0001171843-17-005417.txt : 20170906 0001171843-17-005417.hdr.sgml : 20170906 20170906160142 ACCESSION NUMBER: 0001171843-17-005417 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170901 FILED AS OF DATE: 20170906 DATE AS OF CHANGE: 20170906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSWALD BRIAN H CENTRAL INDEX KEY: 0001219862 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00659 FILM NUMBER: 171071361 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP CENTRAL INDEX KEY: 0001287032 IRS NUMBER: 432048643 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-448-0702 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT ENERGY CORP DATE OF NAME CHANGE: 20040623 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP DATE OF NAME CHANGE: 20040414 4 1 formfour.xml FORM 4 X0306 4 2017-09-01 0 0001287032 PROSPECT CAPITAL CORP PSEC 0001219862 OSWALD BRIAN H 10 EAST 40TH STREET, 42ND FLOOR NEW YORK NY 10016 0 1 0 0 CFO, CCO, TREASURY & SECRETARY COMMON STOCK 2017-09-01 4 P 0 3373 6.69 A 493373 D COMMON STOCK 2017-09-01 4 P 0 46627 6.73 A 540000 D /s/ Brian H. Oswald 2017-09-06