0001102624-12-000943.txt : 20121120 0001102624-12-000943.hdr.sgml : 20121120 20121120160524 ACCESSION NUMBER: 0001102624-12-000943 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121116 FILED AS OF DATE: 20121120 DATE AS OF CHANGE: 20121120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSWALD BRIAN H CENTRAL INDEX KEY: 0001219862 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00659 FILM NUMBER: 121218091 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP CENTRAL INDEX KEY: 0001287032 IRS NUMBER: 432048643 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-448-0702 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT ENERGY CORP DATE OF NAME CHANGE: 20040623 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP DATE OF NAME CHANGE: 20040414 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-11-16 0 0001287032 PROSPECT CAPITAL CORP PSEC 0001219862 OSWALD BRIAN H 10 E. 40TH STREET, 44TH FLOOR NEW YORK NY 10016 0 1 0 0 CFO,CCO,Treasury and Secretary Common Stock 2012-11-16 4 P 0 18860 10.15 A 69360 D Common Stock 2012-11-16 4 P 0 640 10.14 A 70000 D Brian H. Oswald 2012-11-20