0001209191-20-064486.txt : 20201218 0001209191-20-064486.hdr.sgml : 20201218 20201218181034 ACCESSION NUMBER: 0001209191-20-064486 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201216 FILED AS OF DATE: 20201218 DATE AS OF CHANGE: 20201218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH GRAHAM CENTRAL INDEX KEY: 0001219883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 201401862 MAIL ADDRESS: STREET 1: 301 BRANNMAN ST CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 861106510 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 270 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-8400 MAIL ADDRESS: STREET 1: 270 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-16 0 0001353283 SPLUNK INC SPLK 0001219883 SMITH GRAHAM C/O SPLUNK INC. 270 BRANNAN STREET SAN FRANCISCO CA 94107 1 0 0 0 Common Stock 2020-12-16 4 S 0 831 160.30 D 34086 D Common Stock 2020-12-16 4 S 0 832 161.44 D 33254 D Common Stock 2020-12-16 4 S 0 307 161.97 D 32947 D Common Stock 2020-12-16 4 S 0 30 162.99 D 32917 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.72 to $160.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) to (5) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.80 to $161.79, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.80 to $162.59, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.98 to $162.99, inclusive. /s/ Steve Dean, by power of attorney 2020-12-18