-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RCuZFochOPLsKWmSSwrG6OJCMDAZSds2eydRURbt8Joq0+Cj3pSoNZaAsTpmKdFV QCi0yQvpvZQekMcnZuDxTg== 0001085146-07-000385.txt : 20070214 0001085146-07-000385.hdr.sgml : 20070214 20070214150244 ACCESSION NUMBER: 0001085146-07-000385 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 EFFECTIVENESS DATE: 20070214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AKANTHOS CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001218957 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10430 FILM NUMBER: 07618955 BUSINESS ADDRESS: STREET 1: 21700 OXNARD ST STREET 2: SUITE 1520 CITY: WOODLAND HILLS STATE: CA ZIP: 91367-7584 BUSINESS PHONE: 8188838270 MAIL ADDRESS: STREET 1: 21700 OXNARD ST STREET 2: SUITE 1520 CITY: WOODLAND HILLS STATE: CA ZIP: 91367-7584 13F-HR 1 akcm4q06.txt AKANTHOS CAPITAL MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Akanthos Capital Management, LLC Address: 21700 Oxnard Street, Suite 1520 Woodland Hills, CA 91367-7584 13F File Number: 28-10430 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Kao Title: Manager Phone: (818) 456-5220 Signature, Place, and Date of Signing: /s/ Michael Kao Woodland Hills, CA January 15, 2007 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 42 Form13F Information Table Value Total: $646,598 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-10433 Akanthos Arbitrage Master Fund, L.P. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACQUICOR TECHNOLOGY INC COM 00489A107 556 99000 SH DEFINED 01 99000 0 0 AFFORDABLE RESIDENTIAL CMNTY NOTE 7.500% 8/1 00828UAB9 11625 10500000 PRN DEFINED 01 10500000 0 0 BOSTON PPTYS LTD PARTNERSHIP NOTE 3.750% 5/1 10112RAG9 40679 35000000 PRN DEFINED 01 35000000 0 0 CAPITALSOURCE INC DBCV 3.500% 7/1 14055XAD4 5799 5000000 PRN DEFINED 01 5000000 0 0 CHARTER COMMUNICATIONS INC D NOTE 5.875%11/1 16117MAE7 48689 34242000 PRN DEFINED 01 34242000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 290 10000 SH DEFINED 01 10000 0 0 DECODE GENETICS INC NOTE 3.500% 4/1 243586AB0 9272 12500000 PRN DEFINED 01 12500000 0 0 ECHOSTAR COMMUNICATIONS NEW NOTE 5.750% 5/1 278762AG4 42735 42000000 PRN DEFINED 01 42000000 0 0 EMCORE CORP NOTE 5.000% 5/1 290846AC8 21368 21000000 PRN DEFINED 01 21000000 0 0 EMDEON CORP COM 290849108 1239 100000 SH DEFINED 01 100000 0 0 ESSEX PPTY TR INC COM 297178105 517 4000 SH DEFINED 01 4000 0 0 FREEPORT-MCMORAN COPPER & GO CL B 35671D857 6575 650000 SH CALL DEFINED 01 0 0 0 GENERAL MTRS CORP DEB SR CV C 33 370442717 100232 4400000 SH DEFINED 01 4400000 0 0 GREY WOLF INC FRNT 4/0 397888AF5 14698 11500000 PRN DEFINED 01 11500000 0 0 GRUBB&ELLIS RLTY ADVISORS IN *W EXP 02/27/201 400096111 270 1000000 SH DEFINED 01 1000000 0 0 GRUBB&ELLIS RLTY ADVISORS IN COM 400096103 5650 1000000 SH DEFINED 01 1000000 0 0 HORIZON OFFSHORE INC COM NEW 44043J204 3260 200000 SH DEFINED 01 200000 0 0 INCYTE CORP NOTE 3.500% 2/1 45337CAE2 12449 15500000 PRN DEFINED 01 15500000 0 0 INDIA GLOBALIZATION CAP INC COM 45408X100 584 100000 SH DEFINED 01 100000 0 0 ISHARES TR RUSSELL 2000 464287655 12 500000 SH CALL DEFINED 01 0 0 0 ISHARES TR RUSSELL 2000 464287655 1364 500000 SH PUT DEFINED 01 500000 0 0 ISHARES TR RUSSELL 2000 464287655 5462 70000 SH DEFINED 01 70000 0 0 ISOLAGEN INC NOTE 3.500%11/0 46488NAB9 1462 2000000 PRN DEFINED 01 2000000 0 0 IVAX CORP NOTE 4.500% 5/1 465823AG7 84500 84500000 PRN DEFINED 01 84500000 0 0 LEVEL 3 COMMUNICATIONS INC NOTE 3.500% 6/1 52729NBK5 4961 4000000 PRN DEFINED 01 4000000 0 0 LUCENT TECHNOLOGIES INC DBCV 2.750% 6/1 549463AH0 22711 20000000 PRN DEFINED 01 20000000 0 0 NORTH AMERN INS LEADERS INC *W EXP 03/21/201 65687M112 197 357400 SH DEFINED 01 357400 0 0 NORTH AMERN INS LEADERS INC COM 65687M104 2906 395900 SH DEFINED 01 395900 0 0 OMNICARE INC DBCV 3.250%12/1 681904AL2 34625 40000000 PRN DEFINED 01 40000000 0 0 PIER 1 IMPORTS INC NOTE 6.375% 2/1 720279AH1 4577 5000000 PRN DEFINED 01 5000000 0 0 SIX FLAGS INC COM 83001P109 1153 220000 SH DEFINED 01 220000 0 0 SOVEREIGN BANCORP INC COM 845905108 743 450000 SH CALL DEFINED 01 0 0 0 SPRINT NEXTEL CORP COM FON 852061100 390 300000 SH PUT DEFINED 01 300000 0 0 SPRINT NEXTEL CORP COM FON 852061100 1700 90000 SH DEFINED 01 90000 0 0 SYNAPTICS INC NOTE 0.750%12/0 87157DAB5 4573 5000000 PRN DEFINED 01 5000000 0 0 TRINITY INDS INC NOTE 3.875% 6/0 896522AF6 52922 52500000 PRN DEFINED 01 52500000 0 0 UAL CORP COM NEW 902549807 1900 250000 SH CALL DEFINED 01 0 0 0 VERTEX PHARMACEUTICALS INC NOTE 5.000% 9/1 92532FAD2 14438 14482000 PRN DEFINED 01 14482000 0 0 WCI CMNTYS INC COM 92923C104 311 16200 SH DEFINED 01 16200 0 0 WEBMD CORP NOTE 1.750% 6/1 94769MAE5 34236 35500000 PRN DEFINED 01 35500000 0 0 WEBMD CORP NOTE 3.125% 9/0 94769MAG0 17424 17500000 PRN DEFINED 01 17500000 0 0 XM SATELLITE RADIO HLDGS INC NOTE 1.750%12/0 983759AC5 27544 32500000 PRN DEFINED 01 32500000 0 0
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