The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMERICAN APPAREL INC | COM | 023850100 | 1,313 | 1,067,800 | SH | SOLE | 1,067,800 | 0 | 0 | ||
| BLACKROCK CORPOR HI YLD FD V | COM | 09255P107 | 745 | 61,217 | SH | SOLE | 61,217 | 0 | 0 | ||
| BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 661 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| CAREER EDUCATION CORP | COM | 141665109 | 3,135 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
| DOUBLELINE INCOME SOLUTIONS | COM | 258622109 | 1,055 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 511 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| GENERAL MTRS CO | *W EXP 07/10/201 | 37045V126 | 23,120 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 968 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| LAM RESEARCH CORP | COM | 512807108 | 1,187 | 21,800 | SH | SOLE | 21,800 | 0 | 0 | ||
| NUVEEN CA DIV ADV MUNI FD 3 | COM SH BEN INT | 67070Y109 | 742 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
| NUVEEN QUALITY INCOME MUN FD | COM | 670977107 | 613 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| PIMCO DYNAMIC CR INCOME FD | COM SHS | 72202D106 | 562 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| PUTNAM MANAGED MUN INCOM TR | COM | 746823103 | 664 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| RADIOSHACK CORP | COM | 750438103 | 2,340 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
| SANDRIDGE ENERGY INC | COM | 80007P307 | 3,035 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| SANOFI | RIGHT 12/31/2020 | 80105N113 | 170 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| SOLARFUN POWER HOLDINGS CO L | NOTE 3.500% 1/1 | 83415UAB4 | 4,625 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | 455 | 2,500 | SH | Call | SOLE | 2,500 | 0 | 0 | |
| STR HLDGS INC | COM | 78478V100 | 1,021 | 650,000 | SH | SOLE | 650,000 | 0 | 0 | ||
| TCP CAP CORP | COM | 87238Q103 | 839 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| TWO HBRS INVT CORP | COM | 90187B101 | 1,200 | 129,280 | SH | SOLE | 129,280 | 0 | 0 | ||
| VIVUS INC | COM | 928551100 | 590 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
| VOLCANO CORPORATION | COM | 928645100 | 1,497 | 68,500 | SH | SOLE | 68,500 | 0 | 0 | ||