0001140361-15-038602.txt : 20151026
0001140361-15-038602.hdr.sgml : 20151026
20151026185822
ACCESSION NUMBER: 0001140361-15-038602
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151026
FILED AS OF DATE: 20151026
DATE AS OF CHANGE: 20151026
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADESTO TECHNOLOGIES Corp
CENTRAL INDEX KEY: 0001395848
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1250 BORREGAS AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-400-0578
MAIL ADDRESS:
STREET 1: 1250 BORREGAS AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: ADESTO TECHNOLOGIES CORP
DATE OF NAME CHANGE: 20070406
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NELSEN ROBERT
CENTRAL INDEX KEY: 0001219042
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37582
FILM NUMBER: 151175940
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BYBEE CLINTON
CENTRAL INDEX KEY: 0001219043
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37582
FILM NUMBER: 151175941
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRANDELL KEITH
CENTRAL INDEX KEY: 0001219039
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37582
FILM NUMBER: 151175942
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARCH VENTURE PARTNERS VI LLC
CENTRAL INDEX KEY: 0001274412
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37582
FILM NUMBER: 151175943
BUSINESS ADDRESS:
STREET 1: C/O ARCH VENTURE PARTNERS
STREET 2: 8725 W. HIGGINS RD #290
CITY: CHICAGO
STATE: IL
ZIP: 60631
BUSINESS PHONE: 7733806600
MAIL ADDRESS:
STREET 1: C/O ARCH VENTURE PARTNERS
STREET 2: 8725 W. HIGGINS RD. #290
CITY: CHICAGO
STATE: IL
ZIP: 60631
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARCH VENTURE PARTNERS VI LP
CENTRAL INDEX KEY: 0001274410
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37582
FILM NUMBER: 151175944
BUSINESS ADDRESS:
STREET 1: C/O ARCH VENTURE PARTNERS
STREET 2: 8725 W. HIGGINS RD #290
CITY: CHICAGO
STATE: IL
ZIP: 60631
BUSINESS PHONE: 7733806600
MAIL ADDRESS:
STREET 1: C/O ARCH VENTURE PARTNERS
STREET 2: 8725 W. HIGGINS RD #290
CITY: CHICAGO
STATE: IL
ZIP: 60631
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARCH VENTURE FUND VI LP
CENTRAL INDEX KEY: 0001222135
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37582
FILM NUMBER: 151175945
BUSINESS ADDRESS:
STREET 1: 8725 W HIGGINS RD
STREET 2: STE 290
CITY: CHICAGO
STATE: IL
ZIP: 60631
BUSINESS PHONE: 7733806600
MAIL ADDRESS:
STREET 1: 8725 W HIGGINS RD
STREET 2: STE 290
CITY: CHICAGO
STATE: IL
ZIP: 60631
3
1
doc1.xml
FORM 3
X0206
3
2015-10-26
0
0001395848
ADESTO TECHNOLOGIES Corp
IOTS
0001222135
ARCH VENTURE FUND VI LP
8725 W HIGGINS RD
STE 290
CHICAGO
IL
60631
0
0
1
0
0001274410
ARCH VENTURE PARTNERS VI LP
C/O ARCH VENTURE PARTNERS
8725 W. HIGGINS RD #290
CHICAGO
IL
60631
0
0
1
0
0001274412
ARCH VENTURE PARTNERS VI LLC
C/O ARCH VENTURE PARTNERS
8725 W. HIGGINS RD #290
CHICAGO
IL
60631
0
0
1
0
0001219039
CRANDELL KEITH
ARCH VENTURE PARTNERS
8725 W HIGGINS RD STE 290
CHICAGO
IL
60631
1
0
1
0
0001219043
BYBEE CLINTON
ARCH VENTURE PARTNERS
8725 W HIGGINS RD STE 290
CHICAGO
IL
60631
0
0
1
0
0001219042
NELSEN ROBERT
ARCH VENTURE PARTNERS
8725 W HIGGINS RD STE 290
CHICAGO
IL
60631
0
0
1
0
Series A Preferred Stock
0
Common Stock
315656
D
Series B Preferred Stock
0
Common Stock
286960
D
Series C Preferred Stock
0
Common Stock
102309
D
Series D Preferred Stock
0
Common Stock
70697
D
Series D-1 Preferred Stock
0
Common Stock
47616
D
Series E Preferred Stock
0
Common Stock
106326
D
Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D-1 Preferred Stock will be automatically converted into one (1) share of Common Stock, for no additional consideration, immediately prior to the consummation of the Issuer's initial public offering, and has no expiration date.
These shares are owned directly by ARCH Venture Fund VI, L.P. ("ARCH Fund VI"). The sole general partner of ARCH Fund VI is ARCH Venture Partners VI, L.P. ("ARCH Partners VI"). The sole general partner of ARCH Partners VI is ARCH Venture Partners VI, LLC ("ARCH VI LLC"). The Managing Directors of ARCH VI LLC, Robert T. Nelsen, Keith Crandell and Clinton Bybee, are deemed to have voting and dispositive power over the shares and may be deemed to beneficially own certain shares held by ARCH Fund VI. Mr. Crandell is a member of the Issuer's Board of Directors. Each of ARCH Partners VI, ARCH VI LLC and the Managing Directors disclaim beneficial ownership of these securities, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that ARCH Partners VI, ARCH VI LLC and such Managing Directors are the beneficial owners of such securities for Section 16 or any other purpose.
Each share of Series D Preferred Stock will be automatically converted into 1.0330576 shares of Common Stock, for no additional consideration, immediately prior to the consummation of the Issuer's initial public offering, and has no expiration date.
Each share of Series E Preferred Stock will be automatically converted into 9.8841 shares of Common Stock, for no additional consideration, immediately prior to the consummation of the Issuer's initial public offering, and has no expiration date.
/s/ Mark McDonnell as Attorney-in-Fact for Keith Crandell, as Managing Director of the general partner of the general partner of ARCH Venture Fund VI, L.P.
2015-10-26
/s/ Mark McDonnell as Attorney-in-Fact for Keith Crandell, as Managing Director of the general partner ARCH Venture Partners VI, L.P.
2015-10-26
/s/ Mark McDonnell as Attorney-in-Fact for Keith Crandell, as Managing Director of ARCH Venture Partners VI, LLC
2015-10-26
/s/ Mark McDonnell as Attorney-in-Fact for Keith Crandell
2015-10-26
/s/ Mark McDonnell as Attorney-in-Fact for Clinton Bybee
2015-10-26
/s/ Mark McDonnell as Attorney-in-Fact for Robert Nelsen
2015-10-26