The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMERICAN APPAREL INC | COM | 023850100 | 315 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
| AMERICAN RLTY CAP PPTYS INC | COM | 02917T104 | 2,506 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 1,844 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 1,432 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| CAREER EDUCATION CORP | COM | 141665109 | 3,042 | 650,000 | SH | SOLE | 650,000 | 0 | 0 | ||
| CUBIST PHARMACEUTICALS INC | COM | 229678107 | 3,526 | 50,500 | SH | SOLE | 50,500 | 0 | 0 | ||
| EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 610 | 52,700 | SH | SOLE | 52,700 | 0 | 0 | ||
| GULF COAST ULTRA DEEP RTY TR | ROYALTY TR UNT | 40222T104 | 879 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| HELIX ENERGY SOLUTIONS GRP I | COM | 42330P107 | 3,365 | 127,900 | SH | SOLE | 127,900 | 0 | 0 | ||
| HORNBECK OFFSHORE SVCS INC N | COM | 440543106 | 4,626 | 98,600 | SH | SOLE | 98,600 | 0 | 0 | ||
| ISHARES | RUSSELL 2000 ETF | 464287655 | 298 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
| NUVEEN CA DIV ADV MUNI FD 3 | COM SH BEN INT | 67070Y109 | 831 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
| NUVEEN QUALITY INCOME MUN FD | COM | 670977107 | 1,088 | 79,300 | SH | SOLE | 79,300 | 0 | 0 | ||
| OCWEN FINL CORP | COM NEW | 675746309 | 1,855 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| OCWEN FINL CORP | COM NEW | 675746309 | 420 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
| PUTNAM MANAGED MUN INCOM TR | COM | 746823103 | 717 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| RADIOSHACK CORP | COM | 750438103 | 225 | 21,500 | SH | Call | SOLE | 21,500 | 0 | 0 | |
| SANDRIDGE ENERGY INC | COM | 80007P307 | 3,933 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
| SANOFI | RIGHT 12/31/2020 | 80105N113 | 250 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| TRUECAR INC | COM | 89785L107 | 247 | 16,700 | SH | SOLE | 16,700 | 0 | 0 | ||
| VOLCANO CORPORATION | COM | 928645100 | 1,610 | 91,400 | SH | SOLE | 91,400 | 0 | 0 | ||