0001209191-21-011127.txt : 20210217
0001209191-21-011127.hdr.sgml : 20210217
20210217060034
ACCESSION NUMBER: 0001209191-21-011127
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210211
FILED AS OF DATE: 20210217
DATE AS OF CHANGE: 20210217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAUN DAVID
CENTRAL INDEX KEY: 0001219078
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38371
FILM NUMBER: 21642518
MAIL ADDRESS:
STREET 1: 870 MAUDE AVENUE
CITY: SUNNVALE
STATE: CA
ZIP: 94085
FORMER NAME:
FORMER CONFORMED NAME: RAUN DAVID K
DATE OF NAME CHANGE: 20030214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ONE STOP SYSTEMS, INC.
CENTRAL INDEX KEY: 0001394056
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 330885351
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
BUSINESS PHONE: 760-745-9883
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
FORMER COMPANY:
FORMER CONFORMED NAME: ONE STOP SYSTEMS INC
DATE OF NAME CHANGE: 20070322
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-02-11
0
0001394056
ONE STOP SYSTEMS, INC.
OSS
0001219078
RAUN DAVID
2235 ENTERPRISE STREET #110
ESCONDIDO
CA
92029
1
1
0
0
President and CEO
Common Stock
2021-02-11
4
M
0
8634
0.00
A
71544
D
Common Stock
2021-02-11
4
M
0
10000
0.00
A
81544
D
Restricted Stock Units
2021-02-11
4
M
0
8634
0.00
D
Common Stock
8634
0
D
Restricted Stock Units
2021-02-11
4
M
0
10000
0.00
D
Common Stock
10000
0
D
Restricted stock units convert into common stock on a one-for-one basis.
On August 3, 2020, the reporting person was granted 8,634 fully-vested restricted stock units that settled on February 11, 2021.
On March 4, 2020, the reporting person was granted 10,000 restricted stock units that vested on February 11, 2021.
/s/ David Raun
2021-02-16