0001171843-17-005417.txt : 20170906
0001171843-17-005417.hdr.sgml : 20170906
20170906160142
ACCESSION NUMBER: 0001171843-17-005417
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170901
FILED AS OF DATE: 20170906
DATE AS OF CHANGE: 20170906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OSWALD BRIAN H
CENTRAL INDEX KEY: 0001219862
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00659
FILM NUMBER: 171071361
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP
CENTRAL INDEX KEY: 0001287032
IRS NUMBER: 432048643
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-448-0702
MAIL ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT ENERGY CORP
DATE OF NAME CHANGE: 20040623
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP
DATE OF NAME CHANGE: 20040414
4
1
formfour.xml
FORM 4
X0306
4
2017-09-01
0
0001287032
PROSPECT CAPITAL CORP
PSEC
0001219862
OSWALD BRIAN H
10 EAST 40TH STREET, 42ND FLOOR
NEW YORK
NY
10016
0
1
0
0
CFO, CCO, TREASURY & SECRETARY
COMMON STOCK
2017-09-01
4
P
0
3373
6.69
A
493373
D
COMMON STOCK
2017-09-01
4
P
0
46627
6.73
A
540000
D
/s/ Brian H. Oswald
2017-09-06