0001102624-14-002013.txt : 20141211
0001102624-14-002013.hdr.sgml : 20141211
20141211161619
ACCESSION NUMBER: 0001102624-14-002013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141209
FILED AS OF DATE: 20141211
DATE AS OF CHANGE: 20141211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP
CENTRAL INDEX KEY: 0001287032
IRS NUMBER: 432048643
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-448-0702
MAIL ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT ENERGY CORP
DATE OF NAME CHANGE: 20040623
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP
DATE OF NAME CHANGE: 20040414
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OSWALD BRIAN H
CENTRAL INDEX KEY: 0001219862
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00659
FILM NUMBER: 141280966
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-12-09
0
0001287032
PROSPECT CAPITAL CORP
PSEC
0001219862
OSWALD BRIAN H
10 EAST 40TH STREET, 42ND FLOOR
NEW YORK
NY
10016
0
1
0
0
CFO, CCO, Treasury & Secretary
COMMON STOCK
2014-12-09
4
P
0
63500
8.3459
A
375000
D
/s/ BRIAN H OSWALD
2014-12-11