0000899243-15-001656.txt : 20150724 0000899243-15-001656.hdr.sgml : 20150724 20150724182720 ACCESSION NUMBER: 0000899243-15-001656 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150722 FILED AS OF DATE: 20150724 DATE AS OF CHANGE: 20150724 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GFI Group Inc. CENTRAL INDEX KEY: 0001292426 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 800006224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10041 BUSINESS PHONE: 212-968-4100 MAIL ADDRESS: STREET 1: 55 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10041 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CANTOR FITZGERALD SECURITIES CENTRAL INDEX KEY: 0001219066 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34897 FILM NUMBER: 151005561 BUSINESS ADDRESS: STREET 1: 135 EAST 57TH ST CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129385000 MAIL ADDRESS: STREET 1: 135 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-07-22 0 0001292426 GFI Group Inc. GFIG 0001219066 CANTOR FITZGERALD SECURITIES 110 EAST 59TH STREET NEW YORK NY 10022 1 0 1 0 Common Stock, par value $0.01 per share 2015-07-22 4 P 0 1300 5.83 A 27945 D Common Stock, par value $0.01 per share 2015-07-23 4 P 0 39700 5.83 A 67645 D Common Stock, par value $0.01 per share 2015-07-24 4 P 0 38000 5.8193 A 105645 D Does not include 45,000 shares held directly by Cantor Fitzgerald & Co., an affiliate of Cantor Fitzgerald Securities. Such shares may be indirectly beneficially owned by the following affiliated persons of Cantor Fitzgerald & Co. and Cantor Fitzgerald Securities: Cantor Fitzgerald, L.P., CF Group Management, Inc. and Howard W. Lutnick. Such persons disclaim beneficial ownership in the shares except to the extent of such persons' respective pecuniary interest in the shares. Does not include 114,378,936 shared held directly by BGC Partners, L.P., an affiliate of Cantor Fitzgerald Securities. Such shares may be indirectly beneficially owned by the following affiliated persons of BGC Partners, L.P.: BGC Holdings, LLC, BGC Holdings, L.P., BGC GP, LLC, BGC Partners, Inc., Cantor Fitzgerald, L.P., CF Group Management, Inc. and Howard W. Lutnick. Such persons disclaim beneficial ownership in the shares except to the extent of such persons' respective pecuniary interest in the shares. /s/ Howard W. Lutnick, President and Chief Executive Officer 2015-07-24