N-PX 1 gug60031-npx.txt AVK UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21309 Advent Claymore Convertible Securities and Income Fund ------------------------------------------------------ (Exact name of registrant as specified in charter) 1271 Avenue of the Americas, 45th Floor New York, NY 10020 ------------------ (Address of principal executive offices) (Zip code) Edward C. Delk 1271 Avenue of the Americas, 45th Floor New York, NY 10020 ------------------ (Name and address of agent for service) Registrant's telephone number, including area code: (212) 482-1600 Date of fiscal year end: October 31 Date of reporting period: July 1, 2013 - June 30, 2014 Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (?? 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-1090. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ? 3507. Item 1. Proxy Voting Record. Fund Name : Advent Claymore Convertible Securities and Income Fund Date of fiscal year end: 06/30/2014 In all markets, for all statuses, for Key- ________________________________________________________________________________ DELL INC. Ticker Security ID: Meeting Date Meeting Status DELL ISIN US24702R1014 09/12/2013 Voted Meeting Type Country of Trade Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Merger Agreement Mgmt For For For 2 14A Executive Mgmt For For For Compensation 3 Approve Motion to Mgmt For For For Adjourn Meeting ________________________________________________________________________________ DELL INC. Ticker Security ID: Meeting Date Meeting Status DELL ISIN US24702R1014 09/12/2013 Voted Meeting Type Country of Trade Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Merger Agreement Mgmt For For For 2 14A Executive Mgmt For For For Compensation 3 Approve Motion to Mgmt For For For Adjourn Meeting ________________________________________________________________________________ DELL INC. Ticker Security ID: Meeting Date Meeting Status DELL ISIN US24702R1014 09/12/2013 Voted Meeting Type Country of Trade Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Merger Agreement Mgmt For For For 2 14A Executive Mgmt For For For Compensation 3 Approve Motion to Mgmt For For For Adjourn Meeting ________________________________________________________________________________ DELL INC. Ticker Security ID: Meeting Date Meeting Status DELL ISIN US24702R1014 09/12/2013 Voted Meeting Type Country of Trade Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Merger Agreement Mgmt For For For 2 14A Executive Mgmt For For For Compensation 3 Approve Motion to Mgmt For For For Adjourn Meeting ________________________________________________________________________________ DELL INC. Ticker Security ID: Meeting Date Meeting Status DELL ISIN US24702R1014 09/12/2013 Voted Meeting Type Country of Trade Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Merger Agreement Mgmt For For For 2 14A Executive Mgmt For For For Compensation 3 Approve Motion to Mgmt For For For Adjourn Meeting ________________________________________________________________________________ EMULEX CORPORATION Ticker Security ID: Meeting Date Meeting Status ELX ISIN US2924752098 02/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors:1 Mgmt For For For JEFFREY W. BENCK 2 GREGORY S. CLARK 3 GARY J. DAICHENDT 4 BRUCE C. EDWARDS 5 PAUL F. FOLINO 6 EUGENE J. FRANTZ 7 BEATRIZ V. INFANTE 8 JOHN A. KELLEY 9 RAHUL N. MERCHANT 10 NERSI NAZARI 11 DEAN A. YOOST 2 Amend Omnibus Stock Mgmt For For For Option Plan 3 14A Executive Mgmt For For For Compensation 4 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ EMULEX CORPORATION Ticker Security ID: Meeting Date Meeting Status ELX ISIN US2924752098 02/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors:1 Mgmt For For For JEFFREY W. BENCK 2 GREGORY S. CLARK 3 GARY J. DAICHENDT 4 BRUCE C. EDWARDS 5 PAUL F. FOLINO 6 EUGENE J. FRANTZ 7 BEATRIZ V. INFANTE 8 JOHN A. KELLEY 9 RAHUL N. MERCHANT 10 NERSI NAZARI 11 DEAN A. YOOST 2 Amend Omnibus Stock Mgmt For For For Option Plan 3 14A Executive Mgmt For For For Compensation 4 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ EMULEX CORPORATION Ticker Security ID: Meeting Date Meeting Status ELX ISIN US2924752098 02/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors:1 Mgmt For For For JEFFREY W. BENCK 2 GREGORY S. CLARK 3 GARY J. DAICHENDT 4 BRUCE C. EDWARDS 5 PAUL F. FOLINO 6 EUGENE J. FRANTZ 7 BEATRIZ V. INFANTE 8 JOHN A. KELLEY 9 RAHUL N. MERCHANT 10 NERSI NAZARI 11 DEAN A. YOOST 2 Amend Omnibus Stock Mgmt For For For Option Plan 3 14A Executive Mgmt For For For Compensation 4 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ EMULEX CORPORATION Ticker Security ID: Meeting Date Meeting Status ELX ISIN US2924752098 02/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors:1 Mgmt For For For JEFFREY W. BENCK 2 GREGORY S. CLARK 3 GARY J. DAICHENDT 4 BRUCE C. EDWARDS 5 PAUL F. FOLINO 6 EUGENE J. FRANTZ 7 BEATRIZ V. INFANTE 8 JOHN A. KELLEY 9 RAHUL N. MERCHANT 10 NERSI NAZARI 11 DEAN A. YOOST 2 Amend Omnibus Stock Mgmt For For For Option Plan 3 14A Executive Mgmt For For For Compensation 4 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ EMULEX CORPORATION Ticker Security ID: Meeting Date Meeting Status ELX ISIN US2924752098 02/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors:1 Mgmt For For For JEFFREY W. BENCK 2 GREGORY S. CLARK 3 GARY J. DAICHENDT 4 BRUCE C. EDWARDS 5 PAUL F. FOLINO 6 EUGENE J. FRANTZ 7 BEATRIZ V. INFANTE 8 JOHN A. KELLEY 9 RAHUL N. MERCHANT 10 NERSI NAZARI 11 DEAN A. YOOST 2 Amend Omnibus Stock Mgmt For For For Option Plan 3 14A Executive Mgmt For For For Compensation 4 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ FOREST CITY ENTERPRISES, INC. Ticker Security ID: Meeting Date Meeting Status FCEA ISIN US3455501078 05/29/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors: Mgmt For For For 1 ARTHUR F. ANTON 2 SCOTT S. COWEN 3 MICHAEL P. ESPOSITO, JR 4 STAN ROSS 2 14A Executive Mgmt For For For Compensation 3 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ FOREST CITY ENTERPRISES, INC. Ticker Security ID: Meeting Date Meeting Status FCEA ISIN US3455501078 05/29/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors: Mgmt For For For 1 ARTHUR F. ANTON 2 SCOTT S. COWEN 3 MICHAEL P. ESPOSITO, JR 4 STAN ROSS 2 14A Executive Mgmt For For For Compensation 3 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ FOREST CITY ENTERPRISES, INC. Ticker Security ID: Meeting Date Meeting Status FCEA ISIN US3455501078 05/29/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors: Mgmt For For For 1 ARTHUR F. ANTON 2 SCOTT S. COWEN 3 MICHAEL P. ESPOSITO, JR 4 STAN ROSS 2 14A Executive Mgmt For For For Compensation 3 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ FOREST CITY ENTERPRISES, INC. Ticker Security ID: Meeting Date Meeting Status FCEA ISIN US3455501078 05/29/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors: Mgmt For For For 1 ARTHUR F. ANTON 2 SCOTT S. COWEN 3 MICHAEL P. ESPOSITO, JR 4 STAN ROSS 2 14A Executive Mgmt For For For Compensation 3 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ FOREST CITY ENTERPRISES, INC. Ticker Security ID: Meeting Date Meeting Status FCEA ISIN US3455501078 05/29/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors: Mgmt For For For 1 ARTHUR F. ANTON 2 SCOTT S. COWEN 3 MICHAEL P. ESPOSITO, JR 4 STAN ROSS 2 14A Executive Mgmt For For For Compensation 3 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ GOLDMAN SACHS TRUST Ticker Security ID: Meeting Date Meeting Status FBAXX ISIN US38141W3566 10/15/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors: Mgmt For For For 1 DONALD C. BURKE 2 JOSEPH P. LORUSSO3 HERBERT J. MARKLEY 4 JAMES A. MCNAMARA 5 ROY W. TEMPLIN ________________________________________________________________________________ GOLDMAN SACHS TRUST Ticker Security ID: Meeting Date Meeting Status FBAXX ISIN US38141W3566 10/15/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors: Mgmt For For For 1 DONALD C. BURKE 2 JOSEPH P. LORUSSO3 HERBERT J. MARKLEY 4 JAMES A. MCNAMARA 5 ROY W. TEMPLIN ________________________________________________________________________________ GOLDMAN SACHS TRUST Ticker Security ID: Meeting Date Meeting Status FBAXX ISIN US38141W3566 10/15/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors: Mgmt For For For 1 DONALD C. BURKE 2 JOSEPH P. LORUSSO3 HERBERT J. MARKLEY 4 JAMES A. MCNAMARA 5 ROY W. TEMPLIN ________________________________________________________________________________ GOLDMAN SACHS TRUST Ticker Security ID: Meeting Date Meeting Status FBAXX ISIN US38141W3566 10/15/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors: Mgmt For For For 1 DONALD C. BURKE 2 JOSEPH P. LORUSSO3 HERBERT J. MARKLEY 4 JAMES A. MCNAMARA 5 ROY W. TEMPLIN ________________________________________________________________________________ GOLDMAN SACHS TRUST Ticker Security ID: Meeting Date Meeting Status FBAXX ISIN US38141W3566 10/15/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors: Mgmt For For For 1 DONALD C. BURKE 2 JOSEPH P. LORUSSO3 HERBERT J. MARKLEY 4 JAMES A. MCNAMARA 5 ROY W. TEMPLIN ________________________________________________________________________________ LULULEMON ATHLETICA INC. Ticker Security ID: Meeting Date Meeting Status LULU ISIN US5500211090 06/11/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors: Mgmt For For For 1 MICHAEL CASEY 2 ROANN COSTIN 3 LAURENT POTDEVIN 2 Ratify Appointment of Mgmt For For For Independent Auditors 3 14A Executive Mgmt For For For Compensation 4 Approve Stock Mgmt Against Against For Compensation Plan ________________________________________________________________________________ LULULEMON ATHLETICA INC. Ticker Security ID: Meeting Date Meeting Status LULU ISIN US5500211090 06/11/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors: Mgmt For For For 1 MICHAEL CASEY 2 ROANN COSTIN 3 LAURENT POTDEVIN 2 Ratify Appointment of Mgmt For For For Independent Auditors 3 14A Executive Mgmt For For For Compensation 4 Approve Stock Mgmt Against Against For Compensation Plan ________________________________________________________________________________ LULULEMON ATHLETICA INC. Ticker Security ID: Meeting Date Meeting Status LULU ISIN US5500211090 06/11/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors: Mgmt For For For 1 MICHAEL CASEY 2 ROANN COSTIN 3 LAURENT POTDEVIN 2 Ratify Appointment of Mgmt For For For Independent Auditors 3 14A Executive Mgmt For For For Compensation 4 Approve Stock Mgmt Against Against For Compensation Plan ________________________________________________________________________________ LULULEMON ATHLETICA INC. Ticker Security ID: Meeting Date Meeting Status LULU ISIN US5500211090 06/11/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors: Mgmt For For For 1 MICHAEL CASEY 2 ROANN COSTIN 3 LAURENT POTDEVIN 2 Ratify Appointment of Mgmt For For For Independent Auditors 3 14A Executive Mgmt For For For Compensation 4 Approve Stock Mgmt Against Against For Compensation Plan ________________________________________________________________________________ LULULEMON ATHLETICA INC. Ticker Security ID: Meeting Date Meeting Status LULU ISIN US5500211090 06/11/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors: Mgmt For For For 1 MICHAEL CASEY 2 ROANN COSTIN 3 LAURENT POTDEVIN 2 Ratify Appointment of Mgmt For For For Independent Auditors 3 14A Executive Mgmt For For For Compensation 4 Approve Stock Mgmt Against Against For Compensation Plan ________________________________________________________________________________ MANNKIND CORPORATION Ticker Security ID: Meeting Date Meeting Status MNKD ISIN US56400P2011 05/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors: Mgmt For For For 1 ALFRED E. MANN 2 HAKAN S. EDSTROM 3 RONALD J. CONSIGLIO 4 MICHAEL A. FRIEDMAN, MD 5 KENT KRESA 6 DAVID H. MACCALLUM 7 HENRY L. NORDHOFF 2 14A Executive Mgmt For For For Compensation 3 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ MANNKIND CORPORATION Ticker Security ID: Meeting Date Meeting Status MNKD ISIN US56400P2011 05/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors: Mgmt For For For 1 ALFRED E. MANN 2 HAKAN S. EDSTROM 3 RONALD J. CONSIGLIO 4 MICHAEL A. FRIEDMAN, MD 5 KENT KRESA 6 DAVID H. MACCALLUM 7 HENRY L. NORDHOFF 2 14A Executive Mgmt For For For Compensation 3 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ MANNKIND CORPORATION Ticker Security ID: Meeting Date Meeting Status MNKD ISIN US56400P2011 05/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors: Mgmt For For For 1 ALFRED E. MANN 2 HAKAN S. EDSTROM 3 RONALD J. CONSIGLIO 4 MICHAEL A. FRIEDMAN, MD 5 KENT KRESA 6 DAVID H. MACCALLUM 7 HENRY L. NORDHOFF 2 14A Executive Mgmt For For For Compensation 3 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ MANNKIND CORPORATION Ticker Security ID: Meeting Date Meeting Status MNKD ISIN US56400P2011 05/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors: Mgmt For For For 1 ALFRED E. MANN 2 HAKAN S. EDSTROM 3 RONALD J. CONSIGLIO 4 MICHAEL A. FRIEDMAN, MD 5 KENT KRESA 6 DAVID H. MACCALLUM 7 HENRY L. NORDHOFF 2 14A Executive Mgmt For For For Compensation 3 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ MANNKIND CORPORATION Ticker Security ID: Meeting Date Meeting Status MNKD ISIN US56400P2011 05/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors: Mgmt For For For 1 ALFRED E. MANN 2 HAKAN S. EDSTROM 3 RONALD J. CONSIGLIO 4 MICHAEL A. FRIEDMAN, MD 5 KENT KRESA 6 DAVID H. MACCALLUM 7 HENRY L. NORDHOFF 2 14A Executive Mgmt For For For Compensation 3 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ METLIFE, INC. Ticker Security ID: Meeting Date Meeting Status MET ISIN US59156R1086 04/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1A Election of Directors Mgmt For For For (Majority Voting) 1C Election of Directors Mgmt For For For (Majority Voting) 1E Election of Directors Mgmt For For For (Majority Voting) 1G Election of Directors Mgmt For For For (Majority Voting) 1I Election of Directors Mgmt For For For (Majority Voting) 1K Election of Directors Mgmt For For For (Majority Voting) 2 Ratify Appointment of Mgmt For For For Independent Auditors 3 14A Executive Mgmt For For For Compensation 4 Approve Stock Mgmt For For For Compensation Plan 5 Adopt Director Stock Mgmt For For For Option Plan ________________________________________________________________________________ METLIFE, INC. Ticker Security ID: Meeting Date Meeting Status MET ISIN US59156R1086 04/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1a Election of Directors Mgmt For For For (Majority Voting) 1c Election of Directors Mgmt For For For (Majority Voting) 1e Election of Directors Mgmt For For For (Majority Voting) 1g Election of Directors Mgmt For For For (Majority Voting) 1i Election of Directors Mgmt For For For (Majority Voting) 1k Election of Directors Mgmt For For For (Majority Voting) 2 Ratify Appointment of Mgmt For For For Independent Auditors 3 14A Executive Mgmt For For For Compensation 4 Approve Stock Mgmt For For For Compensation Plan 5 Adopt Director Stock Mgmt For For For Option Plan ________________________________________________________________________________ METLIFE, INC. Ticker Security ID: Meeting Date Meeting Status MET ISIN US59156R1086 04/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1a Election of Directors Mgmt For For For (Majority Voting) 1c Election of Directors Mgmt For For For (Majority Voting) 1e Election of Directors Mgmt For For For (Majority Voting) 1g Election of Directors Mgmt For For For (Majority Voting) 1i Election of Directors Mgmt For For For (Majority Voting) 1k Election of Directors Mgmt For For For (Majority Voting) 2 Ratify Appointment of Mgmt For For For Independent Auditors 3 14A Executive Mgmt For For For Compensation 4 Approve Stock Mgmt For For For Compensation Plan 5 Adopt Director Stock Mgmt For For For Option Plan ________________________________________________________________________________ METLIFE, INC. Ticker Security ID: Meeting Date Meeting Status MET ISIN US59156R1086 04/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1a Election of Directors Mgmt For For For (Majority Voting) 1c Election of Directors Mgmt For For For (Majority Voting) 1e Election of Directors Mgmt For For For (Majority Voting) 1g Election of Directors Mgmt For For For (Majority Voting) 1i Election of Directors Mgmt For For For (Majority Voting) 1k Election of Directors Mgmt For For For (Majority Voting) 2 Ratify Appointment of Mgmt For For For Independent Auditors 3 14A Executive Mgmt For For For Compensation 4 Approve Stock Mgmt For For For Compensation Plan 5 Adopt Director Stock Mgmt For For For Option Plan ________________________________________________________________________________ METLIFE, INC. Ticker Security ID: Meeting Date Meeting Status MET ISIN US59156R1086 04/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Election of Directors Mgmt For For For (Majority Voting) 1.2 Election of Directors Mgmt For For For (Majority Voting) 1.3 Election of Directors Mgmt For For For (Majority Voting) 1.4 Election of Directors Mgmt For For For (Majority Voting) 1.5 Election of Directors Mgmt For For For (Majority Voting) 1.6 Election of Directors Mgmt For For For (Majority Voting) 1.7 Election of Directors Mgmt For For For (Majority Voting) 1.8 Election of Directors Mgmt For For For (Majority Voting) 1.9 Election of Directors Mgmt For For For (Majority Voting) 1.10 Election of Directors Mgmt For For For (Majority Voting) 1.11 Election of Directors Mgmt For For For (Majority Voting) 1.12 Election of Directors Mgmt For For For (Majority Voting) 2 Ratify Appointment of Mgmt For For For Independent Auditors 3 14A Executive Mgmt For For For Compensation 4 Approve Stock Mgmt For For For Compensation Plan 5 Adopt Director Stock Mgmt For For For Option Plan ________________________________________________________________________________ TIFFANY & CO. Ticker Security ID: Meeting Date Meeting Status TIF ISIN US8865471085 05/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1A Election of Directors Mgmt For For For (Majority Voting) 1C Election of Directors Mgmt For For For (Majority Voting) 1E Election of Directors Mgmt For For For (Majority Voting) 1G Election of Directors Mgmt For For For (Majority Voting) 1I Election of Directors Mgmt For For For (Majority Voting) 2 Ratify Appointment of Mgmt For For For Independent Auditors 3 14A Executive Mgmt For For For Compensation 4 Approve Stock Mgmt For For For Compensation Plan ________________________________________________________________________________ TIFFANY & CO. Ticker Security ID: Meeting Date Meeting Status TIF ISIN US8865471085 05/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1a Election of Directors Mgmt For For For (Majority Voting) 1c Election of Directors Mgmt For For For (Majority Voting) 1e Election of Directors Mgmt For For For (Majority Voting) 1g Election of Directors Mgmt For For For (Majority Voting) 1i Election of Directors Mgmt For For For (Majority Voting) 2 Ratify Appointment of Mgmt For For For Independent Auditors 3 14A Executive Mgmt For For For Compensation 4 Approve Stock Mgmt For For For Compensation Plan ________________________________________________________________________________ TIFFANY & CO. Ticker Security ID: Meeting Date Meeting Status TIF ISIN US8865471085 05/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1a Election of Directors Mgmt For For For (Majority Voting) 1c Election of Directors Mgmt For For For (Majority Voting) 1e Election of Directors Mgmt For For For (Majority Voting) 1g Election of Directors Mgmt For For For (Majority Voting) 1i Election of Directors Mgmt For For For (Majority Voting) 2 Ratify Appointment of Mgmt For For For Independent Auditors 3 14A Executive Mgmt For For For Compensation 4 Approve Stock Mgmt For For For Compensation Plan ________________________________________________________________________________ TIFFANY & CO. Ticker Security ID: Meeting Date Meeting Status TIF ISIN US8865471085 05/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1a Election of Directors Mgmt For For For (Majority Voting) 1c Election of Directors Mgmt For For For (Majority Voting) 1e Election of Directors Mgmt For For For (Majority Voting) 1g Election of Directors Mgmt For For For (Majority Voting) 1i Election of Directors Mgmt For For For (Majority Voting) 2 Ratify Appointment of Mgmt For For For Independent Auditors 3 14A Executive Mgmt For For For Compensation 4 Approve Stock Mgmt For For For Compensation Plan ________________________________________________________________________________ TIFFANY & CO. Ticker Security ID: Meeting Date Meeting Status TIF ISIN US8865471085 05/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Election of Directors Mgmt For For For (Majority Voting) 1.2 Election of Directors Mgmt For For For (Majority Voting) 1.3 Election of Directors Mgmt For For For (Majority Voting) 1.4 Election of Directors Mgmt For For For (Majority Voting) 1.5 Election of Directors Mgmt For For For (Majority Voting) 1.6 Election of Directors Mgmt For For For (Majority Voting) 1.7 Election of Directors Mgmt For For For (Majority Voting) 1.8 Election of Directors Mgmt For For For (Majority Voting) 1.9 Election of Directors Mgmt For For For (Majority Voting) 1.10 Election of Directors Mgmt For For For (Majority Voting) 2 Ratify Appointment of Mgmt For For For Independent Auditors 3 14A Executive Mgmt For For For Compensation 4 Approve Stock Mgmt For For For Compensation Plan ________________________________________________________________________________ YAHOO! INC. Ticker Security ID: Meeting Date Meeting Status YHOO ISIN US9843321061 06/25/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1A Election of Directors Mgmt For For For (Majority Voting) 1C Election of Directors Mgmt For For For (Majority Voting) 1E Election of Directors Mgmt For For For (Majority Voting) 1G Election of Directors Mgmt For For For (Majority Voting) 1I Election of Directors Mgmt For For For (Majority Voting) 3 Amend Stock Mgmt For For For Compensation Plan 4 Ratify Appointment of Mgmt For For For Independent Auditors 5 Approve Charter Mgmt For For For Amendment 6 S/H Proposal - Human Sharehol Against Against For Rights Related 7 S/H Proposal - Sharehol Against Against For Political/Government 8 S/H Proposal - Sharehol Against Against For Political/Government ________________________________________________________________________________ YAHOO! INC. Ticker Security ID: Meeting Date Meeting Status YHOO ISIN US9843321061 06/25/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1a Election of Directors Mgmt For For For (Majority Voting) 1c Election of Directors Mgmt For For For (Majority Voting) 1e Election of Directors Mgmt For For For (Majority Voting) 1g Election of Directors Mgmt For For For (Majority Voting) 1i Election of Directors Mgmt For For For (Majority Voting) 3 Amend Stock Mgmt For For For Compensation Plan 4 Ratify Appointment of Mgmt For For For Independent Auditors 5 Approve Charter Mgmt For For For Amendment 6 S/H Proposal - Human Sharehol Against Against For Rights Related 7 S/H Proposal - Sharehol Against Against For Political/Government 8 S/H Proposal - Sharehol Against Against For Political/Government ________________________________________________________________________________ YAHOO! INC. Ticker Security ID: Meeting Date Meeting Status YHOO ISIN US9843321061 06/25/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1a Election of Directors Mgmt For For For (Majority Voting) 1c Election of Directors Mgmt For For For (Majority Voting) 1e Election of Directors Mgmt For For For (Majority Voting) 1g Election of Directors Mgmt For For For (Majority Voting) 1i Election of Directors Mgmt For For For (Majority Voting) 3 Amend Stock Mgmt For For For Compensation Plan 4 Ratify Appointment of Mgmt For For For Independent Auditors 5 Approve Charter Mgmt For For For Amendment 6 S/H Proposal - Human Sharehol Against Against For Rights Related 7 S/H Proposal - Sharehol Against Against For Political/Government 8 S/H Proposal - Sharehol Against Against For Political/Government ________________________________________________________________________________ YAHOO! INC. Ticker Security ID: Meeting Date Meeting Status YHOO ISIN US9843321061 06/25/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1a Election of Directors Mgmt For For For (Majority Voting) 1c Election of Directors Mgmt For For For (Majority Voting) 1e Election of Directors Mgmt For For For (Majority Voting) 1g Election of Directors Mgmt For For For (Majority Voting) 1i Election of Directors Mgmt For For For (Majority Voting) 3 Amend Stock Mgmt For For For Compensation Plan 4 Ratify Appointment of Mgmt For For For Independent Auditors 5 Approve Charter Mgmt For For For Amendment 6 S/H Proposal - Human Sharehol Against Against For Rights Related 7 S/H Proposal - Sharehol Against Against For Political/Government 8 S/H Proposal - Sharehol Against Against For Political/Government ________________________________________________________________________________ YAHOO! INC. Ticker Security ID: Meeting Date Meeting Status YHOO ISIN US9843321061 06/25/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Election of Directors Mgmt For For For (Majority Voting) 1.2 Election of Directors Mgmt For For For (Majority Voting) 1.3 Election of Directors Mgmt For For For (Majority Voting) 1.4 Election of Directors Mgmt For For For (Majority Voting) 1.5 Election of Directors Mgmt For For For (Majority Voting) 1.6 Election of Directors Mgmt For For For (Majority Voting) 1.7 Election of Directors Mgmt For For For (Majority Voting) 1.8 Election of Directors Mgmt For For For (Majority Voting) 1.9 Election of Directors Mgmt For For For (Majority Voting) 2 14A Executive Mgmt For For For Compensation 3 Amend Stock Mgmt For For For Compensation Plan 4 Ratify Appointment of Mgmt For For For Independent Auditors 5 Approve Charter Mgmt For For For Amendment 6 S/H Proposal - Human Sharehol Against Against For Rights Related 7 S/H Proposal - Sharehol Against Against For Political/Government 8 S/H Proposal - Sharehol Against Against For Political/Government SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Advent Claymore Convertible Securities and Income Fund ------------------------------------------------------ By: /s/ Tracy V. Maitland ------------------------------------- Name: Tracy V. Maitland Title: President and Chief Executive Officer Date: August 15, 2014