0001094891-17-000162.txt : 20170725 0001094891-17-000162.hdr.sgml : 20170725 20170725171626 ACCESSION NUMBER: 0001094891-17-000162 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170724 FILED AS OF DATE: 20170725 DATE AS OF CHANGE: 20170725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENFELD ERIC CENTRAL INDEX KEY: 0001219603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 17981092 MAIL ADDRESS: STREET 1: 777 THIRD AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Harmony Merger Corp. CENTRAL INDEX KEY: 0001612720 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 465723951 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-319-7676 MAIL ADDRESS: STREET 1: 777 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-07-24 0001612720 Harmony Merger Corp. HRMN 0001219603 ROSENFELD ERIC HARMONY MERGER CORP. 777 THIRD AVENUE, 37TH FLOOR NEW YORK NY 10017 1 0 0 0 Common Stock 2017-07-24 4 J 0 202561 D 1418614 D Common Stock 2017-07-24 4 C 0 19261 A 1437875 D Common Stock 90744 I By Rosenfeld Children's Successor Trust Convertible Promissory Note 10.00 2017-07-24 4 C 0 19261 0 D 2017-07-24 2017-07-24 Units 19261 0 D Redeemable Warrant 11.50 2017-07-24 4 C 0 19261 0 A 2017-08-23 2022-07-23 Common Stock 19261 66232 D Redeemable Warrant 11.50 2017-08-23 2022-07-23 Common Stock 30000 30000 I By Rosenfeld Children's Successor Trust The Reporting Person transferred these shares in connection with the Issuer's initial business combination to other initial stockholders of the Issuer and certain third parties, including 744 shares to the Rosenfeld Children's Successor Trust, for no additional consideration. The Reporting Person converted an aggregate of $192,610 of convertible promissory notes into 19,261 shares of common stock and 19,261 warrants of the Issuer upon consummation of the Issuer's initial business combination in accordance with the terms of such notes. /s/ Eric S. Rosenfeld 2017-07-25