0000919574-23-006185.txt : 20231114 0000919574-23-006185.hdr.sgml : 20231114 20231113174503 ACCESSION NUMBER: 0000919574-23-006185 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231113 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHEPHERD KAPLAN KROCHUK, LLC CENTRAL INDEX KEY: 0001218583 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10361 FILM NUMBER: 231400372 BUSINESS ADDRESS: STREET 1: 53 STATE STREET STREET 2: 23RD FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-226-1700 MAIL ADDRESS: STREET 1: 53 STATE STREET STREET 2: 23RD FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS L.L.C. DATE OF NAME CHANGE: 20150813 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS LLC DATE OF NAME CHANGE: 20030212 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001218583 XXXXXXXX 09-30-2023 09-30-2023 false SHEPHERD KAPLAN KROCHUK, LLC

53 State Street 23rd Floor Boston MA 02109

13F HOLDINGS REPORT 028-10361 000127304 801-62286 N Timothy A. Krochuk 617-896-1600 /s/Timothy A. Krochuk Boston MA 11-13-2023 1 52 115112334 1 0001710524 028-18093 000141488 801-69009 Peak Capital Management LLC INFORMATION TABLE 2 infotable.xml ALPS ETF TR ALERIAN MLP 00162Q452 2390081 56637 SH SOLE 0 0 56637 APPLE INC COM 037833100 8187006 47819 SH SOLE 0 0 47819 AT&T INC COM 00206R102 211420 14076 SH SOLE 0 0 14076 BAXTER INTL INC COM 071813109 607804 16105 SH SOLE 0 0 16105 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2935514 8380 SH SOLE 0 0 8380 BIOVIE INC CL A NEW 09074F207 100424 29450 SH SOLE 0 0 29450 BLACKSTONE INC COM 09260D107 1221289 11399 SH SOLE 0 0 11399 CAMPBELL SOUP CO COM 134429109 6218362 151372 SH SOLE 0 0 151372 CONAGRA BRANDS INC COM 205887102 657340 23973 SH SOLE 0 0 23973 DBX ETF TR XTRACK MSCI EAFE 233051630 2291484 101438 SH SOLE 0 0 101438 DUKE ENERGY CORP NEW COM NEW 26441C204 998309 11311 SH SOLE 0 0 11311 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 3260458 232392 SH SOLE 0 0 232392 ENTERPRISE PRODS PARTNERS L COM 293792107 616865 22538 SH SOLE 0 0 22538 GALECTIN THERAPEUTICS INC COM NEW 363225202 23040 12000 SH SOLE 0 0 12000 GENERAL DYNAMICS CORP COM 369550108 1169373 5292 SH SOLE 0 0 5292 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 1324593 44109 SH SOLE 0 0 44109 GSK PLC SPONSORED ADR 37733W204 1227751 33869 SH SOLE 0 0 33869 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 7330812 124695 SH SOLE 0 0 124695 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 1816988 165935 SH SOLE 0 0 165935 ISHARES TR CORE S&P500 ETF 464287200 340286 792 SH SOLE 0 0 792 ISHARES TR S&P 500 GRWT ETF 464287309 594255 8685 SH SOLE 0 0 8685 ISHARES TR 20 YR TR BD ETF 464287432 2723633 30710 SH SOLE 0 0 30710 ISHARES TR CORE S&P SCP ETF 464287804 3953179 41908 SH SOLE 0 0 41908 ISHARES TR SHORT TREAS BD 464288679 5876562 53196 SH SOLE 0 0 53196 ISHARES TR MSCI USA MMENTM 46432F396 5458840 39075 SH SOLE 0 0 39075 ISHARES TR 0-3 MNTH TREASRY 46436E718 501665 4983 SH SOLE 0 0 4983 J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT 46641Q308 1863186 36990 SH SOLE 0 0 36990 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 2953145 55137 SH SOLE 0 0 55137 J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 46641Q761 5649257 130558 SH SOLE 0 0 130558 JANUS DETROIT STR TR HENDERSON MTG 47103U852 3646425 84019 SH SOLE 0 0 84019 KINDER MORGAN INC DEL COM 49456B101 1378380 83135 SH SOLE 0 0 83135 MERCK & CO INC COM 58933Y105 912034 8859 SH SOLE 0 0 8859 NETFLIX INC COM 64110L106 655136 1735 SH SOLE 0 0 1735 NEWMONT CORP COM 651639106 406856 11011 SH SOLE 0 0 11011 NUVEEN MUN VALUE FD INC COM 670928100 539072 65263 SH SOLE 0 0 65263 PIMCO ETF TR INV GRD CRP BD 72201R817 3840435 42147 SH SOLE 0 0 42147 PPL CORP COM 69351T106 622926 26440 SH SOLE 0 0 26440 PROSHARES TR SHRT 20+YR TRE 74347X849 810584 32230 SH SOLE 0 0 32230 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 4527154 63979 SH SOLE 0 0 63979 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 5616309 87129 SH SOLE 0 0 87129 SYNTAX ETF TR STRATIFD LRG CAP 87166N106 902850 13808 SH SOLE 0 0 13808 SYNTAX ETF TR STRATIFIED US TT 87166N403 1834430 44485 SH SOLE 0 0 44485 SYNTAX ETF TR STRATIFIED US TT 87166N502 633054 16682 SH SOLE 0 0 16682 VANECK ETF TRUST GOLD MINERS ETF 92189F106 611099 22709 SH SOLE 0 0 22709 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 7782240 287592 SH SOLE 0 0 287592 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 952289 10896 SH SOLE 0 0 10896 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 456582 1163 SH SOLE 0 0 1163 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2922746 38630 SH SOLE 0 0 38630 VANGUARD INDEX FDS MID CAP ETF 922908629 1634675 7850 SH SOLE 0 0 7850 VANGUARD INDEX FDS GROWTH ETF 922908736 912784 3352 SH SOLE 0 0 3352 VANGUARD INDEX FDS SMALL CP ETF 922908751 281870 1491 SH SOLE 0 0 1491 VANGUARD INDEX FDS TOTAL STK MKT 922908769 729483 3434 SH SOLE 0 0 3434