0001213900-24-022629.txt : 20240314 0001213900-24-022629.hdr.sgml : 20240314 20240314163038 ACCESSION NUMBER: 0001213900-24-022629 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240312 FILED AS OF DATE: 20240314 DATE AS OF CHANGE: 20240314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAMADA RICHARD P CENTRAL INDEX KEY: 0001220015 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39958 FILM NUMBER: 24750650 MAIL ADDRESS: STREET 1: 2211 S 47TH ST CITY: PHOENIX STATE: AZ ZIP: 85034 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trinity Capital Inc. CENTRAL INDEX KEY: 0001786108 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 N. 1ST ST. STREET 2: 3RD FLOOR CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 480.374.5350 MAIL ADDRESS: STREET 1: 1 N. 1ST ST. STREET 2: 3RD FLOOR CITY: PHOENIX STATE: AZ ZIP: 85004 4 1 ownership.xml X0508 4 2024-03-12 0 0001786108 Trinity Capital Inc. TRIN 0001220015 HAMADA RICHARD P C/O TRINITY CAPITAL INC. 1 N. 1ST STREET, SUITE 302 PHOENIX AZ 85004 1 0 0 0 0 Common Stock 2024-03-12 4 G 0 83661 0.00 A 93735 D On March 12, 2024, 83,661 shares of common stock, with respect to which the reporting person previously reported indirect beneficial ownership through the Michelas Family Trust Dated 8-31-10, were transferred to the reporting person for no consideration. As a result, the reporting person now has direct beneficial ownership of such shares of common stock. Includes 3,799 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares vest in full on the earlier of (1) June 14, 2024 or (2) the date immediately preceding the next annual meeting of stockholders. Sarah Stanton is signing on behalf of Mr. Hamada pursuant to the power of attorney dated December 16, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 3 Mr. Hamada filed on December 16, 2021. /s/ Sarah Stanton, on behalf of Richard Hamada 2024-03-14