0001140361-17-023569.txt : 20170602 0001140361-17-023569.hdr.sgml : 20170602 20170602162138 ACCESSION NUMBER: 0001140361-17-023569 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170601 FILED AS OF DATE: 20170602 DATE AS OF CHANGE: 20170602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FBR & Co. CENTRAL INDEX KEY: 0001371446 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1300 NORTH 17TH STREET STREET 2: SUITE 1400 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-312-9500 MAIL ADDRESS: STREET 1: 1300 NORTH 17TH STREET STREET 2: SUITE 1400 CITY: ARLINGTON STATE: VA ZIP: 22209 FORMER COMPANY: FORMER CONFORMED NAME: FBR CAPITAL MARKETS CORP DATE OF NAME CHANGE: 20060803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAEMER RICHARD A CENTRAL INDEX KEY: 0001219334 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33518 FILM NUMBER: 17888264 MAIL ADDRESS: STREET 1: 4 MANSFIELD CIRCLE CITY: BLUFFTON STATE: SC ZIP: 29910 4 1 doc1.xml FORM 4 X0306 4 2017-06-01 1 0001371446 FBR & Co. FBRC 0001219334 KRAEMER RICHARD A 1300 NORTH SEVENTEENTH ST. SUITE 1400 ARLINGTON VA 22209 1 0 0 0 Common Stock 2017-06-01 4 D 0 38741 D 0 D Represents 9,119 shares of issuer common stock and 29,622 restricted stock units ("RSU"s) disposed of pursuant to merger agreement between issuer and B. Riley Financial, Inc. in exchange for shares of B. Riley Financial, Inc. common stock and B. Riley Financial, Inc. RSUs at an exchange ratio of 0.671. B. Riley Financial, Inc. common stock had a closing market value of $14.70 per share on the effective date of the merger. Gavin A. Beske, as attorney in fact 2017-06-02