0001179110-21-010339.txt : 20211124
0001179110-21-010339.hdr.sgml : 20211124
20211124144229
ACCESSION NUMBER: 0001179110-21-010339
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20211122
FILED AS OF DATE: 20211124
DATE AS OF CHANGE: 20211124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEIZERT GERALD L
CENTRAL INDEX KEY: 0001251344
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21309
FILM NUMBER: 211445454
MAIL ADDRESS:
STREET 1: 10865 AVENUE OF THE AMERICAS,
STREET 2: 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT CONVERTIBLE & INCOME FUND
CENTRAL INDEX KEY: 0001219120
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 227 W. MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-827-0100
MAIL ADDRESS:
STREET 1: 227 W. MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
DATE OF NAME CHANGE: 20030219
4
1
edgar.xml
FORM 4 -
X0306
4
2021-11-22
0
0001219120
ADVENT CONVERTIBLE & INCOME FUND
AVK
0001251344
SEIZERT GERALD L
227 W. MONROE STREET
7TH FLOOR
CHICAGO
IL
60606
1
0
0
1
Trustee
Common Stock
2021-11-22
4
S
0
5000
18.5234
D
6816
I
Seivest LLC-Gerald, Laurel & Paul Seizert as Authorized Agents
Common Stock
2021-11-22
4
S
0
5000
18.5234
D
6115
I
Candace C Seizert 2012 Gift Trust-Gerald Seizert, Trustee
Common Stock
2021-11-22
4
S
0
700
18.5234
D
1000
I
Dean K Seizert Residuary-Gerald Seizert & Donna Henson Trustees
Common Stock
2021-11-22
4
S
0
13190
18.5234
D
10763
D
/s/ Gerald L. Seizert, by Mark Mathiasen Pursuant to a Power of Attorney
2021-11-24
EX-24
2
poaavktrusteesjune2020.txt
POWER OF ATTORNEY
The undersigned,
being a person required
to file statements under
Section 16(a) of the
Securities Exchange Act
of 1934 (the '1934 Act')
and Section 30(h) of the
Investment Company Act of
1940 (the '1940 Act') with
espect to Advent Convertible
and Income Fund ("AVK"), a
Delaware statutory trust,
hereby authorizes,
designates and appoints
Amy J. Lee, Mark E. Mathiasen
and Michael P. Megaris to act
as such persons true and lawful
attorney in fact and agents,
each with full power of
substitution and resubstitution
and full power to act alone
and without the other, for the
undersigned and in the
undersigneds name, place
and stead, in any and all
capacities, to execute,
acknowledge, deliver and
file any and all
statements on Form 3,
Form 4 and For 5 and any
successor forms adopted
by the Securities Exchange
Commission (the 'Commission'),
as required by the 1934 Act
and the 1940 Act, and the
rules and regulations
thereunder, and to take such
other actions as such
attorney-in-fact may deem
necessary or appropriate in
connection with such statements
(including without limitation,
completing, executing and filing
with the Commission an
application for EDGAR codes
(i.e., Central Index Key (CIK)
and the CIK confirmation code
(CCC)) on Form ID) hereby
confirming and ratifying all
actions that such attorney
in fact has taken or may take
in reliance hereon. This power
of attorney supersedes any
previous versions of same,
and shall be valid from the
date hereof until the
undersigned no longer has
an obligation to file statements
under the acts cited above with
respect to AVK, or until
specifically revoked by the
undersigned, and shall be
automatically revoked with
respect to any attorney in
the event that such attorney
is no longer affiliated with
AVK or its affiliates.
IN WITNESS WHEREOF, the
undersigned has executed
this Power of Attorney on the
16th day of June, 2020.
Signature:
/s/ Randall C. Barnes
/s/ Daniel Black
/s/ Tracy V. Maitland
/s/ Derek Medina
/s/ Ronald A. Nyberg
/s/ Gerald L. Seizert
/s/ Michael A. Smart