0001246360-21-000060.txt : 20210112
0001246360-21-000060.hdr.sgml : 20210112
20210112152122
ACCESSION NUMBER: 0001246360-21-000060
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210108
FILED AS OF DATE: 20210112
DATE AS OF CHANGE: 20210112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NOVAES DJALMA JR
CENTRAL INDEX KEY: 0001627599
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50189
FILM NUMBER: 21523413
MAIL ADDRESS:
STREET 1: C/O CROWN HOLDINGS, INC.
STREET 2: 770 TOWNSHIP LINE ROAD
CITY: YARDLEY
STATE: PA
ZIP: 19067
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CROWN HOLDINGS INC
CENTRAL INDEX KEY: 0001219601
STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411]
IRS NUMBER: 753099507
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 770 TOWNSHIP LINE ROAD
CITY: YARDLEY
STATE: PA
ZIP: 19067
BUSINESS PHONE: 2156985100
MAIL ADDRESS:
STREET 1: 770 TOWNSHIP LINE ROAD
CITY: YARDLEY
STATE: PA
ZIP: 19067
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2021-01-08
false
0001219601
CROWN HOLDINGS INC
CCK
0001627599
NOVAES DJALMA JR
770 TOWNSHIP LINE ROAD
YARDLEY
PA
19067
false
true
false
false
President - Americas Division
Common
2021-01-08
4
A
false
10504
0
A
79964
D
Common
2021-01-11
4
A
false
5346
0
A
85310
D
Common
2021-01-11
4
F
false
5371
100.04
D
79939
D
The Reporting Person was granted 10,504 shares of Restricted Common Stock under the 2013 Stock-Based Compensation Plan. 3,608 time-vested restricted shares vest over a three year period as follows: 1,203 time-vested restricted shares on January 10, 2022 and January 09, 2023, respectively and 1,202 time-based restricted shares on January 8, 2024. 3,288 performance-based restricted shares are targeted to vest on January 8, 2024 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 3,288. 3,608 performance-based restricted shares are targeted to vest on January 8, 2024 based on the Return on Invested Capital achieved by the Company compared to the ROIC target, with the final number of performance-based vested shares varying from 0 to 200% of 3,608.
Represents additional performance-based shares of Restricted Common Stock that vested on January 11, 2021 whose grant was originally reported on a Form 4 filed with the U.S. Securities and Exchange Commission on January 8, 2018 (the "Original Form 4"). As reported on the Original Form 4, such performance-based shares were originally granted to the Reporting Person based on the Company's Total Shareholder Return versus a defined group of companies with the final number of performance-based vested shares varying from 0 to 200% of 5,346.
Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock.
Rosemary M. Haselroth, by Power of Attorney
2021-01-12