0001246360-19-000146.txt : 20190109 0001246360-19-000146.hdr.sgml : 20190109 20190109134247 ACCESSION NUMBER: 0001246360-19-000146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190107 FILED AS OF DATE: 20190109 DATE AS OF CHANGE: 20190109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAES DJALMA JR CENTRAL INDEX KEY: 0001627599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50189 FILM NUMBER: 19517884 MAIL ADDRESS: STREET 1: C/O CROWN HOLDINGS, INC. STREET 2: 770 TOWNSHIP LINE ROAD CITY: YARDLEY STATE: PA ZIP: 19067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CROWN HOLDINGS INC CENTRAL INDEX KEY: 0001219601 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 753099507 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 770 TOWNSHIP LINE ROAD CITY: YARDLEY STATE: PA ZIP: 19067 BUSINESS PHONE: 2156985100 MAIL ADDRESS: STREET 1: 770 TOWNSHIP LINE ROAD CITY: YARDLEY STATE: PA ZIP: 19067 4 1 form.xml PRIMARY DOCUMENT X0306 4 2019-01-07 false 0001219601 CROWN HOLDINGS INC CCK 0001627599 NOVAES DJALMA JR 770 TOWNSHIP LINE ROAD YARDLEY PA 19067 false true false false President - Americas Division Common 2019-01-07 4 A false 22347 0 A 75806 D Common 2019-01-08 4 D false 11659 0 D 64147 D Common 2019-01-08 4 F false 635 45.45 D 63512 D The Reporting Person was granted 22,347 shares of Restricted Common Stock under the 2013 Stock-Based Compensation Plan. 7,788 time-vested restricted shares vest over a three year period as follows: 2,596 time-vested restricted shares on January 7, 2020, 2021 and 2022, respectively. 6,771 performance-based restricted shares are targeted to vest on January 7, 2022 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 6,771. 7,788 performance-based restricted shares are targeted to vest on January 7, 2022 based on the Return on Invested Capital achieved by the Company compared to the ROIC target, with the final number of performance-based vested shares varying from 0 to 200% of 7,788. Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. Rosemary M. Haselroth, by Power of Attorney 2019-01-09