0001171843-16-013771.txt : 20161223
0001171843-16-013771.hdr.sgml : 20161223
20161223160038
ACCESSION NUMBER: 0001171843-16-013771
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161221
FILED AS OF DATE: 20161223
DATE AS OF CHANGE: 20161223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP
CENTRAL INDEX KEY: 0001287032
IRS NUMBER: 432048643
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-448-0702
MAIL ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT ENERGY CORP
DATE OF NAME CHANGE: 20040623
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP
DATE OF NAME CHANGE: 20040414
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OSWALD BRIAN H
CENTRAL INDEX KEY: 0001219862
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00659
FILM NUMBER: 162069041
4
1
formfour.xml
OWNERSHIP DOCUMENT
X0306
4
2016-12-21
0
0001287032
PROSPECT CAPITAL CORP
PSEC
0001219862
OSWALD BRIAN H
10 EAST 40TH STREET, 42ND FLOOR
NEW YORK
NY
10016
0
1
0
0
CFO, CCO, TREASURY & SECRETARY
COMMON STOCK
2016-12-21
4
G
0
29000
0
D
456000
D
Gift to the BACHRO Foundation Inc., a 501(c)(3) charitable foundation. Mr. Oswald has no pecuniary interest in the shares held by the BACHRO Foundation, Inc.
/s/ Brian H. Oswald
2016-12-23