0001209191-21-011127.txt : 20210217 0001209191-21-011127.hdr.sgml : 20210217 20210217060034 ACCESSION NUMBER: 0001209191-21-011127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210211 FILED AS OF DATE: 20210217 DATE AS OF CHANGE: 20210217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAUN DAVID CENTRAL INDEX KEY: 0001219078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38371 FILM NUMBER: 21642518 MAIL ADDRESS: STREET 1: 870 MAUDE AVENUE CITY: SUNNVALE STATE: CA ZIP: 94085 FORMER NAME: FORMER CONFORMED NAME: RAUN DAVID K DATE OF NAME CHANGE: 20030214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ONE STOP SYSTEMS, INC. CENTRAL INDEX KEY: 0001394056 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 330885351 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2235 ENTERPRISE ST STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 BUSINESS PHONE: 760-745-9883 MAIL ADDRESS: STREET 1: 2235 ENTERPRISE ST STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 FORMER COMPANY: FORMER CONFORMED NAME: ONE STOP SYSTEMS INC DATE OF NAME CHANGE: 20070322 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-11 0 0001394056 ONE STOP SYSTEMS, INC. OSS 0001219078 RAUN DAVID 2235 ENTERPRISE STREET #110 ESCONDIDO CA 92029 1 1 0 0 President and CEO Common Stock 2021-02-11 4 M 0 8634 0.00 A 71544 D Common Stock 2021-02-11 4 M 0 10000 0.00 A 81544 D Restricted Stock Units 2021-02-11 4 M 0 8634 0.00 D Common Stock 8634 0 D Restricted Stock Units 2021-02-11 4 M 0 10000 0.00 D Common Stock 10000 0 D Restricted stock units convert into common stock on a one-for-one basis. On August 3, 2020, the reporting person was granted 8,634 fully-vested restricted stock units that settled on February 11, 2021. On March 4, 2020, the reporting person was granted 10,000 restricted stock units that vested on February 11, 2021. /s/ David Raun 2021-02-16