0001246360-21-000060.txt : 20210112 0001246360-21-000060.hdr.sgml : 20210112 20210112152122 ACCESSION NUMBER: 0001246360-21-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210108 FILED AS OF DATE: 20210112 DATE AS OF CHANGE: 20210112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAES DJALMA JR CENTRAL INDEX KEY: 0001627599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50189 FILM NUMBER: 21523413 MAIL ADDRESS: STREET 1: C/O CROWN HOLDINGS, INC. STREET 2: 770 TOWNSHIP LINE ROAD CITY: YARDLEY STATE: PA ZIP: 19067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CROWN HOLDINGS INC CENTRAL INDEX KEY: 0001219601 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 753099507 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 770 TOWNSHIP LINE ROAD CITY: YARDLEY STATE: PA ZIP: 19067 BUSINESS PHONE: 2156985100 MAIL ADDRESS: STREET 1: 770 TOWNSHIP LINE ROAD CITY: YARDLEY STATE: PA ZIP: 19067 4 1 form.xml PRIMARY DOCUMENT X0306 4 2021-01-08 false 0001219601 CROWN HOLDINGS INC CCK 0001627599 NOVAES DJALMA JR 770 TOWNSHIP LINE ROAD YARDLEY PA 19067 false true false false President - Americas Division Common 2021-01-08 4 A false 10504 0 A 79964 D Common 2021-01-11 4 A false 5346 0 A 85310 D Common 2021-01-11 4 F false 5371 100.04 D 79939 D The Reporting Person was granted 10,504 shares of Restricted Common Stock under the 2013 Stock-Based Compensation Plan. 3,608 time-vested restricted shares vest over a three year period as follows: 1,203 time-vested restricted shares on January 10, 2022 and January 09, 2023, respectively and 1,202 time-based restricted shares on January 8, 2024. 3,288 performance-based restricted shares are targeted to vest on January 8, 2024 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 3,288. 3,608 performance-based restricted shares are targeted to vest on January 8, 2024 based on the Return on Invested Capital achieved by the Company compared to the ROIC target, with the final number of performance-based vested shares varying from 0 to 200% of 3,608. Represents additional performance-based shares of Restricted Common Stock that vested on January 11, 2021 whose grant was originally reported on a Form 4 filed with the U.S. Securities and Exchange Commission on January 8, 2018 (the "Original Form 4"). As reported on the Original Form 4, such performance-based shares were originally granted to the Reporting Person based on the Company's Total Shareholder Return versus a defined group of companies with the final number of performance-based vested shares varying from 0 to 200% of 5,346. Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. Rosemary M. Haselroth, by Power of Attorney 2021-01-12