0000899243-15-001656.txt : 20150724
0000899243-15-001656.hdr.sgml : 20150724
20150724182720
ACCESSION NUMBER: 0000899243-15-001656
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150722
FILED AS OF DATE: 20150724
DATE AS OF CHANGE: 20150724
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GFI Group Inc.
CENTRAL INDEX KEY: 0001292426
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 800006224
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 55 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10041
BUSINESS PHONE: 212-968-4100
MAIL ADDRESS:
STREET 1: 55 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10041
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CANTOR FITZGERALD SECURITIES
CENTRAL INDEX KEY: 0001219066
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34897
FILM NUMBER: 151005561
BUSINESS ADDRESS:
STREET 1: 135 EAST 57TH ST
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2129385000
MAIL ADDRESS:
STREET 1: 135 EAST 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-07-22
0
0001292426
GFI Group Inc.
GFIG
0001219066
CANTOR FITZGERALD SECURITIES
110 EAST 59TH STREET
NEW YORK
NY
10022
1
0
1
0
Common Stock, par value $0.01 per share
2015-07-22
4
P
0
1300
5.83
A
27945
D
Common Stock, par value $0.01 per share
2015-07-23
4
P
0
39700
5.83
A
67645
D
Common Stock, par value $0.01 per share
2015-07-24
4
P
0
38000
5.8193
A
105645
D
Does not include 45,000 shares held directly by Cantor Fitzgerald & Co., an affiliate of Cantor Fitzgerald Securities. Such shares may be indirectly beneficially owned by the following affiliated persons of Cantor Fitzgerald & Co. and Cantor Fitzgerald Securities: Cantor Fitzgerald, L.P., CF Group Management, Inc. and Howard W. Lutnick. Such persons disclaim beneficial ownership in the shares except to the extent of such persons' respective pecuniary interest in the shares.
Does not include 114,378,936 shared held directly by BGC Partners, L.P., an affiliate of Cantor Fitzgerald Securities. Such shares may be indirectly beneficially owned by the following affiliated persons of BGC Partners, L.P.: BGC Holdings, LLC, BGC Holdings, L.P., BGC GP, LLC, BGC Partners, Inc., Cantor Fitzgerald, L.P., CF Group Management, Inc. and Howard W. Lutnick. Such persons disclaim beneficial ownership in the shares except to the extent of such persons' respective pecuniary interest in the shares.
/s/ Howard W. Lutnick, President and Chief Executive Officer
2015-07-24