0000891804-14-000789.txt : 20140815
0000891804-14-000789.hdr.sgml : 20140815
20140815151353
ACCESSION NUMBER: 0000891804-14-000789
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140815
DATE AS OF CHANGE: 20140815
EFFECTIVENESS DATE: 20140815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
CENTRAL INDEX KEY: 0001219120
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-21309
FILM NUMBER: 141046343
BUSINESS ADDRESS:
STREET 1: 227 W. MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-827-0100
MAIL ADDRESS:
STREET 1: 227 W. MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
N-PX
1
gug60031-npx.txt
AVK
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21309
Advent Claymore Convertible Securities and Income Fund
------------------------------------------------------
(Exact name of registrant as specified in charter)
1271 Avenue of the Americas, 45th Floor
New York, NY 10020
------------------
(Address of principal executive offices) (Zip code)
Edward C. Delk
1271 Avenue of the Americas, 45th Floor
New York, NY 10020
------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: (212) 482-1600
Date of fiscal year end: October 31
Date of reporting period: July 1, 2013 - June 30, 2014
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (?? 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE,
Washington, DC 20549-1090. The OMB has reviewed this collection of information
under the clearance requirements of 44 U.S.C. ? 3507.
Item 1. Proxy Voting Record.
Fund Name : Advent Claymore Convertible Securities and Income Fund
Date of fiscal year end: 06/30/2014
In all markets, for all statuses, for
Key-
________________________________________________________________________________
DELL INC.
Ticker Security ID: Meeting Date Meeting Status
DELL ISIN US24702R1014 09/12/2013 Voted
Meeting Type Country of Trade
Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Merger Agreement Mgmt For For For
2 14A Executive Mgmt For For For
Compensation
3 Approve Motion to Mgmt For For For
Adjourn
Meeting
________________________________________________________________________________
DELL INC.
Ticker Security ID: Meeting Date Meeting Status
DELL ISIN US24702R1014 09/12/2013 Voted
Meeting Type Country of Trade
Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Merger Agreement Mgmt For For For
2 14A Executive Mgmt For For For
Compensation
3 Approve Motion to Mgmt For For For
Adjourn
Meeting
________________________________________________________________________________
DELL INC.
Ticker Security ID: Meeting Date Meeting Status
DELL ISIN US24702R1014 09/12/2013 Voted
Meeting Type Country of Trade
Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Merger Agreement Mgmt For For For
2 14A Executive Mgmt For For For
Compensation
3 Approve Motion to Mgmt For For For
Adjourn
Meeting
________________________________________________________________________________
DELL INC.
Ticker Security ID: Meeting Date Meeting Status
DELL ISIN US24702R1014 09/12/2013 Voted
Meeting Type Country of Trade
Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Merger Agreement Mgmt For For For
2 14A Executive Mgmt For For For
Compensation
3 Approve Motion to Mgmt For For For
Adjourn
Meeting
________________________________________________________________________________
DELL INC.
Ticker Security ID: Meeting Date Meeting Status
DELL ISIN US24702R1014 09/12/2013 Voted
Meeting Type Country of Trade
Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Merger Agreement Mgmt For For For
2 14A Executive Mgmt For For For
Compensation
3 Approve Motion to Mgmt For For For
Adjourn
Meeting
________________________________________________________________________________
EMULEX CORPORATION
Ticker Security ID: Meeting Date Meeting Status
ELX ISIN US2924752098 02/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors:1 Mgmt For For For
JEFFREY W. BENCK 2
GREGORY S. CLARK 3
GARY J. DAICHENDT 4
BRUCE C. EDWARDS 5
PAUL F. FOLINO 6
EUGENE J. FRANTZ 7
BEATRIZ V. INFANTE 8
JOHN A. KELLEY 9 RAHUL
N. MERCHANT 10 NERSI
NAZARI 11 DEAN A.
YOOST
2 Amend Omnibus Stock Mgmt For For For
Option
Plan
3 14A Executive Mgmt For For For
Compensation
4 Ratify Appointment of Mgmt For For For
Independent
Auditors
________________________________________________________________________________
EMULEX CORPORATION
Ticker Security ID: Meeting Date Meeting Status
ELX ISIN US2924752098 02/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors:1 Mgmt For For For
JEFFREY W. BENCK 2
GREGORY S. CLARK 3
GARY J. DAICHENDT 4
BRUCE C. EDWARDS 5
PAUL F. FOLINO 6
EUGENE J. FRANTZ 7
BEATRIZ V. INFANTE 8
JOHN A. KELLEY 9 RAHUL
N. MERCHANT 10 NERSI
NAZARI 11 DEAN A.
YOOST
2 Amend Omnibus Stock Mgmt For For For
Option
Plan
3 14A Executive Mgmt For For For
Compensation
4 Ratify Appointment of Mgmt For For For
Independent
Auditors
________________________________________________________________________________
EMULEX CORPORATION
Ticker Security ID: Meeting Date Meeting Status
ELX ISIN US2924752098 02/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors:1 Mgmt For For For
JEFFREY W. BENCK 2
GREGORY S. CLARK 3
GARY J. DAICHENDT 4
BRUCE C. EDWARDS 5
PAUL F. FOLINO 6
EUGENE J. FRANTZ 7
BEATRIZ V. INFANTE 8
JOHN A. KELLEY 9 RAHUL
N. MERCHANT 10 NERSI
NAZARI 11 DEAN A.
YOOST
2 Amend Omnibus Stock Mgmt For For For
Option
Plan
3 14A Executive Mgmt For For For
Compensation
4 Ratify Appointment of Mgmt For For For
Independent
Auditors
________________________________________________________________________________
EMULEX CORPORATION
Ticker Security ID: Meeting Date Meeting Status
ELX ISIN US2924752098 02/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors:1 Mgmt For For For
JEFFREY W. BENCK 2
GREGORY S. CLARK 3
GARY J. DAICHENDT 4
BRUCE C. EDWARDS 5
PAUL F. FOLINO 6
EUGENE J. FRANTZ 7
BEATRIZ V. INFANTE 8
JOHN A. KELLEY 9 RAHUL
N. MERCHANT 10 NERSI
NAZARI 11 DEAN A.
YOOST
2 Amend Omnibus Stock Mgmt For For For
Option
Plan
3 14A Executive Mgmt For For For
Compensation
4 Ratify Appointment of Mgmt For For For
Independent
Auditors
________________________________________________________________________________
EMULEX CORPORATION
Ticker Security ID: Meeting Date Meeting Status
ELX ISIN US2924752098 02/06/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors:1 Mgmt For For For
JEFFREY W. BENCK 2
GREGORY S. CLARK 3
GARY J. DAICHENDT 4
BRUCE C. EDWARDS 5
PAUL F. FOLINO 6
EUGENE J. FRANTZ 7
BEATRIZ V. INFANTE 8
JOHN A. KELLEY 9 RAHUL
N. MERCHANT 10 NERSI
NAZARI 11 DEAN A.
YOOST
2 Amend Omnibus Stock Mgmt For For For
Option
Plan
3 14A Executive Mgmt For For For
Compensation
4 Ratify Appointment of Mgmt For For For
Independent
Auditors
________________________________________________________________________________
FOREST CITY ENTERPRISES, INC.
Ticker Security ID: Meeting Date Meeting Status
FCEA ISIN US3455501078 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors: Mgmt For For For
1 ARTHUR F. ANTON 2
SCOTT S. COWEN 3
MICHAEL P. ESPOSITO,
JR 4 STAN
ROSS
2 14A Executive Mgmt For For For
Compensation
3 Ratify Appointment of Mgmt For For For
Independent
Auditors
________________________________________________________________________________
FOREST CITY ENTERPRISES, INC.
Ticker Security ID: Meeting Date Meeting Status
FCEA ISIN US3455501078 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors: Mgmt For For For
1 ARTHUR F. ANTON 2
SCOTT S. COWEN 3
MICHAEL P. ESPOSITO,
JR 4 STAN
ROSS
2 14A Executive Mgmt For For For
Compensation
3 Ratify Appointment of Mgmt For For For
Independent
Auditors
________________________________________________________________________________
FOREST CITY ENTERPRISES, INC.
Ticker Security ID: Meeting Date Meeting Status
FCEA ISIN US3455501078 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors: Mgmt For For For
1 ARTHUR F. ANTON 2
SCOTT S. COWEN 3
MICHAEL P. ESPOSITO,
JR 4 STAN
ROSS
2 14A Executive Mgmt For For For
Compensation
3 Ratify Appointment of Mgmt For For For
Independent
Auditors
________________________________________________________________________________
FOREST CITY ENTERPRISES, INC.
Ticker Security ID: Meeting Date Meeting Status
FCEA ISIN US3455501078 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors: Mgmt For For For
1 ARTHUR F. ANTON 2
SCOTT S. COWEN 3
MICHAEL P. ESPOSITO,
JR 4 STAN
ROSS
2 14A Executive Mgmt For For For
Compensation
3 Ratify Appointment of Mgmt For For For
Independent
Auditors
________________________________________________________________________________
FOREST CITY ENTERPRISES, INC.
Ticker Security ID: Meeting Date Meeting Status
FCEA ISIN US3455501078 05/29/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors: Mgmt For For For
1 ARTHUR F. ANTON 2
SCOTT S. COWEN 3
MICHAEL P. ESPOSITO,
JR 4 STAN
ROSS
2 14A Executive Mgmt For For For
Compensation
3 Ratify Appointment of Mgmt For For For
Independent
Auditors
________________________________________________________________________________
GOLDMAN SACHS TRUST
Ticker Security ID: Meeting Date Meeting Status
FBAXX ISIN US38141W3566 10/15/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors: Mgmt For For For
1 DONALD C. BURKE 2
JOSEPH P. LORUSSO3
HERBERT J. MARKLEY 4
JAMES A. MCNAMARA 5
ROY W.
TEMPLIN
________________________________________________________________________________
GOLDMAN SACHS TRUST
Ticker Security ID: Meeting Date Meeting Status
FBAXX ISIN US38141W3566 10/15/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors: Mgmt For For For
1 DONALD C. BURKE 2
JOSEPH P. LORUSSO3
HERBERT J. MARKLEY 4
JAMES A. MCNAMARA 5
ROY W.
TEMPLIN
________________________________________________________________________________
GOLDMAN SACHS TRUST
Ticker Security ID: Meeting Date Meeting Status
FBAXX ISIN US38141W3566 10/15/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors: Mgmt For For For
1 DONALD C. BURKE 2
JOSEPH P. LORUSSO3
HERBERT J. MARKLEY 4
JAMES A. MCNAMARA 5
ROY W.
TEMPLIN
________________________________________________________________________________
GOLDMAN SACHS TRUST
Ticker Security ID: Meeting Date Meeting Status
FBAXX ISIN US38141W3566 10/15/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors: Mgmt For For For
1 DONALD C. BURKE 2
JOSEPH P. LORUSSO3
HERBERT J. MARKLEY 4
JAMES A. MCNAMARA 5
ROY W.
TEMPLIN
________________________________________________________________________________
GOLDMAN SACHS TRUST
Ticker Security ID: Meeting Date Meeting Status
FBAXX ISIN US38141W3566 10/15/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors: Mgmt For For For
1 DONALD C. BURKE 2
JOSEPH P. LORUSSO3
HERBERT J. MARKLEY 4
JAMES A. MCNAMARA 5
ROY W.
TEMPLIN
________________________________________________________________________________
LULULEMON ATHLETICA INC.
Ticker Security ID: Meeting Date Meeting Status
LULU ISIN US5500211090 06/11/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors: Mgmt For For For
1 MICHAEL CASEY 2
ROANN COSTIN 3 LAURENT
POTDEVIN
2 Ratify Appointment of Mgmt For For For
Independent
Auditors
3 14A Executive Mgmt For For For
Compensation
4 Approve Stock Mgmt Against Against For
Compensation
Plan
________________________________________________________________________________
LULULEMON ATHLETICA INC.
Ticker Security ID: Meeting Date Meeting Status
LULU ISIN US5500211090 06/11/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors: Mgmt For For For
1 MICHAEL CASEY 2
ROANN COSTIN 3 LAURENT
POTDEVIN
2 Ratify Appointment of Mgmt For For For
Independent
Auditors
3 14A Executive Mgmt For For For
Compensation
4 Approve Stock Mgmt Against Against For
Compensation
Plan
________________________________________________________________________________
LULULEMON ATHLETICA INC.
Ticker Security ID: Meeting Date Meeting Status
LULU ISIN US5500211090 06/11/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors: Mgmt For For For
1 MICHAEL CASEY 2
ROANN COSTIN 3 LAURENT
POTDEVIN
2 Ratify Appointment of Mgmt For For For
Independent
Auditors
3 14A Executive Mgmt For For For
Compensation
4 Approve Stock Mgmt Against Against For
Compensation
Plan
________________________________________________________________________________
LULULEMON ATHLETICA INC.
Ticker Security ID: Meeting Date Meeting Status
LULU ISIN US5500211090 06/11/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors: Mgmt For For For
1 MICHAEL CASEY 2
ROANN COSTIN 3 LAURENT
POTDEVIN
2 Ratify Appointment of Mgmt For For For
Independent
Auditors
3 14A Executive Mgmt For For For
Compensation
4 Approve Stock Mgmt Against Against For
Compensation
Plan
________________________________________________________________________________
LULULEMON ATHLETICA INC.
Ticker Security ID: Meeting Date Meeting Status
LULU ISIN US5500211090 06/11/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors: Mgmt For For For
1 MICHAEL CASEY 2
ROANN COSTIN 3 LAURENT
POTDEVIN
2 Ratify Appointment of Mgmt For For For
Independent
Auditors
3 14A Executive Mgmt For For For
Compensation
4 Approve Stock Mgmt Against Against For
Compensation
Plan
________________________________________________________________________________
MANNKIND CORPORATION
Ticker Security ID: Meeting Date Meeting Status
MNKD ISIN US56400P2011 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors: Mgmt For For For
1 ALFRED E. MANN 2
HAKAN S. EDSTROM 3
RONALD J. CONSIGLIO 4
MICHAEL A. FRIEDMAN,
MD 5 KENT KRESA 6
DAVID H. MACCALLUM 7
HENRY L.
NORDHOFF
2 14A Executive Mgmt For For For
Compensation
3 Ratify Appointment of Mgmt For For For
Independent
Auditors
________________________________________________________________________________
MANNKIND CORPORATION
Ticker Security ID: Meeting Date Meeting Status
MNKD ISIN US56400P2011 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors: Mgmt For For For
1 ALFRED E. MANN 2
HAKAN S. EDSTROM 3
RONALD J. CONSIGLIO 4
MICHAEL A. FRIEDMAN,
MD 5 KENT KRESA 6
DAVID H. MACCALLUM 7
HENRY L.
NORDHOFF
2 14A Executive Mgmt For For For
Compensation
3 Ratify Appointment of Mgmt For For For
Independent
Auditors
________________________________________________________________________________
MANNKIND CORPORATION
Ticker Security ID: Meeting Date Meeting Status
MNKD ISIN US56400P2011 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors: Mgmt For For For
1 ALFRED E. MANN 2
HAKAN S. EDSTROM 3
RONALD J. CONSIGLIO 4
MICHAEL A. FRIEDMAN,
MD 5 KENT KRESA 6
DAVID H. MACCALLUM 7
HENRY L.
NORDHOFF
2 14A Executive Mgmt For For For
Compensation
3 Ratify Appointment of Mgmt For For For
Independent
Auditors
________________________________________________________________________________
MANNKIND CORPORATION
Ticker Security ID: Meeting Date Meeting Status
MNKD ISIN US56400P2011 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors: Mgmt For For For
1 ALFRED E. MANN 2
HAKAN S. EDSTROM 3
RONALD J. CONSIGLIO 4
MICHAEL A. FRIEDMAN,
MD 5 KENT KRESA 6
DAVID H. MACCALLUM 7
HENRY L.
NORDHOFF
2 14A Executive Mgmt For For For
Compensation
3 Ratify Appointment of Mgmt For For For
Independent
Auditors
________________________________________________________________________________
MANNKIND CORPORATION
Ticker Security ID: Meeting Date Meeting Status
MNKD ISIN US56400P2011 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors: Mgmt For For For
1 ALFRED E. MANN 2
HAKAN S. EDSTROM 3
RONALD J. CONSIGLIO 4
MICHAEL A. FRIEDMAN,
MD 5 KENT KRESA 6
DAVID H. MACCALLUM 7
HENRY L.
NORDHOFF
2 14A Executive Mgmt For For For
Compensation
3 Ratify Appointment of Mgmt For For For
Independent
Auditors
________________________________________________________________________________
METLIFE, INC.
Ticker Security ID: Meeting Date Meeting Status
MET ISIN US59156R1086 04/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1A Election of Directors Mgmt For For For
(Majority
Voting)
1C Election of Directors Mgmt For For For
(Majority
Voting)
1E Election of Directors Mgmt For For For
(Majority
Voting)
1G Election of Directors Mgmt For For For
(Majority
Voting)
1I Election of Directors Mgmt For For For
(Majority
Voting)
1K Election of Directors Mgmt For For For
(Majority
Voting)
2 Ratify Appointment of Mgmt For For For
Independent
Auditors
3 14A Executive Mgmt For For For
Compensation
4 Approve Stock Mgmt For For For
Compensation
Plan
5 Adopt Director Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
METLIFE, INC.
Ticker Security ID: Meeting Date Meeting Status
MET ISIN US59156R1086 04/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1a Election of Directors Mgmt For For For
(Majority
Voting)
1c Election of Directors Mgmt For For For
(Majority
Voting)
1e Election of Directors Mgmt For For For
(Majority
Voting)
1g Election of Directors Mgmt For For For
(Majority
Voting)
1i Election of Directors Mgmt For For For
(Majority
Voting)
1k Election of Directors Mgmt For For For
(Majority
Voting)
2 Ratify Appointment of Mgmt For For For
Independent
Auditors
3 14A Executive Mgmt For For For
Compensation
4 Approve Stock Mgmt For For For
Compensation
Plan
5 Adopt Director Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
METLIFE, INC.
Ticker Security ID: Meeting Date Meeting Status
MET ISIN US59156R1086 04/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1a Election of Directors Mgmt For For For
(Majority
Voting)
1c Election of Directors Mgmt For For For
(Majority
Voting)
1e Election of Directors Mgmt For For For
(Majority
Voting)
1g Election of Directors Mgmt For For For
(Majority
Voting)
1i Election of Directors Mgmt For For For
(Majority
Voting)
1k Election of Directors Mgmt For For For
(Majority
Voting)
2 Ratify Appointment of Mgmt For For For
Independent
Auditors
3 14A Executive Mgmt For For For
Compensation
4 Approve Stock Mgmt For For For
Compensation
Plan
5 Adopt Director Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
METLIFE, INC.
Ticker Security ID: Meeting Date Meeting Status
MET ISIN US59156R1086 04/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1a Election of Directors Mgmt For For For
(Majority
Voting)
1c Election of Directors Mgmt For For For
(Majority
Voting)
1e Election of Directors Mgmt For For For
(Majority
Voting)
1g Election of Directors Mgmt For For For
(Majority
Voting)
1i Election of Directors Mgmt For For For
(Majority
Voting)
1k Election of Directors Mgmt For For For
(Majority
Voting)
2 Ratify Appointment of Mgmt For For For
Independent
Auditors
3 14A Executive Mgmt For For For
Compensation
4 Approve Stock Mgmt For For For
Compensation
Plan
5 Adopt Director Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
METLIFE, INC.
Ticker Security ID: Meeting Date Meeting Status
MET ISIN US59156R1086 04/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Election of Directors Mgmt For For For
(Majority
Voting)
1.2 Election of Directors Mgmt For For For
(Majority
Voting)
1.3 Election of Directors Mgmt For For For
(Majority
Voting)
1.4 Election of Directors Mgmt For For For
(Majority
Voting)
1.5 Election of Directors Mgmt For For For
(Majority
Voting)
1.6 Election of Directors Mgmt For For For
(Majority
Voting)
1.7 Election of Directors Mgmt For For For
(Majority
Voting)
1.8 Election of Directors Mgmt For For For
(Majority
Voting)
1.9 Election of Directors Mgmt For For For
(Majority
Voting)
1.10 Election of Directors Mgmt For For For
(Majority
Voting)
1.11 Election of Directors Mgmt For For For
(Majority
Voting)
1.12 Election of Directors Mgmt For For For
(Majority
Voting)
2 Ratify Appointment of Mgmt For For For
Independent
Auditors
3 14A Executive Mgmt For For For
Compensation
4 Approve Stock Mgmt For For For
Compensation
Plan
5 Adopt Director Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
TIFFANY & CO.
Ticker Security ID: Meeting Date Meeting Status
TIF ISIN US8865471085 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1A Election of Directors Mgmt For For For
(Majority
Voting)
1C Election of Directors Mgmt For For For
(Majority
Voting)
1E Election of Directors Mgmt For For For
(Majority
Voting)
1G Election of Directors Mgmt For For For
(Majority
Voting)
1I Election of Directors Mgmt For For For
(Majority
Voting)
2 Ratify Appointment of Mgmt For For For
Independent
Auditors
3 14A Executive Mgmt For For For
Compensation
4 Approve Stock Mgmt For For For
Compensation
Plan
________________________________________________________________________________
TIFFANY & CO.
Ticker Security ID: Meeting Date Meeting Status
TIF ISIN US8865471085 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1a Election of Directors Mgmt For For For
(Majority
Voting)
1c Election of Directors Mgmt For For For
(Majority
Voting)
1e Election of Directors Mgmt For For For
(Majority
Voting)
1g Election of Directors Mgmt For For For
(Majority
Voting)
1i Election of Directors Mgmt For For For
(Majority
Voting)
2 Ratify Appointment of Mgmt For For For
Independent
Auditors
3 14A Executive Mgmt For For For
Compensation
4 Approve Stock Mgmt For For For
Compensation
Plan
________________________________________________________________________________
TIFFANY & CO.
Ticker Security ID: Meeting Date Meeting Status
TIF ISIN US8865471085 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1a Election of Directors Mgmt For For For
(Majority
Voting)
1c Election of Directors Mgmt For For For
(Majority
Voting)
1e Election of Directors Mgmt For For For
(Majority
Voting)
1g Election of Directors Mgmt For For For
(Majority
Voting)
1i Election of Directors Mgmt For For For
(Majority
Voting)
2 Ratify Appointment of Mgmt For For For
Independent
Auditors
3 14A Executive Mgmt For For For
Compensation
4 Approve Stock Mgmt For For For
Compensation
Plan
________________________________________________________________________________
TIFFANY & CO.
Ticker Security ID: Meeting Date Meeting Status
TIF ISIN US8865471085 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1a Election of Directors Mgmt For For For
(Majority
Voting)
1c Election of Directors Mgmt For For For
(Majority
Voting)
1e Election of Directors Mgmt For For For
(Majority
Voting)
1g Election of Directors Mgmt For For For
(Majority
Voting)
1i Election of Directors Mgmt For For For
(Majority
Voting)
2 Ratify Appointment of Mgmt For For For
Independent
Auditors
3 14A Executive Mgmt For For For
Compensation
4 Approve Stock Mgmt For For For
Compensation
Plan
________________________________________________________________________________
TIFFANY & CO.
Ticker Security ID: Meeting Date Meeting Status
TIF ISIN US8865471085 05/22/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Election of Directors Mgmt For For For
(Majority
Voting)
1.2 Election of Directors Mgmt For For For
(Majority
Voting)
1.3 Election of Directors Mgmt For For For
(Majority
Voting)
1.4 Election of Directors Mgmt For For For
(Majority
Voting)
1.5 Election of Directors Mgmt For For For
(Majority
Voting)
1.6 Election of Directors Mgmt For For For
(Majority
Voting)
1.7 Election of Directors Mgmt For For For
(Majority
Voting)
1.8 Election of Directors Mgmt For For For
(Majority
Voting)
1.9 Election of Directors Mgmt For For For
(Majority
Voting)
1.10 Election of Directors Mgmt For For For
(Majority
Voting)
2 Ratify Appointment of Mgmt For For For
Independent
Auditors
3 14A Executive Mgmt For For For
Compensation
4 Approve Stock Mgmt For For For
Compensation
Plan
________________________________________________________________________________
YAHOO! INC.
Ticker Security ID: Meeting Date Meeting Status
YHOO ISIN US9843321061 06/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1A Election of Directors Mgmt For For For
(Majority
Voting)
1C Election of Directors Mgmt For For For
(Majority
Voting)
1E Election of Directors Mgmt For For For
(Majority
Voting)
1G Election of Directors Mgmt For For For
(Majority
Voting)
1I Election of Directors Mgmt For For For
(Majority
Voting)
3 Amend Stock Mgmt For For For
Compensation
Plan
4 Ratify Appointment of Mgmt For For For
Independent
Auditors
5 Approve Charter Mgmt For For For
Amendment
6 S/H Proposal - Human Sharehol Against Against For
Rights
Related
7 S/H Proposal - Sharehol Against Against For
Political/Government
8 S/H Proposal - Sharehol Against Against For
Political/Government
________________________________________________________________________________
YAHOO! INC.
Ticker Security ID: Meeting Date Meeting Status
YHOO ISIN US9843321061 06/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1a Election of Directors Mgmt For For For
(Majority
Voting)
1c Election of Directors Mgmt For For For
(Majority
Voting)
1e Election of Directors Mgmt For For For
(Majority
Voting)
1g Election of Directors Mgmt For For For
(Majority
Voting)
1i Election of Directors Mgmt For For For
(Majority
Voting)
3 Amend Stock Mgmt For For For
Compensation
Plan
4 Ratify Appointment of Mgmt For For For
Independent
Auditors
5 Approve Charter Mgmt For For For
Amendment
6 S/H Proposal - Human Sharehol Against Against For
Rights
Related
7 S/H Proposal - Sharehol Against Against For
Political/Government
8 S/H Proposal - Sharehol Against Against For
Political/Government
________________________________________________________________________________
YAHOO! INC.
Ticker Security ID: Meeting Date Meeting Status
YHOO ISIN US9843321061 06/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1a Election of Directors Mgmt For For For
(Majority
Voting)
1c Election of Directors Mgmt For For For
(Majority
Voting)
1e Election of Directors Mgmt For For For
(Majority
Voting)
1g Election of Directors Mgmt For For For
(Majority
Voting)
1i Election of Directors Mgmt For For For
(Majority
Voting)
3 Amend Stock Mgmt For For For
Compensation
Plan
4 Ratify Appointment of Mgmt For For For
Independent
Auditors
5 Approve Charter Mgmt For For For
Amendment
6 S/H Proposal - Human Sharehol Against Against For
Rights
Related
7 S/H Proposal - Sharehol Against Against For
Political/Government
8 S/H Proposal - Sharehol Against Against For
Political/Government
________________________________________________________________________________
YAHOO! INC.
Ticker Security ID: Meeting Date Meeting Status
YHOO ISIN US9843321061 06/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1a Election of Directors Mgmt For For For
(Majority
Voting)
1c Election of Directors Mgmt For For For
(Majority
Voting)
1e Election of Directors Mgmt For For For
(Majority
Voting)
1g Election of Directors Mgmt For For For
(Majority
Voting)
1i Election of Directors Mgmt For For For
(Majority
Voting)
3 Amend Stock Mgmt For For For
Compensation
Plan
4 Ratify Appointment of Mgmt For For For
Independent
Auditors
5 Approve Charter Mgmt For For For
Amendment
6 S/H Proposal - Human Sharehol Against Against For
Rights
Related
7 S/H Proposal - Sharehol Against Against For
Political/Government
8 S/H Proposal - Sharehol Against Against For
Political/Government
________________________________________________________________________________
YAHOO! INC.
Ticker Security ID: Meeting Date Meeting Status
YHOO ISIN US9843321061 06/25/2014 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Election of Directors Mgmt For For For
(Majority
Voting)
1.2 Election of Directors Mgmt For For For
(Majority
Voting)
1.3 Election of Directors Mgmt For For For
(Majority
Voting)
1.4 Election of Directors Mgmt For For For
(Majority
Voting)
1.5 Election of Directors Mgmt For For For
(Majority
Voting)
1.6 Election of Directors Mgmt For For For
(Majority
Voting)
1.7 Election of Directors Mgmt For For For
(Majority
Voting)
1.8 Election of Directors Mgmt For For For
(Majority
Voting)
1.9 Election of Directors Mgmt For For For
(Majority
Voting)
2 14A Executive Mgmt For For For
Compensation
3 Amend Stock Mgmt For For For
Compensation
Plan
4 Ratify Appointment of Mgmt For For For
Independent
Auditors
5 Approve Charter Mgmt For For For
Amendment
6 S/H Proposal - Human Sharehol Against Against For
Rights
Related
7 S/H Proposal - Sharehol Against Against For
Political/Government
8 S/H Proposal - Sharehol Against Against For
Political/Government
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Advent Claymore Convertible Securities and Income Fund
------------------------------------------------------
By: /s/ Tracy V. Maitland
-------------------------------------
Name: Tracy V. Maitland
Title: President and Chief Executive Officer
Date: August 15, 2014