 515.7236 174218.251 D Restricted Stock Units 2016-07-06 4 A 0 188.7068 A Common Stock 188.7068 63747.6451 D The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/02/16. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/11/13 the reporting person was granted 19,300 restricted stock units ("RSUs"), 6,433 of which vested on 12/11/14, 6,433 of which vested early on 09/17/15, and 11,571 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 34.5872 dividend equivalent rights being reported reflect 34.5872 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16. As previously reported, on 07/17/14, the reporting person was granted 29,045 RSUs, 9,681 of which vested on 07/17/15, 17,413 of which vested on 07/17/16, and 17,413 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.0995 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16. The number of derivative securities in column 5 also includes 620 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.1518 shares due to the rounding of fractional shares. As previously reported, on 12/10/14 the reporting person was granted 32,120 RSUs, 10,706 of which vested early on 09/17/15, and 19,256 of which will vest on 12/10/16, and 19,257 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 115.1204 dividend equivalent rights being reported reflect 115.1204 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16. As previously reported, on 11/02/15 the reporting person was granted 172,533 RSUs, 57,511 of which will vest on each of 11/02/16, 11/02/17, and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 515.7236 dividend equivalent rights being reported reflect 515.7236 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16. As previously reported, on 12/09/15 the reporting person was granted 63,131 RSUs, 21,043 of which will vest on 12/09/16, and 21,044 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 188.7068 dividend equivalent rights being reported reflect 188.7068 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16. Derek Windham as Attorney-in-Fact for Robert Youngjohns 2016-07-19