-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VFxz3CAv6Iahyw3yyRKU9FjX2BBTCXLo5WZoqZL4ol2mjiuzKNE1cdc3KY/Ejo7y b1YRnW2N4H6RopxaTudpkQ== 0000891804-09-002933.txt : 20090825 0000891804-09-002933.hdr.sgml : 20090825 20090825110337 ACCESSION NUMBER: 0000891804-09-002933 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090825 DATE AS OF CHANGE: 20090825 EFFECTIVENESS DATE: 20090825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND CENTRAL INDEX KEY: 0001219120 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-21309 FILM NUMBER: 091033054 BUSINESS ADDRESS: STREET 1: 2455 CORPORATE WEST DRIVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 630-505-3700 MAIL ADDRESS: STREET 1: 2455 CORPORATE WEST DRIVE CITY: LISLE STATE: IL ZIP: 60532 N-PX 1 clay47094-npx.txt AVK UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21309 --------- Advent Claymore Convertible Securities and Income Fund ------------------------------------------------------ (Exact name of registrant as specified in charter) 1065 Avenue of the Americas, 31st Floor New York, NY 10018 ------------------ (Address of principal executive offices) (Zip code) Rodd Baxter 1065 Avenue of the Americas, 31st Floor New York, NY 10018 ------------------ (Name and address of agent for service) Registrant's telephone number, including area code: (212) 386-7407 -------------- Date of fiscal year end: October 31 ---------- Date of reporting period: July 1, 2008 - June 30, 2009 ---------------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507. ITEM 1. PROXY VOTING RECORD. ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-21309 Reporting Period: 07/01/2008 - 06/30/2009 Advent Claymore Convertible Securities and Income Fund ============ ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND ============ FIFTH THIRD BANCORP Ticker: FITB Security ID: 316773100 Meeting Date: DEC 29, 2008 Meeting Type: Extraordinary Shareholder Record Date: DEC 4, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 To amend article fourth, section Y For Management (A)2)(D)1 of the articles of incorporation to allow limited voting rights to a new series of Preferred stock. 2 To amend article fourth, section Y For Management (A)2)(C.)6 of the articles of incorporation to allow certaiin of the same limited voting rights to the existing seies G Preferred Stock. 3 To amend article fourth, section Y For Management (A)2)(D) of the articles of incorporation to provide greater flexibility in the terms of any future series of Preferred stock. 4 To approve the adjournment of the Y For Management special meeting to solicit additional proxies - -------------------------------------------------------------------------------- HEALTHSOUTH CORPORATION Ticker: HLS Security ID: 421924309 Meeting Date: MAY 7, 2009 Meeting Type: Annual Shareholder Record Date: APR 3, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 ELECTION OF DIRECTORS - Edward A. Y For Management Blechschmidt 1.2 ELECTION OF DIRECTORS - John W. Chidsey Y For Management 1.3 ELECTION OF DIRECTORS - Donald Correll Y For Management 1.4 ELECTION OF DIRECTORS - Yvonne M. Curl Y For Management 1.5 ELECTION OF DIRECTORS - Charles M. Y For Management Elson 1.6 ELECTION OF DIRECTORS - Jay Grinney Y For Management 1.7 ELECTION OF DIRECTORS - Jon F. Hanson Y For Management 1.8 ELECTION OF DIRECTORS - Leo I Higdon Y For Management 1.9 ELECTION OF DIRECTORS - John Maupin Y For Management 1.10 ELECTION OF DIRECTORS - L. Edward Y For Management Shaw,Jr. 2 Proposal to ratify the appointment of Y For Management Pricewaterhouse Coopers LLp as the independent public accounting firm of 2009 - -------------------------------------------------------------------------------- KEYCORP Ticker: KEY Security ID: 493267405 Meeting Date: MAY 21, 2009 Meeting Type: Annual Shareholder Record Date: MAR 24, 2009 # Proposal Mgt Rec Vote Cast Sponsor 3 Amendment to the articles and Y For Management regulations to revice the voting rights of the series b preferred stock - -------------------------------------------------------------------------------- LEGG MASON, INC. Ticker: LM Security ID: 524901303 Meeting Date: JUL 22, 2008 Meeting Type: Annual Shareholder Record Date: MAY 23, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 ELECTION OF DIRECTORS - Dennis R. Y For Management Beresford 1.2 ELECTION OF DIRECTORS - Allen Reed Y For Management 1.3 ELECTION OF DIRECTORS - Roger W. Y For Management Schipke 1.4 ELECTION OF DIRECTORS - Nicolas J. St. Y For Management George 1.5 ELECTION OF DIRECTORS - Mark R. Fetting Y For Management 1.6 ELECTION OF DIRECTORS - Scott C. Y For Management Nuttall 2 Ratification of the appointment of Y For Management Pricewaterhouse Coopers, LLp as independent registered public accounting firm. 3 S/H proposal relating to an independent N Against Shareholder director serving as the chairman of the board. 4 S/H proposal relating to an advisory N Against Shareholder vote on executive compensation ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Advent Claymore Convertible Securities and Income Fund - ------------------------------------------------------ By: /s/ Tracy V. Maitland --------------------------------------------- Name: Tracy V. Maitland Title: President and Chief Executive Officer Date: August 25, 2009 -----END PRIVACY-ENHANCED MESSAGE-----