-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J4AnqbOvr12E++awoNRLzh9f0pARaa8etEbomNNOeGS6cYYR9AGqNcnfdQcHBOex lL8++Myukxc4sctgmmzlFg== 0001085146-04-000349.txt : 20040816 0001085146-04-000349.hdr.sgml : 20040816 20040816150643 ACCESSION NUMBER: 0001085146-04-000349 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040816 EFFECTIVENESS DATE: 20040816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AKANTHOS CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001218957 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10430 FILM NUMBER: 04978172 BUSINESS ADDRESS: STREET 1: 21700 OXNARD ST STREET 2: SUITE 1520 CITY: WOODLAND HILLS STATE: CA ZIP: 91367-7584 BUSINESS PHONE: 8188838270 MAIL ADDRESS: STREET 1: 21700 OXNARD ST STREET 2: SUITE 1520 CITY: WOODLAND HILLS STATE: CA ZIP: 91367-7584 13F-HR 1 akcm2q04.txt AKANTHOS CAPITAL MGMT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Akanthos Capital Management, LLC Address: 21700 Oxnard Street, Suite 1520 Woodland Hills, CA 91367-7584 13F File Number: 28-10430 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Kao Title: Managing Member Phone: (818)456-5220 Signature, Place, and Date of Signing: /s/ Michael Kao Woodland Hills, CA August 05, 2004 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 45 Form13F Information Table Value Total: $860,033 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-10433 Akanthos Arbitrage Master Fund, L.P. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMAZON COM INC NOTE 4.750% 2/0 023135AF3 44944 45000000 SH DEFINED 01 45000000 0 0 AMAZON COM INC COM 023135106 5 100000 SH PUT DEFINED 01 100000 0 0 AMERICA ONLINE INC DEL NOTE 12/0 02364JAC8 15813 25000000 SH DEFINED 01 25000000 0 0 ATMEL CORP SDCV 5/2 049513AE4 6638 15000000 SH DEFINED 01 15000000 0 0 BROCADE COMMUNICATIONS SYS I NOTE 2.000% 1/0 111621AB4 27300 30000000 SH DEFINED 01 30000000 0 0 CALPINE CORP COM 131347106 7277 1684400 SH DEFINED 01 1684400 0 0 CIENA CORP NOTE 3.750% 2/0 171779AA9 8725 10000000 SH DEFINED 01 10000000 0 0 COEUR D ALENE MINES CORP IDA NOTE 1.250% 1/1 192108AQ1 3848 4650000 SH DEFINED 01 4650000 0 0 COMCAST CORP NEW CL A 20030N101 10 200000 SH PUT DEFINED 01 200000 0 0 COMCAST HOLDINGS CORP ZONES CV2% PCS 200300507 54506 1425000 SH DEFINED 01 1425000 0 0 CONTINENTAL AIRLS INC NOTE 5.000% 6/1 210795PJ3 5026 6000000 SH DEFINED 01 6000000 0 0 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 10 200000 SH PUT DEFINED 01 200000 0 0 ECHOSTAR COMMUNICATIONS NEW NOTE 5.750% 5/1 278762AG4 89145 87500000 SH DEFINED 01 87500000 0 0 FISHER SCIENTIFIC INTL INC COM NEW 338032204 10049 174000 SH DEFINED 01 174000 0 0 GENERAL MLS INC DBCV 10/2 370334AU8 14090 20000000 SH DEFINED 01 20000000 0 0 GENERAL MTRS CORP DEB SR CONV B 370442733 71572 2900000 SH DEFINED 01 2900000 0 0 GENERAL MTRS CORP DEB SR CV C 33 370442717 50908 1750000 SH DEFINED 01 1750000 0 0 GETTY IMAGES INC SDCV 0.500% 6/0 374276AG8 41923 31500000 SH DEFINED 01 31500000 0 0 HUMAN GENOME SCIENCES INC NOTE 3.750% 3/1 444903AH1 6078 6500000 SH DEFINED 01 6500000 0 0 HUMAN GENOME SCIENCES INC NOTE 5.000% 2/0 444903AF5 3378 3500000 SH DEFINED 01 3500000 0 0 ISHARES TR RUSSELL 2000 464287655 1080 200000 SH PUT DEFINED 01 200000 0 0 ISHARES TR RUSSELL 2000 464287655 200 200000 SH CALL DEFINED 01 200000 0 0 KERR MCGEE CORP SDCV 5.250% 2/1 492386AP2 5251 5000000 SH DEFINED 01 5000000 0 0 LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 62551 90000000 SH DEFINED 01 90000000 0 0 LIBERTY MEDIA CORP NEW COM SER A 530718105 1124 125000 SH DEFINED 01 125000 0 0 LIBERTY MEDIA INTL INC COM SER A 530719103 232 6250 SH DEFINED 01 6250 0 0 LSI LOGIC CORP NOTE 4.000%11/0 502161AG7 4888 5000000 SH DEFINED 01 5000000 0 0 LUCENT TECHNOLOGIES INC DBCV 2.750% 6/1 549463AG2 55498 40000000 SH DEFINED 01 40000000 0 0 LUCENT TECHNOLOGIES INC SDCV 8.000% 8/0 549463AK3 11212 10000000 SH DEFINED 01 10000000 0 0 MANDALAY RESORT GROUP COM 562567107 10 200000 SH CALL DEFINED 01 200000 0 0 MERRILL LYNCH & CO INC COM 590188108 5 100000 SH CALL DEFINED 01 100000 0 0 MERRILL LYNCH & CO INC FRNT 3/1 590188A73 40425 40000000 SH DEFINED 01 40000000 0 0 NEWS AMER INC NOTE 2/2 652482AZ3 29958 52500000 SH DEFINED 01 52500000 0 0 QUANTA SVCS INC NOTE 4.000% 7/0 74762EAA0 4073 4500000 SH DEFINED 01 4500000 0 0 RADIO ONE INC CL D NON VTG 75040P405 4960 309778 SH DEFINED 01 309778 0 0 SPRINT CORP COM FON GROUP 852061100 10 200000 SH PUT DEFINED 01 200000 0 0 SPX CORP NOTE 2/0 784635AD6 25184 40000000 SH DEFINED 01 40000000 0 0 SYCAMORE NETWORKS INC COM 871206108 1481 350000 SH DEFINED 01 350000 0 0 VERTEX PHARMACEUTICALS INC NOTE 5.000% 9/1 92532FAD2 4706 5000000 SH DEFINED 01 5000000 0 0 VIACOM INC CL B 925524308 1129 31600 SH DEFINED 01 31600 0 0 WEATHERFORD INTL INC DBCV 6/3 947074AB6 12628 20000000 SH DEFINED 01 20000000 0 0 WEBMD CORP NOTE 1.750% 6/1 94769MAE5 8440 9500000 SH DEFINED 01 9500000 0 0 WELLS FARGO & CO NEW DBCV 5/0 949746FA4 94411 95000000 SH DEFINED 01 95000000 0 0 XL CAP LTD NOTE 9/0 98372PAD0 10282 16500000 SH DEFINED 01 16500000 0 0 XL CAP LTD DBCV 5/2 98372PAB4 19050 30000000 SH DEFINED 01 30000000 0 0
-----END PRIVACY-ENHANCED MESSAGE-----