0001179706-16-000343.txt : 20160120 0001179706-16-000343.hdr.sgml : 20160120 20160120190153 ACCESSION NUMBER: 0001179706-16-000343 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160116 FILED AS OF DATE: 20160120 DATE AS OF CHANGE: 20160120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6508575020 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YOUNGJOHNS ROBERT CENTRAL INDEX KEY: 0001220078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 161352139 MAIL ADDRESS: STREET 1: C/O CALLIDUS SOFTWARE STREET 2: 160 WEST SANTA CLARA STREET CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-01-16 0001645590 Hewlett Packard Enterprise Co HPE 0001220078 YOUNGJOHNS ROBERT C/O HEWLETT PACKARD ENTERPRISE COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 EVP and GM, HP Software Common Stock 2016-01-16 4 M 0 46261 12.54 A 65031 D Common Stock 2016-01-16 4 F 0 17702 12.54 D 47329 D Restricted Stock Units 2016-01-16 4 M 0 46261 D Common Stock 46261 0 D Restricted Stock Units 2016-01-06 4 A 0 43.0003 A Common Stock 43.0003 12076.9924 D Restricted Stock Units 2016-01-06 4 A 0 129.4209 A Common Stock 129.4209 35854.0989 D Restricted Stock Units 2016-01-06 4 A 0 143.1226 A Common Stock 143.1226 39471.8543 D Restricted Stock Units 2016-01-06 4 A 0 641.1699 A Common Stock 641.1699 173174.169 D Restricted Stock Units 2016-01-06 4 A 0 234.6084 A Common Stock 234.6084 63365.6084 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 01/16/13 the reporting person was granted 72,633 restricted stock units ("RSUs"), 24,211 of which vested on each of 01/16/14 and 01/16/15, and 43,544 of which vested on 01/16/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities beneficially owned immediately prior to the transaction being reported includes 161.8189 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16. The number of derivative securities in column 5 includes 2,717 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.2787 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/11/13 the reporting person was granted 19,300 RSUs, 6,433 of which vested on 12/11/14, 6,433 of which vested early on 09/17/15, and 11,571 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 43.0003 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16. As previously reported, on 07/17/14, the reporting person was granted 29,045 RSUs, 9,681 of which vested on 07/17/15, and 17,413 of which will vest on each of 07/17/16 and 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 129.4209 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16. As previously reported, on 12/10/14 the reporting person was granted 32,120 RSUs, 10,706 of which vested early on 09/17/15, and 19,256 of which will vest on 12/10/16, and 19,257 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 143.1226 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16. As previously reported, on 11/02/15 the reporting person was granted 172,533 RSUs, 57,511 of which will vest on each of 11/02/16, 11/02/17, and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 641.1699 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16. As previously reported, on 12/09/15 the reporting person was granted 63,131 RSUs, 21,043 of which will vest on 12/09/16, and 21,044 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 234.6084 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16. Derek Windham as Attorney-in-Fact for Robert Youngjohns 2016-01-20