N-PX 1 gug84484avk.txt ADVENT CONVERTIBLE AND INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21309 --------- Advent Convertible and Income Fund ---------------------------------- (Exact name of registrant as specified in charter) 888 Seventh Avenue, 31st Floor ------------------------------ New York, NY 10019 ------------------ (Address of principal executive offices) (Zip code) Kathleen Olin ------------- 888 Seventh Avenue, 31st Floor ------------------------------ New York, NY 10019 ------------------ (Name and address of agent for service) Registrant's telephone number, including area code: 212-482-1600 ------------ Date of fiscal year end: October 31 ---------- Date of reporting period: July 1, 2021 - June 30, 2022 ---------------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507. Item 1. Proxy Voting Record. ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-21309 Reporting Period: 07/01/2021 - 06/30/2022 Advent Convertible and Income Fund ====================== Advent Convertible and Income Fund ====================== ADVANCED MICRO DEVICES, INC. Ticker: AMD Security ID: 007903107 Meeting Date: MAY 18, 2022 Meeting Type: Annual Record Date: MAR 22, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Director: John E. Caldwell F F Management 2 Election of Director: Nora M. Denzel F F Management 3 Election of Director: Mark Durcan F F Management 4 Election of Director: Michael P. F F Management Gregoire 5 Election of Director: Joseph A. F F Management Householder 6 Election of Director: John W. Marren F F Management 7 Election of Director: Jon A. Olson F F Management 8 Election of Director: Lisa T. Su F F Management 9 Election of Director: Abhi Y. Talwalkar F F Management 10 Election of Director: Elizabeth W. F F Management Vanderslice 11 Ratify the appointment of Ernst & F F Management Young LLP as our independent registered public accounting firm for the current fiscal year. 12 Advisory vote to approve the executive F F Management compensation of our named executive officers. -------------------------------------------------------------------------------- AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 17, 2022 Meeting Type: Annual Record Date: MAR 18, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Director for a term of F F Management expiring at the 2023 annual meeting: Dr. Wanda M. Austin 2 Election of Director for a term of F F Management expiring at the 2023 annual meeting: Mr. Robert A. Bradway 3 Election of Director for a term of F F Management expiring at the 2023 annual meeting: Dr. Brian J. Druker 4 Election of Director for a term of F F Management expiring at the 2023 annual meeting: Mr. Robert A. Eckert 5 Election of Director for a term of F F Management expiring at the 2023 annual meeting: Mr. Greg C. Garland 6 Election of Director for a term of F F Management expiring at the 2023 annual meeting: Mr. Charles M. Holley, Jr. 7 Election of Director for a term of F F Management expiring at the 2023 annual meeting: Dr. S. Omar Ishrak 8 Election of Director for a term of F F Management expiring at the 2023 annual meeting: Dr. Tyler Jacks 9 Election of Director for a term of F F Management expiring at the 2023 annual meeting: Ms. Ellen J. Kullman 10 Election of Director for a term of F F Management expiring at the 2023 annual meeting: Ms. Amy E. Miles 11 Election of Director for a term of F F Management expiring at the 2023 annual meeting: Dr. Ronald D. Sugar 12 Election of Director for a term of F F Management expiring at the 2023 annual meeting: Dr. R. Sanders Williams 13 Advisory vote to approve our executive F F Management compensation. 14 To ratify the selection of Ernst & F F Management Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------- AT&T INC. Ticker: T Security ID: 00206R102 Meeting Date: MAY 19, 2022 Meeting Type: Annual Record Date: MAR 21, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Director: Samuel A. Di F F Management Piazza, Jr. 2 Election of Director: Scott T. Ford F F Management 3 Election of Director: Glenn H. Hutchins F F Management 4 Election of Director: William E. F F Management Kennard 5 Election of Director: Debra L. Lee F F Management 6 Election of Director: Stephen J. Luczo F F Management 7 Election of Director: Michael B. F F Management McCallister 8 Election of Director: Beth E. Mooney F F Management 9 Election of Director: Matthew K. Rose F F Management 10 Election of Director: John T. Stankey F F Management 11 Election of Director: Cynthia B. Taylor F F Management 12 Election of Director: Luis A. Ubinas F F Management 13 Election of Director: Geoffrey Y. Yang F F Management 14 Ratification of the appointment of F F Management independent auditors 15 Advisory approval of executive F F Management compensation 16 Improve executive compensation program N N Shareholder 17 Independent board chairman N N Shareholder 18 Political congruency report N N Shareholder 19 Civil rights and non-discrimination N N Shareholder audit -------------------------------------------------------------------------------- BASF SE Ticker: BAS Security ID: DE000BASF111 Meeting Date: APR 30, 2022 Meeting Type: Annual Record Date: APR 22, 2022 # Proposal Mgt Rec Vote Cast Sponsor 2 APPROVE ALLOCATION OF INCOME AND F F Management DIVIDENDS OF EUR 3.40 PER SHARE 3 APPROVE DISCHARGE OF SUPERVISORY BOARD F F Management FOR FISCAL YEAR 2021 4 APPROVE DISCHARGE OF MANAGEMENT BOARD F F Management FOR FISCAL YEAR 2021 5 RATIFY KPMG AG AS AUDITORS FOR FISCAL F F Management YEAR 2022 6 APPROVE REMUNERATION REPORT F F Management 7.1 ELECT ALESSANDRA GENCO TO THE F F Management SUPERVISORY BOARD 7.2 ELECT STEFAN ASENKERSCHBAUMER TO THE F F Management SUPERVISORY BOARD 8 AUTHORIZE SHARE REPURCHASE PROGRAM AND F F Management REISSUANCE OR CANCELLATION OF REPURCHASED SHARES 9 APPROVE ISSUANCE OF WARRANTS/BONDS F F Management WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 10 BILLION; APPROVE CREATION OF EUR 117.6 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Ticker: BMY Security ID: 110122108 Meeting Date: MAY 03, 2022 Meeting Type: Annual Record Date: MAR 14, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Director: Peter J. Arduini F F Management 2 Election of Director: Giovanni F F Management Caforio, M.D. 3 Election of Director: Julia A. Haller, F F Management M.D. 4 Election of Director: Manuel Hidalgo F F Management Medina, M.D., Ph.D. 5 Election of Director: Paula A. Price F F Management 6 Election of Director: Derica W. Rice F F Management 7 Election of Director: Theodore R. F F Management Samuels 8 Election of Director: Gerald L. Storch F F Management 9 Election of Director: Karen H. F F Management Vousden, Ph.D. 10 Election of Director: Phyllis R. Yale F F Management 11 Advisory Vote to Approve the F F Management Compensation of our Named Executive Officers. 12 Ratification of the Appointment of an F F Management Independent Registered Public Accounting Firm. 13 Shareholder Proposal to Lower the N N Shareholder Ownership Threshold for Special Shareholder Meetings to 10%. 14 Shareholder Proposal on the Adoption N N Shareholder of a Board Policy that the Chairperson of the Board be an Independent Director. -------------------------------------------------------------------------------- CAESARS ENTERTAINMENT, INC. Ticker: CZR Security ID: 12769G100 Meeting Date: JUN 14, 2022 Meeting Type: Annual Record Date: APR 18, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 DIRECTOR F F Management 1.2 DIRECTOR F F Management 1.3 DIRECTOR F F Management 1.4 DIRECTOR F F Management 1.5 DIRECTOR F F Management 1.6 DIRECTOR F F Management 1.7 DIRECTOR F F Management 1.8 DIRECTOR F F Management 1.9 DIRECTOR F F Management 1.11 DIRECTOR F F Management 2 ADVISORY VOTE TO APPROVE NAMED F F Management EXECUTIVE OFFICER COMPENSATION. 3 RATIFY THE SELECTION OF DELOITTE & F F Management TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2022. -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 13, 2021 Meeting Type: Annual Record Date: OCT 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Director: M. Michele Burns F F Management 2 Election of Director: Wesley G. Bush F F Management 3 Election of Director: Michael D. F F Management Capellas 4 Election of Director: Mark Garrett F F Management 5 Election of Director: John D. Harris II F F Management 6 Election of Director: Dr. Kristina M. F F Management Johnson 7 Election of Director: Roderick C. F F Management McGeary 8 Election of Director: Charles H. F F Management Robbins 9 Election of Director: Brenton L. F F Management Saunders 10 Election of Director: Dr. Lisa T. Su F F Management 11 Election of Director: Marianna Tessel F F Management 12 Approval, on an advisory basis, of F F Management executive compensation. 13 Ratification of PricewaterhouseCoopers F F Management LLP as Cisco's independent registered public accounting firm for fiscal 2022. 14 Approval to have Cisco's Board amend N N Shareholder Cisco's proxy access bylaw to remove the stockholder aggregation limit. -------------------------------------------------------------------------------- DISCOVERY, INC. Ticker: DISCA Security ID: 25470F104 Meeting Date: MAR 11, 2022 Meeting Type: Special Record Date: JAN 18, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 To reclassify and automatically F F Management convert Discovery's capital stock into such number of shares of Series A common stock of Warner Bros. Discovery, Inc. ("WBD"), par value $0. 01 per share ("WBD common stock"), as set forth in the Agreement and Plan of Merger 2 To increase the authorized shares of F F Management WBD common stock to 10,800,000,000 shares. 3 To increase the authorized shares of F F Management "blank check" preferred stock of WBD, par value $0.01 per share, to 1,200,000,000 shares. 4 To declassify the WBD board of F F Management directors into one class of directors upon the election of directors at WBD's third annual meeting of stockholders after the completion of the merger (the "Merger") pursuant to the Merger Agreement, and make certain related 5 To provide for all other changes in F F Management connection with the amendment and restatement of Discovery's restated certificate of incorporation, as amended. 6 To approve the issuance of WBD common F F Management stock to Spinco stockholders in the Merger as contemplated by the Merger Agreement. 7 To approve, on an advisory F N Management (non-binding) basis, certain compensation that will or may be paid by Discovery to its named executive officers in connection with the Merger. -------------------------------------------------------------------------------- FARFETCH LIMITED Ticker: FTCH Security ID: 30744W107 Meeting Date: NOV 17, 2021 Meeting Type: Annual Record Date: SEP 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 To resolve as an ordinary resolution F F Management that the authorised share capital of Farfetch Limited be increased: (a) FROM: US$20,000,000 divided into 500,000,000 shares with a nominal or par value of US$0.04 each. (b) TO: US$40,000,000 divided into 1,000,000,000 2 To resolve as a special resolution F F Management that the existing Memorandum and Articles of Association of Farfetch Limited be replaced in their entirety with the new Amended and Restated Memorandum and Articles of Association in the form tabled at the meeting. -------------------------------------------------------------------------------- GAMING AND LEISURE PROPERTIES, INC. Ticker: GLPI Security ID: 36467J108 Meeting Date: JUN 16, 2022 Meeting Type: Annual Record Date: APR 12, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Director: Peter M. Carlino F F Management 2 Election of Director: JoAnne A. Epps F F Management 3 Election of Director: Carol ("Lili") F F Management Lynton 4 Election of Director: Joseph W. F F Management Marshall, III 5 Election of Director: James B. Perry F F Management 6 Election of Director: Barry F. Schwartz F F Management 7 Election of Director: Earl C. Shanks F F Management 8 Election of Director: E. Scott Urdang F F Management 9 To ratify the appointment of Deloitte F F Management & Touche LLP as the Company's independent registered public accounting firm for the current fiscal year. 10 To approve, on a non-binding advisory F F Management basis, the Company's executive compensation. -------------------------------------------------------------------------------- HANESBRANDS INC. Ticker: HBI Security ID: 410345102 Meeting Date: APR 26, 2022 Meeting Type: Annual Record Date: FEB 15, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Director: Cheryl K. Beebe F F Management 2 Election of Director: Stephen B. F F Management Bratspies 3 Election of Director: Geralyn R. Breig F F Management 4 Election of Director: Bobby J. Griffin F F Management 5 Election of Director: James C. Johnson F F Management 6 Election of Director: Franck J. Moison F F Management 7 Election of Director: Robert F. Moran F F Management 8 Election of Director: Ronald L. Nelson F F Management 9 Election of Director: William S. Simon F F Management 10 Election of Director: Ann E. Ziegler F F Management 11 To ratify the appointment of F F Management PricewaterhouseCoopers LLP as Hanesbrands' independent registered public accounting firm for Hanesbrands' 2022 fiscal year. 12 To approve, on an advisory basis, F F Management named executive officer compensation as described in the proxy statement for the Annual Meeting. -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORP. Ticker: IBM Security ID: 459200101 Meeting Date: APR 26, 2022 Meeting Type: Annual Record Date: FEB 25, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Director for a Term of One F F Management Year: Thomas Buberl 2 Election of Director for a Term of One F F Management Year: David N. Farr 3 Election of Director for a Term of One F F Management Year: Alex Gorsky 4 Election of Director for a Term of One F F Management Year: Michelle J. Howard 5 Election of Director for a Term of One F F Management Year: Arvind Krishna 6 Election of Director for a Term of One F F Management Year: Andrew N. Liveris 7 Election of Director for a Term of One F F Management Year: F. William McNabb III 8 Election of Director for a Term of One F F Management Year: Martha E. Pollack 9 Election of Director for a Term of One F F Management Year: Joseph R. Swedish 10 Election of Director for a Term of One F F Management Year: Peter R. Voser 11 Election of Director for a Term of One F F Management Year: Frederick H. Waddell 12 Election of Director for a Term of One F F Management Year: Alfred W. Zollar 13 Ratification of Appointment of F F Management Independent Registered Public Accounting Firm. 14 Advisory Vote on Executive F F Management Compensation. 15 Stockholder Proposal to Lower Special N N Shareholder Meeting Right Ownership Threshold. 16 Stockholder Proposal to Have An N N Shareholder Independent Board Chairman. 17 Stockholder Proposal Requesting Public N N Shareholder Report on the use of Concealment Clauses. -------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY PLC Ticker: IGT Security ID: G4863A108 Meeting Date: MAY 10, 2022 Meeting Type: Annual Record Date: APR 29, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 To receive and adopt the annual report F F Management and accounts for the financial year ended 31 December 2021 ("Annual Report and Accounts"). 2 To approve the directors' remuneration F F Management report (excluding the remuneration policy) set out in the Annual Report and Accounts. 3 Election of Director: Massimiliano F F Management Chiara 4 Election of Director: Alberto Dessy F F Management 5 Election of Director: Marco Drago F F Management 6 Election of Director: Ashley M. Hunter F F Management 7 Election of Director: James McCann F F Management 8 Election of Director: Heather McGregor F F Management 9 Election of Director: Lorenzo F F Management Pellicioli 10 Election of Director: Maria Pinelli F F Management 11 Election of Director: Samantha Ravich F F Management 12 Election of Director: Vincent Sadusky F F Management 13 Election of Director: Marco Sala. This F F Management resolution supersedes resolution 4 passed at the annual general meeting of the Company held on 11 May 2021. 14 Election of Director: Gianmario F F Management Tondato Da Ruos 15 To re-appoint PricewaterhouseCoopers F F Management LLP as auditor to hold office until the conclusion of the next annual general meeting of the Company. 16 To authorise the Board or its audit F F Management committee to determine the auditor's remuneration. 17 To authorise political donations and F F Management expenditure. 18 To authorise the directors to allot F F Management shares in the Company. 19 To authorise the directors to disapply F F Management pre-emption rights. (special resolution) 20 To authorise the directors to disapply F F Management pre-emption rights for the purpose of financing an acquisition or specified capital investment. (special resolution) 21 To authorise the Company to make F F Management off-market purchases of shares in the Company. (special resolution) -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 17, 2022 Meeting Type: Annual Record Date: MAR 18, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Director: Linda B. Bammann F F Management 2 Election of Director: Stephen B. Burke F F Management 3 Election of Director: Todd A. Combs F F Management 4 Election of Director: James S. Crown F F Management 5 Election of Director: James Dimon F F Management 6 Election of Director: Timothy P. Flynn F F Management 7 Election of Director: Mellody Hobson F F Management 8 Election of Director: Michael A. Neal F F Management 9 Election of Director: Phebe N. F F Management Novakovic 10 Election of Director: Virginia M. F F Management Rometty 11 Advisory resolution to approve F F Management executive compensation 12 Ratification of independent registered F F Management public accounting firm 13 Fossil fuel financing N N Shareholder 14 Special shareholder meeting improvement N N Shareholder 15 Independent board chairman N N Shareholder 16 Board diversity resolution N N Shareholder 17 Conversion to public benefit N N Shareholder corporation 18 Report on setting absolute contraction N N Shareholder targets -------------------------------------------------------------------------------- LAMAR ADVERTISING COMPANY Ticker: LAMR Security ID: 512816109 Meeting Date: MAY 19, 2022 Meeting Type: Annual Record Date: MAR 21, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 DIRECTOR F F Management 1.2 DIRECTOR F F Management 1.3 DIRECTOR F F Management 1.4 DIRECTOR F F Management 1.5 DIRECTOR F F Management 1.6 DIRECTOR F F Management 1.7 DIRECTOR F F Management 1.8 DIRECTOR F F Management 1.9 DIRECTOR F F Management 2 Ratify the appointment of KPMG LLP as F F Management the Company's independent registered public accounting firm for fiscal 2022. -------------------------------------------------------------------------------- MACY'S INC. Ticker: M Security ID: 55616P104 Meeting Date: MAY 20, 2022 Meeting Type: Annual Record Date: MAR 24, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Director: Francis S. Blake F F Management 2 Election of Director: Torrence N. Boone F F Management 3 Election of Director: Ashley Buchanan F F Management 4 Election of Director: John A. Bryant F F Management 5 Election of Director: Marie Chandoha F F Management 6 Election of Director: Deirdre P. F F Management Connelly 7 Election of Director: Jeff Gennette F F Management 8 Election of Director: Jill Granoff F F Management 9 Election of Director: Leslie D. Hale F F Management 10 Election of Director: William H. F F Management Lenehan 11 Election of Director: Sara Levinson F F Management 12 Election of Director: Paul C. Varga F F Management 13 Election of Director: Tracey Zhen F F Management 14 Ratification of the appointment of F F Management KPMG LLP as Macy's independent registered public accounting firm for the fiscal year ending January 28, 2023. 15 Advisory vote to approve named F F Management executive officer compensation. 16 Approval of Macy's, Inc. Employee F F Management Stock Purchase Plan. -------------------------------------------------------------------------------- MICROCHIP TECHNOLOGY INCORPORATED Ticker: MCHP Security ID: 595017104 Meeting Date: AUG 24, 2021 Meeting Type: Annual Record Date: JUN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Director: Matthew W. F F Management Chapman 2 Election of Director: Esther L. Johnson F F Management 3 Election of Director: Karlton D. F F Management Johnson 4 Election of Director: Wade F. Meyercord F F Management 5 Election of Director: Ganesh Moorthy F F Management 6 Election of Director: Karen M. Rapp F F Management 7 Election of Director: Steve Sanghi F F Management 8 Proposal to approve an amendment and F F Management restatement of our Certificate of Incorporation to increase the number of authorized shares of common stock for the purpose of effecting a two-for-one forward stock split. 9 Proposal to approve an amendment and F F Management restatement of our 2004 Equity Incentive Plan to extend the term of the plan by ten years, to August 24, 2031. 10 Proposal to ratify the appointment of F F Management Ernst & Young LLP as the independent registered public accounting firm of Microchip for the fiscal year ending March 31, 2022. 11 Proposal to approve, on an advisory F F Management (non-binding) basis, the compensation of our named executives. -------------------------------------------------------------------------------- MORGAN STANLEY INSTITUTIONAL LIQUIDITY Ticker: MVRXX Security ID: 61747C707 Meeting Date: MAR 31, 2022 Meeting Type: Special Record Date: DEC 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 DIRECTOR F F Management 1.2 DIRECTOR F F Management 1.3 DIRECTOR F F Management 1.4 DIRECTOR F F Management 1.5 DIRECTOR F F Management 1.6 DIRECTOR F F Management 1.7 DIRECTOR F F Management 1.8 DIRECTOR F F Management 1.9 DIRECTOR F F Management 1.11 DIRECTOR F F Management 1.12 DIRECTOR F F Management 1.13 DIRECTOR F F Management 1.14 DIRECTOR F F Management 1.15 DIRECTOR F F Management 1.16 DIRECTOR F F Management -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: MAY 06, 2022 Meeting Type: Annual Record Date: MAR 11, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Director: Vicky A. Bailey F F Management 2 Election of Director: Stephen I. Chazen F F Management 3 Election of Director: Andrew Gould F F Management 4 Election of Director: Carlos M. F F Management Gutierrez 5 Election of Director: Vicki Hollub F F Management 6 Election of Director: William R. Klesse F F Management 7 Election of Director: Jack B. Moore F F Management 8 Election of Director: Avedick B. F F Management Poladian 9 Election of Director: Robert M. Shearer F F Management 10 Advisory Vote to Approve Named F F Management Executive Officer Compensation 11 Ratification of Selection of KPMG as F F Management Occidental's Independent Auditor 12 Shareholder Proposal Requesting N N Shareholder Occidental Set and Disclose Quantitative Short-, Medium- and Long-Term GHG Emissions Reduction Targets Consistent with the Paris Agreement -------------------------------------------------------------------------------- OKTA, INC. Ticker: OKTA Security ID: 679295105 Meeting Date: JUN 21, 2022 Meeting Type: Annual Record Date: APR 25, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 DIRECTOR F F Management 1.2 DIRECTOR F F Management 1.3 DIRECTOR F F Management 2 A proposal to ratify the appointment F F Management of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023. 3 To approve, on an advisory non-binding F F Management basis, the compensation of our named executive officers. -------------------------------------------------------------------------------- PENN NATIONAL GAMING, INC. Ticker: PENN Security ID: 707569109 Meeting Date: JUN 07, 2022 Meeting Type: Annual Record Date: APR 08, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 DIRECTOR F F Management 1.2 DIRECTOR F F Management 1.3 DIRECTOR F F Management 2 Ratification of the selection of F F Management Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2022 fiscal year. 3 Approval, on an advisory basis, of the F F Management compensation paid to the Company's named executive officers. 4 Approval of the Company's 2022 Long F F Management Term Incentive Compensation Plan. -------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Ticker: SPG Security ID: 828806109 Meeting Date: MAY 11, 2022 Meeting Type: Annual Record Date: MAR 15, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Director: Glyn F. Aeppel F F Management 2 Election of Director: Larry C. F F Management Glasscock 3 Election of Director: Karen N. Horn, F F Management Ph.D. 4 Election of Director: Allan Hubbard F F Management 5 Election of Director: Reuben S. F F Management Leibowitz 6 Election of Director: Gary M. Rodkin F F Management 7 Election of Director: Peggy Fang Roe F F Management 8 Election of Director: Stefan M. Selig F F Management 9 Election of Director: Daniel C. Smith, F F Management Ph.D. 10 Election of Director: J. Albert Smith, F F Management Jr. 11 Election of Director: Marta R. Stewart F F Management 12 Advisory Vote to Approve the F F Management Compensation of our Named Executive Officers. 13 Ratify the appointment of Ernst & F F Management Young LLP as our Independent Registered Public Accounting Firm for 2022. -------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Ticker: DIS Security ID: 254687106 Meeting Date: MAR 09, 2022 Meeting Type: Annual Record Date: JAN 10, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Director: Susan E. Arnold F F Management 2 Election of Director: Mary T. Barra F F Management 3 Election of Director: Safra A. Catz F F Management 4 Election of Director: Amy L. Chang F F Management 5 Election of Director: Robert A. Chapek F F Management 6 Election of Director: Francis A. F F Management deSouza 7 Election of Director: Michael B.G. F F Management Froman 8 Election of Director: Maria Elena F F Management Lagomasino 9 Election of Director: Calvin R. F F Management McDonald 10 Election of Director: Mark G. Parker F F Management 11 Election of Director: Derica W. Rice F F Management 12 Ratification of the appointment of F F Management PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal 2022. 13 Consideration of an advisory vote to F F Management approve executive compensation. 14 Shareholder proposal, if properly N N Shareholder presented at the meeting, requesting an annual report disclosing information regarding lobbying policies and activities. 15 Shareholder proposal, if properly N N Shareholder presented at the meeting, requesting amendment of the Company's governing documents to lower the stock ownership threshold to call a special meeting of shareholders. 16 Shareholder proposal, if properly N N Shareholder presented at the meeting, requesting a diligence report evaluating human rights impacts. 17 Shareholder proposal, if properly N N Shareholder presented at the meeting, requesting a report on both median and adjusted pay gaps across race and gender. 18 Shareholder proposal, if properly N N Shareholder presented at the meeting, requesting a workplace non-discrimination audit and report. -------------------------------------------------------------------------------- THOR INDUSTRIES, INC. Ticker: THO Security ID: 885160101 Meeting Date: DEC 17, 2021 Meeting Type: Annual Record Date: OCT 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 DIRECTOR F F Management 1.2 DIRECTOR F F Management 1.3 DIRECTOR F F Management 1.4 DIRECTOR F F Management 1.5 DIRECTOR F F Management 1.6 DIRECTOR F F Management 1.7 DIRECTOR F F Management 1.8 DIRECTOR F F Management 1.9 DIRECTOR F F Management 1.11 DIRECTOR F F Management 2 Ratification of the appointment of F F Management Deloitte & Touche LLP as our independent registered public accounting firm for our Fiscal Year 2022. 3 Non-binding advisory vote to approve F F Management the compensation of our named executive officers (NEOs). 4 Approval of the Amendment to the THOR F F Management Industries, Inc. 2016 Equity and Incentive Plan. -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: APR 28, 2022 Meeting Type: Annual Record Date: MAR 03, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Election of Director to serve until F F Management the 2023 Annual meeting: Fred M. Diaz 2 Election of Director to serve until F F Management the 2023 Annual meeting: H. Paulett Eberhart 3 Election of Director to serve until F F Management the 2023 Annual meeting: Joseph W. Gorder 4 Election of Director to serve until F F Management the 2023 Annual meeting: Kimberly S. Greene 5 Election of Director to serve until F F Management the 2023 Annual meeting: Deborah P. Majoras 6 Election of Director to serve until F F Management the 2023 Annual meeting: Eric D. Mullins 7 Election of Director to serve until F F Management the 2023 Annual meeting: Donald L. Nickles 8 Election of Director to serve until F F Management the 2023 Annual meeting: Philip J. Pfeiffer 9 Election of Director to serve until F F Management the 2023 Annual meeting: Robert A. Profusek 10 Election of Director to serve until F F Management the 2023 Annual meeting: Randall J. Weisenburger 11 Election of Director to serve until F F Management the 2023 Annual meeting: Rayford Wilkins, Jr. 12 Ratify the appointment of KPMG LLP as F F Management Valero's independent registered public accounting firm for 2022. 13 Approve, by non-binding vote, the 2021 F F Management compensation of Valero's named executive officers. 14 Stockholder proposal requesting that N N Shareholder Valero issue an annual report disclosing near- and long-term GHG reduction targets and a plan to achieve them. ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Advent Convertible and Income Fund ---------------------------------- By: /s/ Tracy Maitland Name: Tracy V. Maitland ----------------- Title: President and Chief Executive Officer ------------------------------------- Date: August 22, 2022