0001209191-23-008534.txt : 20230210 0001209191-23-008534.hdr.sgml : 20230210 20230210191915 ACCESSION NUMBER: 0001209191-23-008534 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230208 FILED AS OF DATE: 20230210 DATE AS OF CHANGE: 20230210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAUN DAVID CENTRAL INDEX KEY: 0001219078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38371 FILM NUMBER: 23614127 MAIL ADDRESS: STREET 1: 870 MAUDE AVENUE CITY: SUNNVALE STATE: CA ZIP: 94085 FORMER NAME: FORMER CONFORMED NAME: RAUN DAVID K DATE OF NAME CHANGE: 20030214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ONE STOP SYSTEMS, INC. CENTRAL INDEX KEY: 0001394056 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 330885351 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2235 ENTERPRISE ST STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 BUSINESS PHONE: 760-745-9883 MAIL ADDRESS: STREET 1: 2235 ENTERPRISE ST STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 FORMER COMPANY: FORMER CONFORMED NAME: ONE STOP SYSTEMS INC DATE OF NAME CHANGE: 20070322 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-08 0 0001394056 ONE STOP SYSTEMS, INC. OSS 0001219078 RAUN DAVID 2235 ENTERPRISE STREET #110 ESCONDIDO CA 92029 1 1 0 0 President and CEO Common Stock 2023-02-08 4 F 0 24757 3.50 D 403645 D The Reporting Person forfeited 24,757 shares of common stock upon conversion of 67,000 vested and outstanding Restricted Stock Units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These Restricted Stock Units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on March 21, 2022. Includes 134,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. /s/ David Raun 2023-02-10