0001102624-11-000319.txt : 20110525 0001102624-11-000319.hdr.sgml : 20110525 20110525131754 ACCESSION NUMBER: 0001102624-11-000319 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110525 FILED AS OF DATE: 20110525 DATE AS OF CHANGE: 20110525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSWALD BRIAN H CENTRAL INDEX KEY: 0001219862 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00659 FILM NUMBER: 11870337 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP CENTRAL INDEX KEY: 0001287032 IRS NUMBER: 432048643 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-448-0702 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT ENERGY CORP DATE OF NAME CHANGE: 20040623 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP DATE OF NAME CHANGE: 20040414 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-05-25 0 0001287032 PROSPECT CAPITAL CORP PSEC 0001219862 OSWALD BRIAN H 10 E. 40TH STREET, 44TH FLOOR NEW YORK NY 10016 0 1 0 0 CFO, CCO, Treasury and Sec. COMMON STOCK 2011-05-25 4 P 0 7000 11.4369 A 20000 D BRIAN H. OSWALD 2011-05-25