0001437749-23-000645.txt : 20230106 0001437749-23-000645.hdr.sgml : 20230106 20230106154819 ACCESSION NUMBER: 0001437749-23-000645 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230104 FILED AS OF DATE: 20230106 DATE AS OF CHANGE: 20230106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLOTHIER KEVIN CHARLES CENTRAL INDEX KEY: 0001478886 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41550 FILM NUMBER: 23514958 MAIL ADDRESS: STREET 1: C/O CROWN HOLDINGS, INC. STREET 2: ONE CROWN WAY CITY: PHILADELPHIA STATE: PA ZIP: 19154 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CROWN HOLDINGS INC CENTRAL INDEX KEY: 0001219601 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 753099507 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 770 TOWNSHIP LINE ROAD CITY: YARDLEY STATE: PA ZIP: 19067 BUSINESS PHONE: 2156985100 MAIL ADDRESS: STREET 1: 770 TOWNSHIP LINE ROAD CITY: YARDLEY STATE: PA ZIP: 19067 4 1 rdgdoc.xml FORM 4 - KCLOTHIER X0306 4 2023-01-04 0001219601 CROWN HOLDINGS INC CCK 0001478886 CLOTHIER KEVIN CHARLES 770 TOWNSHIP LINE ROAD YARDLEY PA 19067 1 Senior Vice President & CFO Common 2023-01-04 4 A 0 14912 0 A 28434 D Common 2023-01-05 4 F 0 653 83.27 D 27781 D Common 342 I By 401(k) Plan The Reporting Person was granted 14,912 shares of Restricted Common Stock under the 2022 Stock-Based Compensation Plan. 5,183 time-vested restricted shares vest over a three year period as follows: 1,728 time-vested restricted shares on January 4, 2024 and January 6, 2025, respectively and 1,727 time-vested restricted shares on January 5, 2026. 4,501 performance-based restricted shares are targeted to vest on January 5, 2026 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 4,501. 5,228 performance-based restricted shares are targeted to vest on January 5, 2026 based on the Return on Invested Capital achieved by the Company compared to the ROIC target, with the final number of performance-based vested shares varying from 0 to 5,228. Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. At December 31, 2022, the Reporting Person owned 342 shares of CCK Common Stock under the CCK 401(k) Plan. /s/ Rosemary Haselroth, by Power of Attorney 2023-01-06