0001821268-23-000165.txt : 20230817
0001821268-23-000165.hdr.sgml : 20230817
20230817093253
ACCESSION NUMBER: 0001821268-23-000165
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230817
DATE AS OF CHANGE: 20230817
EFFECTIVENESS DATE: 20230817
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT CONVERTIBLE & INCOME FUND
CENTRAL INDEX KEY: 0001219120
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-21309
FILM NUMBER: 231180082
BUSINESS ADDRESS:
STREET 1: 227 W. MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-827-0100
MAIL ADDRESS:
STREET 1: 227 W. MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
DATE OF NAME CHANGE: 20030219
N-PX
1
gug86052avk.txt
AVK
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21309
---------
Advent Convertible and Income Fund
----------------------------------
(Exact name of registrant as specified in charter)
888 Seventh Avenue, 31st Floor
------------------------------
New York, NY 10019
------------------
(Address of principal executive offices) (Zip code)
Stephen Ellwood
---------------
888 Seventh Avenue, 31st Floor
------------------------------
New York, NY 10019
------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: 212-482-1600
------------
Date of fiscal year end: October 31
----------
Date of reporting period: July 1, 2022 - June 30, 2023
----------------------------
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17
CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.
Item 1. Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21309
Reporting Period: 07/01/2022 - 06/30/2023
Advent Convertible and Income Fund
====================== Advent Convertible and Income Fund ======================
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 05, 2023 Meeting Type: Annual
Record Date: MAR 06, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Class II Director: Robert F F Management
J. Alpern
1b. Election of Class II Director: Melody F F Management
B. Meyer
1c. Election of Class II Director: F F Management
Frederick H. Waddell
2. Ratification of Ernst & Young LLP as F F Management
AbbVie's independent registered public
accounting firm for 2023.
3. Say on Pay - An advisory vote on the F F Management
approval of executive compensation.
4. Approval of a management proposal F F Management
regarding amendment of the certificate
of incorporation to eliminate
supermajority voting.
5. Stockholder Proposal - to Implement N N Shareholder
Simple Majority Vote.
6. Stockholder Proposal - to Issue an N F Shareholder
Annual Report on Political Spending.
7. Stockholder Proposal - to Issue an N F Shareholder
Annual Report on Lobbying.
8. Stockholder Proposal - to Issue a N N Shareholder
Report on Patent Process.
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 19, 2023 Meeting Type: Annual
Record Date: MAR 20, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director for a term of F F Management
office expiring at the 2024 annual
meeting: Dr. Wanda M. Austin
1b. Election of Director for a term of F F Management
office expiring at the 2024 annual
meeting: Mr. Robert A. Bradway
1c. Election of Director for a term of F F Management
office expiring at the 2024 annual
meeting: Dr. Michael V. Drake
1d. Election of Director for a term of F F Management
office expiring at the 2024 annual
meeting: Dr. Brian J. Druker
1e. Election of Director for a term of F F Management
office expiring at the 2024 annual
meeting: Mr. Robert A. Eckert
1f. Election of Director for a term of F F Management
office expiring at the 2024 annual
meeting: Mr. Greg C. Garland
1g. Election of Director for a term of F F Management
office expiring at the 2024 annual
meeting: Mr. Charles M. Holley, Jr.
1h. Election of Director for a term of F F Management
office expiring at the 2024 annual
meeting: Dr. S. Omar Ishrak
1i. Election of Director for a term of F F Management
office expiring at the 2024 annual
meeting: Dr. Tyler Jacks
1j. Election of Director for a term of F F Management
office expiring at the 2024 annual
meeting: Ms. Ellen J. Kullman
1k. Election of Director for a term of F F Management
office expiring at the 2024 annual
meeting: Ms. Amy E. Miles
1l. Election of Director for a term of F F Management
office expiring at the 2024 annual
meeting: Dr. Ronald D. Sugar
1m. Election of Director for a term of F F Management
office expiring at the 2024 annual
meeting: Dr. R. Sanders Williams
2. Advisory vote on the frequency of 1 1 Management
future stockholder advisory votes to
approve executive compensation.
3. Advisory vote to approve our executive F F Management
compensation.
4. To ratify the selection of Ernst & F F Management
Young LLP as our independent
registered public accountants for the
fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------
ARCELORMITTAL
Ticker: MT Security ID: 03938L203
Meeting Date: MAY 02, 2023 Meeting Type: Annual
Record Date: MAR 30, 2023
# Proposal Mgt Rec Vote Cast Sponsor
A2 Approval of the Consolidated Financial F F Management
Statements for the financial year 2022
(Resolution I)
A3 Approval of the Parent Company F F Management
Financial Statements for the financial
year 2022 (Resolution II)
A4A Allocation of results and F F Management
determination of the dividend and the
remuneration of the members of the
Board of Directors in relation to the
financial year 2022 (Resolution III)
A4B Allocation of results and F F Management
determination of the dividend and the
remuneration of the members of the
Board of Directors in relation to the
financial year 2022 (Resolution IV)
A5A Resolutions concerning the F F Management
Remuneration Report for the year 2022
(Resolution V)
A5B Resolutions concerning the F F Management
Remuneration Report for the year 2022
(Resolution VI)
A6 Discharge of the members of the Board F F Management
of Directors (Resolution VII)
A7A Election of members of the Board of F F Management
Directors (Resolution VIII)
A7B Election of members of the Board of F F Management
Directors (Resolution IX)
A7C Election of members of the Board of F F Management
Directors (Resolution X)
A7D Election of members of the Board of F F Management
Directors (Resolution Xl)
A7E Election of members of the Board of F F Management
Directors (Resolution Xll)
A8 Renewal of the authorisation of the F F Management
Board of Directors of the Company and
of the corporate bodies of other
companies in the ArcelorMittal group
to acquire shares in the Company
(Resolution XIII)
A9 Appointment of an independent auditor F F Management
in relation to the Parent Company
Financial Statements and the
Consolidated Financial Statements for
the financial year 2023 (Resolution
XIV)
A10 Authorisation of grants of share-based F F Management
incentives and a Performance Unit Plan
2023-2033 for the Executive Chairman
and the Chief Executive Officer
(jointly, the "Executive Office" and
formerly known as the "CEO Office")
(the "Executive Office PSU Plan") (
E1 Decision to cancel shares and to F F Management
consequently reduce the issued share
capital following the cancellation of
shares repurchased under its share
buyback program (EGM Resolution I)
--------------------------------------------------------------------------------
ARCELORMITTAL
Ticker: MT Security ID: 03938L203
Meeting Date: MAY 02, 2023 Meeting Type: Annual
Record Date: APR 14, 2023
# Proposal Mgt Rec Vote Cast Sponsor
A2 Approval of the Consolidated Financial F F Management
Statements for the financial year 2022
(Resolution I)
A3 Approval of the Parent Company F F Management
Financial Statements for the financial
year 2022 (Resolution II)
A4A Allocation of results and F F Management
determination of the dividend and the
remuneration of the members of the
Board of Directors in relation to the
financial year 2022 (Resolution III)
A4B Allocation of results and F F Management
determination of the dividend and the
remuneration of the members of the
Board of Directors in relation to the
financial year 2022 (Resolution IV)
A5A Resolutions concerning the F F Management
Remuneration Report for the year 2022
(Resolution V)
A5B Resolutions concerning the F F Management
Remuneration Report for the year 2022
(Resolution VI)
A6 Discharge of the members of the Board F F Management
of Directors (Resolution VII)
A7A Election of members of the Board of F F Management
Directors (Resolution VIII)
A7B Election of members of the Board of F F Management
Directors (Resolution IX)
A7C Election of members of the Board of F F Management
Directors (Resolution X)
A7D Election of members of the Board of F F Management
Directors (Resolution Xl)
A7E Election of members of the Board of F F Management
Directors (Resolution Xll)
A8 Renewal of the authorisation of the F F Management
Board of Directors of the Company and
of the corporate bodies of other
companies in the ArcelorMittal group
to acquire shares in the Company
(Resolution XIII)
A9 Appointment of an independent auditor F F Management
in relation to the Parent Company
Financial Statements and the
Consolidated Financial Statements for
the financial year 2023 (Resolution
XIV)
A10 Authorisation of grants of share-based F F Management
incentives and a Performance Unit Plan
2023-2033 for the Executive Chairman
and the Chief Executive Officer
(jointly, the "Executive Office" and
formerly known as the "CEO Office")
(the "Executive Office PSU Plan") (
E1 Decision to cancel shares and to F F Management
consequently reduce the issued share
capital following the cancellation of
shares repurchased under its share
buyback program (EGM Resolution I)
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 02, 2023 Meeting Type: Annual
Record Date: MAR 13, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Peter J. Arduini F F Management
1B. Election of Director: Deepak L. Bhatt, F F Management
M.D., M.P.H.
1C. Election of Director: Giovanni F F Management
Caforio, M.D.
1D. Election of Director: Julia A. Haller, F F Management
M.D.
1E. Election of Director: Manuel Hidalgo F F Management
Medina, M.D., Ph.D.
1F. Election of Director: Paula A. Price F F Management
1G. Election of Director: Derica W. Rice F F Management
1H. Election of Director: Theodore R. F F Management
Samuels
1I. Election of Director: Gerald L. Storch F F Management
1J. Election of Director: Karen H. F F Management
Vousden, Ph.D.
1K. Election of Director: Phyllis R. Yale F F Management
2. Advisory Vote to Approve the F F Management
Compensation of our Named Executive
Officers.
3. Advisory Vote on the Frequency of the 1 1 Management
Advisory Vote on the Compensation of
our Named Executive Officers.
4. Ratification of the Appointment of an F F Management
Independent Registered Public
Accounting Firm.
5. Shareholder Proposal on the Adoption N N Shareholder
of a Board Policy that the Chairperson
of the Board be an Independent
Director.
6. Shareholder Proposal on Workplace N F Shareholder
Non-Discrimination Audit.
7. Shareholder Proposal on Special N N Shareholder
Shareholder Meeting Improvement.
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 01, 2023 Meeting Type: Annual
Record Date: FEB 21, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director to serve a F F Management
three-year term: William G. Kaelin, Jr.
1b. Election of Director to serve a F F Management
three-year term: David A. Ricks
1c. Election of Director to serve a F F Management
three-year term: Marschall S. Runge
1d. Election of Director to serve a F F Management
three-year term: Karen Walker
2. Approval, on an advisory basis, of the F F Management
compensation paid to the company's
named executive officers.
3. Advisory vote on frequency of future 1 1 Management
advisory votes on named executive
officer compensation.
4. Ratification of the appointment of F F Management
Ernst & Young LLP as the independent
auditor for 2023.
5. Approval of amendments to the F F Management
company's Articles of Incorporation to
eliminate the classified board
structure.
6. Approval of amendments to the F F Management
company's Articles of Incorporation to
eliminate supermajority voting
provisions.
7. Shareholder proposal to publish an N F Shareholder
annual report disclosing lobbying
activities.
8. Shareholder proposal to eliminate N N Shareholder
supermajority voting requirements.
9. Shareholder proposal to establish and N N Shareholder
report on a process by which the
impact of extended patent
exclusivities on product access would
be considered in deciding whether to
apply for secondary and tertiary
patents.
10. Shareholder proposal to report on N N Shareholder
risks of supporting abortion.
11. Shareholder proposal to disclose N N Shareholder
lobbying activities and alignment with
public policy positions and statements.
12. Shareholder proposal to report on N N Shareholder
effectiveness of the company's
diversity, equity, and inclusion
efforts.
13. Shareholder proposal to adopt a policy N N Shareholder
to require certain third-party
organizations to annually report
expenditures for political activities
before Lilly contributes to an
organization.
--------------------------------------------------------------------------------
EQT CORPORATION
Ticker: EQT Security ID: 26884L109
Meeting Date: APR 19, 2023 Meeting Type: Annual
Record Date: FEB 03, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: Lydia I. Beebe F F Management
1b. Election of Director: Lee M. Canaan F F Management
1c. Election of Director: Janet L. Carrig F F Management
1d. Election of Director: Frank C. Hu F F Management
1e. Election of Director: Kathryn J. F F Management
Jackson, Ph.D
1f. Election of Director: John F. McCartney F F Management
1g. Election of Director: James T. McManus F F Management
II
1h. Election of Director: Anita M. Powers F F Management
1i. Election of Director: Daniel J. Rice IV F F Management
1j. Election of Director: Toby Z. Rice F F Management
1k. Election of Director: Hallie A. F F Management
Vanderhider
2. Advisory vote to approve the 2022 F F Management
compensation of EQT Corporation's
named executive officers (say-on-pay)
3. Advisory vote on the frequency of 1 1 Management
advisory votes on named executive
officer compensation (say-on-frequency)
4. Ratification of the appointment of F F Management
Ernst & Young LLP as EQT Corporation's
independent registered public
accounting firm for fiscal year ending
December 31, 2023
--------------------------------------------------------------------------------
GE HEALTHCARE TECHNOLOGIES INC.
Ticker: GEHC Security ID: 36266G107
Meeting Date: MAY 23, 2023 Meeting Type: Annual
Record Date: MAR 27, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: Peter J. Arduini F F Management
1b. Election of Director: H. Lawrence F F Management
Culp, Jr.
1c. Election of Director: Rodney F. Hochman F F Management
1d. Election of Director: Lloyd W. Howell, F F Management
Jr.
1e. Election of Director: Risa F F Management
Lavizzo-Mourey
1f. Election of Director: Catherine Lesjak F F Management
1g. Election of Director: Anne T. Madden F F Management
1h. Election of Director: Tomislav F F Management
Mihaljevic
1i. Election of Director: William J. F F Management
Stromberg
1j. Election of Director: Phoebe L. Yang F F Management
2. Approve our named executive officers' F F Management
compensation in an advisory vote.
3. Approve the frequency of future 1 1 Management
advisory votes on named executive
officers' compensation in an advisory
vote.
4. Ratify the appointment of Deloitte & F F Management
Touche LLP as our independent auditor
for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604301
Meeting Date: MAY 03, 2023 Meeting Type: Annual
Record Date: MAR 07, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: Stephen Angel F F Management
1b. Election of Director: Sebastien Bazin F F Management
1c. Election of Director: H. Lawrence F F Management
Culp, Jr.
1d. Election of Director: Edward Garden F F Management
1e. Election of Director: Isabella Goren F F Management
1f. Election of Director: Thomas Horton F F Management
1g. Election of Director: Catherine Lesjak F F Management
1h. Election of Director: Darren McDew F F Management
1i. Election of Director: Paula Rosput F F Management
Reynolds
1j. Election of Director: Jessica Uhl F F Management
2. Advisory Approval of Our Named F F Management
Executives' Compensation.
3. Advisory Vote on the Frequency of 1 1 Management
Future Advisory Votes to Approve Our
Named Executives' Compensation.
4. Ratification of Deloitte as F F Management
Independent Auditor for 2023.
5. Independent Board Chairman. N N Shareholder
6. Sale of the Company. N N Shareholder
7. Fiduciary Carbon-Emission Relevance N F Shareholder
Report.
8. Assess Energy-Related Asset Resilience. N F Shareholder
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 17, 2023 Meeting Type: Annual
Record Date: MAR 20, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: Abdulaziz F. Al F F Management
Khayyal
1b. Election of Director: William E. F F Management
Albrecht
1c. Election of Director: M. Katherine F F Management
Banks
1d. Election of Director: Alan M. Bennett F F Management
1e. Election of Director: Milton Carroll F F Management
1f. Election of Director: Earl M. Cummings F F Management
1g. Election of Director: Murry S. Gerber F F Management
1h. Election of Director: Robert A. Malone F F Management
1i. Election of Director: Jeffrey A. Miller F F Management
1j. Election of Director: Bhavesh V. Patel F F Management
1k. Election of Director: Maurice S. Smith F F Management
1l. Election of Director: Janet L. Weiss F F Management
1m. Election of Director: Tobi M. Edwards F F Management
Young
2. Ratification of Selection of Principal F F Management
Independent Public Accountants.
3. Advisory Approval of Executive F F Management
Compensation.
4. Advisory Vote on the Frequency of 1 1 Management
Future Advisory Votes on Executive
Compensation.
5. Approval of an Amendment to the F F Management
Certificate of Incorporation Regarding
Officer Exculpation.
6. Approval of Miscellaneous Amendments F F Management
to the Certificate of Incorporation.
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 27, 2023 Meeting Type: Annual
Record Date: FEB 24, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: Daniel F. Akerson F F Management
1b. Election of Director: David B. Burritt F F Management
1c. Election of Director: Bruce A. Carlson F F Management
1d. Election of Director: John M. Donovan F F Management
1e. Election of Director: Joseph F. F F Management
Dunford, Jr.
1f. Election of Director: James O. Ellis, F F Management
Jr.
1g. Election of Director: Thomas J. Falk F F Management
1h. Election of Director: Ilene S. Gordon F F Management
1i. Election of Director: Vicki A. Hollub F F Management
1j. Election of Director: Jeh C. Johnson F F Management
1k. Election of Director: Debra L. F F Management
Reed-Klages
1l. Election of Director: James D. Taiclet F F Management
1m. Election of Director: Patricia E. F F Management
Yarrington
2. Advisory Vote to Approve the F F Management
Compensation of our Named Executive
Officers (Say-on-Pay).
3. Advisory Vote on the Frequency of 1 1 Management
Advisory Votes to Approve the
Compensation of our Named Executive
Officers.
4. Ratification of the Appointment of F F Management
Ernst & Young LLP as our Independent
Auditors for 2023.
5. Stockholder Proposal Requiring N N Shareholder
Independent Board Chairman.
6. Stockholder Proposal to Issue a Human N F Shareholder
Rights Impact Assessment Report.
7. Stockholder Proposal to Issue a Report N F Shareholder
on the Company's Intention to Reduce
Full Value Chain GHG Emissions.
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 05, 2023 Meeting Type: Annual
Record Date: MAR 10, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: Vicky A. Bailey F F Management
1b. Election of Director: Andrew Gould F F Management
1c. Election of Director: Carlos M. F F Management
Gutierrez
1d. Election of Director: Vicki Hollub F F Management
1e. Election of Director: William R. Klesse F F Management
1f. Election of Director: Jack B. Moore F F Management
1g. Election of Director: Claire O'Neill F F Management
1h. Election of Director: Avedick B. F F Management
Poladian
1i. Election of Director: Ken Robinson F F Management
1j. Election of Director: Robert M. Shearer F F Management
2. Advisory Vote on the Frequency of 1 1 Management
Future Advisory Votes to Approve Named
Executive Officer Compensation.
3. Advisory Vote to Approve Named F F Management
Executive Officer Compensation.
4. Ratification of Selection of KPMG as F F Management
Occidental's Independent Auditor.
5. Shareholder Proposal Requesting an N N Shareholder
Independent Board Chairman Policy.
--------------------------------------------------------------------------------
RH
Ticker: RH Security ID: 74967X103
Meeting Date: APR 04, 2023 Meeting Type: Special
Record Date: MAR 06, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1. To approve the RH 2023 Stock Incentive F N Management
Plan.
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 11, 2023 Meeting Type: Annual
Record Date: MAR 13, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Shellye F F Management
Archambeau
1B. Election of Director: Roxanne Austin F F Management
1C. Election of Director: Mark Bertolini F F Management
1D. Election of Director: Vittorio Colao F F Management
1E. Election of Director: Melanie Healey F F Management
1F. Election of Director: Laxman Narasimhan F F Management
1G. Election of Director: Clarence Otis, F F Management
Jr.
1H. Election of Director: Daniel Schulman F F Management
1I. Election of Director: Rodney Slater F F Management
1J. Election of Director: Carol Tome F F Management
1K. Election of Director: Hans Vestberg F F Management
1L. Election of Director: Gregory Weaver F F Management
2. Advisory vote to approve executive F F Management
compensation
3. Advisory vote on the frequency of 1 1 Management
future advisory votes to approve
executive compensation
4. Ratification of appointment of F F Management
independent registered public
accounting firm
5. Government requests to remove content N N Shareholder
6. Prohibit political contributions N N Shareholder
7. Amend clawback policy N N Shareholder
8. Shareholder ratification of annual N N Shareholder
equity awards
9. Independent chair N N Shareholder
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Advent Convertible and Income Fund
----------------------------------
By: /s/ Tracy Maitland
Name: Tracy V. Maitland
-----------------
Title: President and Chief Executive Officer
-------------------------------------
Date: August 17, 2023