0001209191-16-090357.txt : 20160107
0001209191-16-090357.hdr.sgml : 20160107
20160107161513
ACCESSION NUMBER: 0001209191-16-090357
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160107
DATE AS OF CHANGE: 20160107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cerulean Pharma Inc.
CENTRAL INDEX KEY: 0001401914
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 840 MEMORIAL DRIVE
STREET 2: 5TH FLOOR
CITY: Cambridge
STATE: MA
ZIP: 02139
BUSINESS PHONE: 617-551-9600
MAIL ADDRESS:
STREET 1: 840 MEMORIAL DRIVE
STREET 2: 5TH FLOOR
CITY: Cambridge
STATE: MA
ZIP: 02139
FORMER COMPANY:
FORMER CONFORMED NAME: Tempo Pharmaceuticals Inc
DATE OF NAME CHANGE: 20070604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GUIFFRE CHRISTOPHERD T
CENTRAL INDEX KEY: 0001219021
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36395
FILM NUMBER: 161330416
MAIL ADDRESS:
STREET 1: 65 HAYDEN AVE
CITY: LEXINGTON
STATE: MA
ZIP: 02421
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-12-31
0
0001401914
Cerulean Pharma Inc.
CERU
0001219021
GUIFFRE CHRISTOPHERD T
C/O CERULEAN PHARMA INC.
35 GATEHOUSE DRIVE
WALTHAM
MA
02451
1
1
0
0
Chief Executive Officer
Common Stock
2015-12-31
5
A
0
E
2757
2.38
A
2757
D
These shares were acquired under the Cerulean Pharma Inc. Employee Stock Purchase Plan in transactions that were exempt under both Rule
16b-3(d) and Rule 16b-3(c)
/s/ Alejandra Carvajal, as attorney-in-fact for Christopher D.T. Guiffre
2016-01-07