0001437749-23-000642.txt : 20230106 0001437749-23-000642.hdr.sgml : 20230106 20230106154616 ACCESSION NUMBER: 0001437749-23-000642 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230104 FILED AS OF DATE: 20230106 DATE AS OF CHANGE: 20230106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAES DJALMA JR CENTRAL INDEX KEY: 0001627599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41550 FILM NUMBER: 23514947 MAIL ADDRESS: STREET 1: C/O CROWN HOLDINGS, INC. STREET 2: 770 TOWNSHIP LINE ROAD CITY: YARDLEY STATE: PA ZIP: 19067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CROWN HOLDINGS INC CENTRAL INDEX KEY: 0001219601 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 753099507 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 770 TOWNSHIP LINE ROAD CITY: YARDLEY STATE: PA ZIP: 19067 BUSINESS PHONE: 2156985100 MAIL ADDRESS: STREET 1: 770 TOWNSHIP LINE ROAD CITY: YARDLEY STATE: PA ZIP: 19067 4 1 rdgdoc.xml FORM 4 - DNOVAES X0306 4 2023-01-04 0001219601 CROWN HOLDINGS INC CCK 0001627599 NOVAES DJALMA JR 770 TOWNSHIP LINE ROAD YARDLEY PA 19067 1 President - Americas Division Common 2023-01-04 4 A 0 14486 0 A 94814 D Common 2023-01-05 4 F 0 522 83.27 D 94292 D The Reporting Person was granted 14,486 shares of Restricted Common Stock under the 2022 Stock-Based Compensation Plan. 5,035 time-vested restricted shares vest over a three year period as follows: 1,679 time-vested restricted shares on January 4, 2024, 1,678 time-vested restricted shares on January 6, 2025 and January 5, 2026, respectively. 4,372 performance-based restricted shares are targeted to vest on January 5, 2026 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 4,372. 5,079 performance-based restricted shares are targeted to vest on January 5, 2026 based on the Return on Invested Capital achieved by the Company compared to the ROIC target, with the final number of performance-based vested shares varying from 0 to 5,079. Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. /s/ Rosemary Haselroth, by Power of Attorney 2023-01-06