0001209191-23-008534.txt : 20230210
0001209191-23-008534.hdr.sgml : 20230210
20230210191915
ACCESSION NUMBER: 0001209191-23-008534
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230208
FILED AS OF DATE: 20230210
DATE AS OF CHANGE: 20230210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAUN DAVID
CENTRAL INDEX KEY: 0001219078
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38371
FILM NUMBER: 23614127
MAIL ADDRESS:
STREET 1: 870 MAUDE AVENUE
CITY: SUNNVALE
STATE: CA
ZIP: 94085
FORMER NAME:
FORMER CONFORMED NAME: RAUN DAVID K
DATE OF NAME CHANGE: 20030214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ONE STOP SYSTEMS, INC.
CENTRAL INDEX KEY: 0001394056
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 330885351
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
BUSINESS PHONE: 760-745-9883
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
FORMER COMPANY:
FORMER CONFORMED NAME: ONE STOP SYSTEMS INC
DATE OF NAME CHANGE: 20070322
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-02-08
0
0001394056
ONE STOP SYSTEMS, INC.
OSS
0001219078
RAUN DAVID
2235 ENTERPRISE STREET #110
ESCONDIDO
CA
92029
1
1
0
0
President and CEO
Common Stock
2023-02-08
4
F
0
24757
3.50
D
403645
D
The Reporting Person forfeited 24,757 shares of common stock upon conversion of 67,000 vested and outstanding Restricted Stock Units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These Restricted Stock Units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on March 21, 2022.
Includes 134,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
/s/ David Raun
2023-02-10