0000899243-17-012883.txt : 20170511
0000899243-17-012883.hdr.sgml : 20170511
20170511180025
ACCESSION NUMBER: 0000899243-17-012883
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170509
FILED AS OF DATE: 20170511
DATE AS OF CHANGE: 20170511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPFOLIO INC
CENTRAL INDEX KEY: 0001433195
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 260359894
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 8053646093
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OBERNDORF PETER CALDWELL
CENTRAL INDEX KEY: 0001647292
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 17835683
MAIL ADDRESS:
STREET 1: 615 FRONT STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER NAME:
FORMER CONFORMED NAME: Oberndorf Peter Caldwell Scheier
DATE OF NAME CHANGE: 20150707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OBERNDORF WILLIAM E
CENTRAL INDEX KEY: 0001218663
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 17835684
MAIL ADDRESS:
STREET 1: 615 FRONT STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-09
0
0001433195
APPFOLIO INC
APPF
0001218663
OBERNDORF WILLIAM E
615 FRONT STREET
SAN FRANCISCO
CA
94111
0
0
1
0
0001647292
OBERNDORF PETER CALDWELL
615 FRONT STREET
SAN FRANCISCO
CA
94111
0
0
1
0
Class A common stock
2017-05-09
4
S
0
3250
27.00
D
850
I
See Footnote
Class A common stock
506171
D
Class A common stock
185269
I
See Footnote
Class A common stock
631086
I
See Footnote
Class A common stock
10700
I
See Footnote
Class A common stock
30
I
See Footnote
Class A common stock
8612
I
See Footnote
These shares are directly owned by William E. Oberndorf's ("WEO") child, Peter C. Oberndorf, and may be deemed to be indirectly beneficially owned by WEO. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
These shares are held in the self-directed Individual Retirement Account of WEO
These shares are owned directly by the Bill & Susan Oberndorf Foundation, a California corporation ("Oberndorf Foundation"), and may be deemed to be indirectly beneficially owned by WEO as a controlling person of Oberndorf Foundation. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
These shares are owned directly by Oberndorf Investments LLC, a Delaware limited liability company ("OBI"), and may be deemed to be indirectly beneficially owned by WEO as the sole controlling person of OBI. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
These shares are owned directly by the Peter Oberndorf Irrevocable Trust, dated 6/30/89 ("PCO Trust"), and may be deemed to be indirectly beneficially owned by WEO in his capacity as trustee for the PCO Trust. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
These shares are directly owned by WEO's aunt, Caroline G. Oberndorf, and may be deemed to be indirectly beneficially owned by WEO in his capacity as an authorized signatory for the account of Caroline G. Oberndorf. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
These shares are owned directly by the William E. Oberndorf Irrevocable Trust, dated 6/30/89 ("Oberndorf Irrevocable Trust"), and may be deemed to be indirectly beneficially owned by WEO in his capacity as trustee for the Oberndorf Irrevocable Trust. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
/s/ Gary Scheier, Gary Scheier, as Attorney-in-Fact for William E. Oberndorf
2017-05-11
/s/ Gary Scheier, Gary Scheier, as Attorney-in-Fact for Peter C. Oberndorf
2017-05-11