0001102624-12-000729.txt : 20120910
0001102624-12-000729.hdr.sgml : 20120910
20120910160126
ACCESSION NUMBER: 0001102624-12-000729
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120906
FILED AS OF DATE: 20120910
DATE AS OF CHANGE: 20120910
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OSWALD BRIAN H
CENTRAL INDEX KEY: 0001219862
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00659
FILM NUMBER: 121083239
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP
CENTRAL INDEX KEY: 0001287032
IRS NUMBER: 432048643
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-448-0702
MAIL ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT ENERGY CORP
DATE OF NAME CHANGE: 20040623
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP
DATE OF NAME CHANGE: 20040414
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2012-09-06
0
0001287032
PROSPECT CAPITAL CORP
PSEC
0001219862
OSWALD BRIAN H
10 E. 40TH STREET, 44TH FLOOR
NEW YORK
NY
10016
0
1
0
0
CFO, CCO, Treasury & Secretary
COMMON STOCK
2012-09-06
4
P
0
23352
11.69
A
50352
D
COMMON STOCK
2012-09-07
4
P
0
148
11.73
A
50500
D
Brian H Oswald
2012-09-10