0001251769-19-000082.txt : 20190820 0001251769-19-000082.hdr.sgml : 20190820 20190820163550 ACCESSION NUMBER: 0001251769-19-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190816 FILED AS OF DATE: 20190820 DATE AS OF CHANGE: 20190820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARR JOHN R CENTRAL INDEX KEY: 0001219547 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35706 FILM NUMBER: 191040100 MAIL ADDRESS: STREET 1: VI TECHNOLOGIES INC STREET 2: 134 COOLIDGE AVENUE CITY: WATERTOWN STATE: MA ZIP: 02472 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apollo Endosurgery, Inc. CENTRAL INDEX KEY: 0001251769 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 161630142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1120 SOUTH CAPITAL OF TX HWY STREET 2: BUILDING 1 SUITE 300 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-279-5100 MAIL ADDRESS: STREET 1: 1120 SOUTH CAPITAL OF TX HWY STREET 2: BUILDING 1 SUITE 300 CITY: AUSTIN STATE: TX ZIP: 78746 FORMER COMPANY: FORMER CONFORMED NAME: LPATH, INC DATE OF NAME CHANGE: 20060316 FORMER COMPANY: FORMER CONFORMED NAME: LPATH INC DATE OF NAME CHANGE: 20051202 FORMER COMPANY: FORMER CONFORMED NAME: NEIGHBORHOOD CONNECTIONS INC DATE OF NAME CHANGE: 20040323 4 1 wf-form4_156633333379773.xml FORM 4 X0306 4 2019-08-16 0 0001251769 Apollo Endosurgery, Inc. APEN 0001219547 BARR JOHN R 1120 S CAPITAL OF TX HWY BLDG 1,STE 300 AUSTIN TX 78746 1 0 0 0 Common Stock 2019-08-16 4 A 0 5399 0 A 5399 D Non-Qualified Stock Option (right to buy) 3.27 2019-08-16 4 A 0 16536 3.27 A 2020-08-16 2029-08-16 Common Stock 16536.0 16536 D Fully vested at one year anniversary of grant date. Brian Szymczak, Attorney-in-Fact 2019-08-20