0001209191-18-006353.txt : 20180131 0001209191-18-006353.hdr.sgml : 20180131 20180131203651 ACCESSION NUMBER: 0001209191-18-006353 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180131 FILED AS OF DATE: 20180131 DATE AS OF CHANGE: 20180131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAUN DAVID CENTRAL INDEX KEY: 0001219078 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38371 FILM NUMBER: 18564365 MAIL ADDRESS: STREET 1: 870 MAUDE AVENUE CITY: SUNNVALE STATE: CA ZIP: 94085 FORMER NAME: FORMER CONFORMED NAME: RAUN DAVID K DATE OF NAME CHANGE: 20030214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ONE STOP SYSTEMS INC CENTRAL INDEX KEY: 0001394056 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2235 ENTERPRISE ST SUITE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 BUSINESS PHONE: 760-745-9883 MAIL ADDRESS: STREET 1: 2235 ENTERPRISE ST SUITE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2018-01-31 0 0001394056 ONE STOP SYSTEMS INC OSS 0001219078 RAUN DAVID 2235 ENTERPRISE STREET #110 ESCONDIDO CA 92029 1 0 0 0 Employee Stock Option (right to buy) 1.95 2027-04-17 Common Stock 10000 D The option is exercisable as it vests. 1/4 of the shares subject to the option vested on July 18, 2017, 1/4 of the shares subject to the option vested on October 18, 2017, 1/4 of the shares subject to the option vested on January 18, 2018 and 1/4 of the shares subject to the option will vest on April 18, 2018, subject to the reporting person's continued service to the issuer through such vesting date. /s/ David Raun 2018-01-31