-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NVUIiPq0L7fcEfE/XsGv85Z+85i9yrxfaeITHyBK032egF6XELP7+DbrbLCfRye/ iDVnqPrU2PD20xCvYAToXg== 0001085146-04-000103.txt : 20040213 0001085146-04-000103.hdr.sgml : 20040213 20040213164844 ACCESSION NUMBER: 0001085146-04-000103 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20040213 EFFECTIVENESS DATE: 20040213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AKANTHOS CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001218957 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10430 FILM NUMBER: 04599856 BUSINESS ADDRESS: STREET 1: 21700 OXNARD ST STREET 2: SUITE 1520 CITY: WOODLAND HILLS STATE: CA ZIP: 91367-7584 BUSINESS PHONE: 8188838270 MAIL ADDRESS: STREET 1: 21700 OXNARD ST STREET 2: SUITE 1520 CITY: WOODLAND HILLS STATE: CA ZIP: 91367-7584 13F-HR/A 1 acmca13q03.txt AKANTHOS CAPITAL MGMT This filing lists securities holdings reported on the Form 13F filed on May 15, 2003 pursuant to a request for confidential treatment and for which that request was denied on February 5, 2004. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 Check here if Amendment [ x ]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ x ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Akanthos Capital Management, LLC Address: 21700 Oxnard Street, Suite 1520 Woodland Hills, CA 91367-7584 13F File Number: 28-10430 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Kao Title: Managing Member Phone: (818)456-5220 Signature, Place, and Date of Signing: /s/ Michael Kao Woodland Hills, CA February 13, 2004 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 45 Form13F Information Table Value Total: $677,510 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-10433 Akanthos Arbitrage Master Fund, L.P. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMAZON COM INC COM 023135106 251 2510 PUT DEFINED 01 2510 AMAZON COM INC COM 023135106 48 1000 DEFINED 01 1000 BROCADE COMMUNICATIONS SYS I NOTE 2.000% 1/0 111621AB4 9135 10500000 DEFINED 01 10500000 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 12500 2500 CALL DEFINED 01 2500 CARNIVAL CORP NOTE 10/2 143658AS1 25350 40000000 DEFINED 01 40000000 CEPHALON INC NOTE 2.500%12/1 156708AE9 14138 15000000 DEFINED 01 15000000 COMCAST CORP NEW CL A SPL 20030N200 1482 50000 DEFINED 01 50000 COMCAST HOLDINGS CORP ZONES CV2% PCS 200300507 10852 325000 DEFINED 01 325000 CONTINENTAL AIRLS INC CL B 210795308 6000 1200 PUT DEFINED 01 1200 CONTINENTAL AIRLS INC NOTE 4.500% 2/0 210795PD6 4063 5000000 DEFINED 01 5000000 ECHOSTAR COMMUNICATIONS NEW NOTE 4.875% 1/0 278762AD1 77109 75000000 DEFINED 01 75000000 ECHOSTAR COMMUNICATIONS NEW NOTE 5.750% 5/1 278762AG4 8222 7500000 PRN DEFINED 01 7500000 0 0 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 1676 43750 DEFINED 01 43750 GENERAL MTRS CORP CL H NEW 370442832 5009 350000 DEFINED 01 350000 GENERAL MTRS CORP DEB SR CONV B 370442733 74730 3250000 DEFINED 01 3250000 GENERAL MTRS CORP COM 370442105 1760 43000 DEFINED 01 43000 ISIS PHARMACEUTICALS INC DEL NOTE 5.500% 5/0 464337AC8 2906 3500000 DEFINED 01 3500000 IVAX CORP NOTE 5.500% 5/1 465823AD4 10088 10000000 DEFINED 01 10000000 KULICKE & SOFFA INDS INC NOTE 5.250% 8/1 501242AJ0 4620 5000000 DEFINED 01 5000000 LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 29902 45000000 DEFINED 01 45000000 LUCENT TECHNOLOGIES INC COM 549463107 54 25000 DEFINED 01 25000 LUCENT TECHNOLOGIES INC DBCV 2.750% 6/1 549463AG2 1888 2000000 DEFINED 01 2000000 LUCENT TECHNOLOGIES INC DBCV 2.750% 6/1 549463AG2 472 500000 SH DEFINED 01 500000 0 0 MEDAREX INC NOTE 4.500% 7/0 583916AA9 3724 4500000 DEFINED 01 4500000 MERRILL LYNCH & CO INC FRNT 3/1 590188A73 46405 45500000 DEFINED 01 45500000 NASDAQ 100 TR UNIT SER 1 631100104 100000 2000 PUT DEFINED 01 2000 NASDAQ 100 TR UNIT SER 1 631100104 180000 2000 PUT DEFINED 01 2000 NATIONAL AUSTRALIA BK LTD SPONSORED ADR 632525408 1095 10500 DEFINED 01 10500 PACIFICARE HEALTH SYS DEL COM 695112102 100 1000 PUT DEFINED 01 1000 PEGASUS COMMUNICATIONS CORP CL A NEW 705904605 0 17 PUT DEFINED 01 17 PMC-SIERRA INC NOTE 3.750% 8/1 69344FAB2 2395 2500000 DEFINED 01 2500000 PROVINCE HEALTHCARE CO NOTE 4.250%10/1 743977AE0 6900 7500000 DEFINED 01 7500000 RADIO ONE INC CL D NON VTG 75040P405 2355 164000 DEFINED 01 164000 ROYAL CARIBBEAN CRUISES LTD NOTE 2/0 780153AK8 17900 40000000 DEFINED 01 40000000 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 84 3000 DEFINED 01 3000 SANMINA SCI CORP SDCV 9/1 800907AD9 4963 10000000 DEFINED 01 10000000 SPRINT CORP PCS COM SER 1 852061506 401 70000 DEFINED 01 70000 STARWOOD HOTELS&RESORTS WRLD PAIRED CTF 85590A203 200 2000 PUT DEFINED 01 2000 STARWOOD HOTELS&RESORTS WRLD PAIRED CTF 85590A203 150 1500 PUT DEFINED 01 1500 TENET HEALTHCARE CORP COM 88033G100 50 500 CALL DEFINED 01 500 TYCO INTL GROUP S A DBCV 2.750% 1/1 902118BF4 2750 2500000 DEFINED 01 2500000 TYCO INTL LTD NEW COM 902124106 150 1500 PUT DEFINED 01 1500 TYCO INTL LTD NEW COM 902124106 204 10000 DEFINED 01 10000 VITESSE SEMICONDUCTOR CORP SDCV 4.000% 3/1 928497AB2 4838 5000000 DEFINED 01 5000000 WASHINGTON MUT INC COM 939322103 591 15000 DEFINED 01 15000
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