0001219210-15-000094.txt : 20150325 0001219210-15-000094.hdr.sgml : 20150325 20150325182011 ACCESSION NUMBER: 0001219210-15-000094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150323 FILED AS OF DATE: 20150325 DATE AS OF CHANGE: 20150325 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IKANOS COMMUNICATIONS, INC. CENTRAL INDEX KEY: 0001219210 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 731721486 FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 47669 FREMONT BLVD. CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: (510) 979-0400 MAIL ADDRESS: STREET 1: 47669 FREMONT BLVD. CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: IKANOS COMMUNICATIONS DATE OF NAME CHANGE: 20030219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pavlov George CENTRAL INDEX KEY: 0001470798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51532 FILM NUMBER: 15725793 MAIL ADDRESS: STREET 1: C/O TALLWOOD VENTURE CAPITAL STREET 2: 3000 SAND HILL ROAD, BLDG 3, STE 240 CITY: MENLO PARK STATE: CA ZIP: 94025-7113 4 1 wf-form4_142732200106105.xml FORM 4 X0306 4 2015-03-23 0 0001219210 IKANOS COMMUNICATIONS, INC. IKAN 0001470798 Pavlov George C/O TALLWOOD VENTURE CAPITAL 3000 SAND HILL ROAD, BLDG. 3, SUITE 240 MENLO PARK CA 94025 1 0 1 0 Director Stock Option (right to buy) 17.7 2015-03-23 4 D 0 3000 D 2019-08-24 Common Stock 3000.0 0 D Director Stock Option (right to buy) 19.1 2015-03-23 4 D 0 1500 D 2016-12-21 Common Stock 1500.0 0 D Director Stock Option (right to buy) 2.8 2015-03-23 4 A 0 3600 A 2022-03-23 Common Stock 3600.0 3600 D Director Stock Option (right to buy) 14.1 2015-03-23 4 D 0 1000 D 2018-06-07 Common Stock 1000.0 0 D Director Stock Option (right to buy) 7.5 2015-03-23 4 D 0 1500 D 2019-06-05 Common Stock 1500.0 0 D Director Stock Option (right to buy) 12.4 2015-03-23 4 D 0 1950 D 2020-06-04 Common Stock 1950.0 0 D Director Stock Option (right to buy) 2.8 2015-03-23 4 A 0 3560 A 2022-03-23 Common Stock 3560.0 3560 D The canceled option provided for vesting as follows: 25% of the shares vest one year from the transaction date and 1/48th of the shares vest each month thereafter on the same date of the month as the vesting commencement date. On March 23, 2015, the Issuer canceled, pursuant to the Issuer's option exchange program, options granted to the Reporting Person on 08/24/2009 and 12/21/2009. In exchange for these options to cumulatively purchase 4,500 shares, the Reporting Person received a new option to purchase 3,600 shares at a lower exercise price. The canceled option provided for vesting as follows: over three years at the rate of 1/36 each month on the same day of the month as the transaction date. These options vest monthly over 24 months. The canceled option provided for vesting as follows: monthly over 12 months. On March 23, 2015, the Issuer canceled, pursuant to the Issuer's option exchange program, options granted to the Reporting Person on 06/07/2011, 06/05/2012, and 06/04/2013. In exchange for these options to cumulatively purchase 4,450 shares, the Reporting Person received a new option to purchase 3,560 shares at a lower exercise price. These options vest monthly over 12 months. /s/ Andrew S. Hughes, by power of attorney 2015-03-25