0001209191-20-045405.txt : 20200805 0001209191-20-045405.hdr.sgml : 20200805 20200805210850 ACCESSION NUMBER: 0001209191-20-045405 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200803 FILED AS OF DATE: 20200805 DATE AS OF CHANGE: 20200805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAUN DAVID CENTRAL INDEX KEY: 0001219078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38371 FILM NUMBER: 201079492 MAIL ADDRESS: STREET 1: 870 MAUDE AVENUE CITY: SUNNVALE STATE: CA ZIP: 94085 FORMER NAME: FORMER CONFORMED NAME: RAUN DAVID K DATE OF NAME CHANGE: 20030214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ONE STOP SYSTEMS, INC. CENTRAL INDEX KEY: 0001394056 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 330885351 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2235 ENTERPRISE ST STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 BUSINESS PHONE: 760-745-9883 MAIL ADDRESS: STREET 1: 2235 ENTERPRISE ST STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 FORMER COMPANY: FORMER CONFORMED NAME: ONE STOP SYSTEMS INC DATE OF NAME CHANGE: 20070322 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-03 0 0001394056 ONE STOP SYSTEMS, INC. OSS 0001219078 RAUN DAVID 2235 ENTERPRISE STREET #110 ESCONDIDO CA 92029 1 1 0 0 President and CEO Restricted Stock Unit 2020-08-03 4 A 0 8634 0.00 A Common Stock 8634 8634 D Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock. The closing price of the issuer on August 3, 2020 was $2.48. On August 3, 2020, the reporting person was granted 8,634 fully-vested restricted stock units which will be settled on February 10, 2021. /s/ David Raun 2020-08-05