0001102624-12-000943.txt : 20121120
0001102624-12-000943.hdr.sgml : 20121120
20121120160524
ACCESSION NUMBER: 0001102624-12-000943
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121116
FILED AS OF DATE: 20121120
DATE AS OF CHANGE: 20121120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OSWALD BRIAN H
CENTRAL INDEX KEY: 0001219862
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00659
FILM NUMBER: 121218091
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP
CENTRAL INDEX KEY: 0001287032
IRS NUMBER: 432048643
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-448-0702
MAIL ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT ENERGY CORP
DATE OF NAME CHANGE: 20040623
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP
DATE OF NAME CHANGE: 20040414
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2012-11-16
0
0001287032
PROSPECT CAPITAL CORP
PSEC
0001219862
OSWALD BRIAN H
10 E. 40TH STREET, 44TH FLOOR
NEW YORK
NY
10016
0
1
0
0
CFO,CCO,Treasury and Secretary
Common Stock
2012-11-16
4
P
0
18860
10.15
A
69360
D
Common Stock
2012-11-16
4
P
0
640
10.14
A
70000
D
Brian H. Oswald
2012-11-20